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FINRA FINRA is a registered trademark of the Financial Industry Regulatory Authority, Inc. FINRA is an independent, non-governmental regulator for all securities firms doing business with the public in the United States. FINRA works to protect investors and...
is a full time position that requires up to 20% travel. Global OGC Litigation and Investigations Attorney: H1 and H2 Headings: - Global OGC Litigation and Investigations Attorney - Join Our Team at PwC - PwC Professional: Our...
DIRECTOR, INVESTIGATIONS - ALL FINRA LOCATIONS The organization FINRA is currently seeking a Senior Director of Investigations for all FINRA locations. This position will be responsible for leading and implementing the strategic direction of the Cause Investigations program for...
strives to make our career site accessible to all users. If you need a disability-related accommodation for completing the application process, please contact FINRA's accommodation help line at . Please note that this number is exclusively for inquiries regarding application...
Friendly Job Title: Vice President & Associate General Counsel, Capital Markets Policy H1 Heading: Join FINRA as Vice President & Associate General Counsel, Capital Markets Policy H2 Heading: Lead a Team of Attorneys in Developing and Implementing Capital...
resumes will be reviewed by FINRA's Talent Acquisition team and only those resumes that meet the criteria will be forwarded to the hiring manager for consideration. Job Title: Associate Principal Analyst, Risk Monitoring - Any FINRA Location...
Vice President, Advertising Regulation is a key leadership position within the Corporate Financing and Advertising Regulation team at **MEMBERS ONLY**SIGN UP NOW***. This role is responsible for the effective operation of the Advertising Regulation Department, including managing its regulatory review programs, policy and...
role is eligible for a bonus and benefits package that includes medical, dental, and vision insurance; a 401(k) plan with company match; an employee stock ownership plan; a flexible work environment; and paid time off. **MEMBERS ONLY**SIGN UP NOW***....
is an Equal Opportunity and Affirmative Action Employer All qualified applicants will receive consideration for employment without regard to age, citizenship status, color, disability, marital status, national origin, race, religion, sex, sexual orientation, gender identity, veteran status or any...
Risk and Regulatory - Resolution Planning - Manager: - Job title: Financial Risk and Regulatory - Resolution Planning - Manager - Salary information: Pay range information available for positions in California, Colorado, District of Columbia, Hawaii, Maryland, Nevada, New...