Title: Senior Director, Corporate Counsel - Investment Fund Job Responsibilities: The Senior Director, Corporate Counsel will be part of the Legal Risk Sustainability Compliance (LRSC) Team and will act as in-house counsel dedicated to supporting the company's real estate investment funds. The...
Title: Senior Director, Corporate Counsel - Investment Fund Job Responsibilities: The Senior Director, Corporate Counsel will join the Legal Risk Sustainability Compliance (LRSC) Team of the company, acting as in-house counsel for the company's real estate investment funds. Key responsibilities include: - Advising...
aspects of financial services tax engagements, including hedge funds, private equity, venture capital, broker-dealers, and management companies. - Research... and draft memoranda on complex tax matters. - Identify and implement tax planning opportunities. - Handle and resolve tax controversies. - Oversee complete tax research...
sector, including hedge funds, private equity, venture capital, broker dealers, and management companies.... Your key duties will include: - Reviewing tax returns prepared by tax staff and seniors to ensure accuracy. - Engaging in all aspects of financial services tax engagements. - R...
Title: Senior Associate, Licensing Acquisition Full Time Job Responsibilities: - Possess working knowledge of state regulatory, exam, and licensing processes, which may include conducting additional research as needed and reviewing work conducted by Associates. - Participate in state money transmission...
Title: Senior Associate, Licensing Acquisition Job Responsibilities: - Possess working knowledge of state regulatory, exam, and licensing processes, including conducting additional research as needed and reviewing work conducted by Associates. - Participate in state money transmission license acquisition, including preparation of...
Title: Senior Paralegal Job Responsibilities: The Senior Paralegal at the company will assume a pivotal role in managing and executing transactions across the company's core businesses, particularly within the real estate sector. This position entails working closely with the eight members of...
Title: Sr. Director, Corporate Counsel - Investment Fund Job Responsibilities: The Sr. Director, Corporate Counsel will be part of the Legal Risk Sustainability Compliance (LRSC) Team at the company, dedicated to supporting the company's real estate investment funds. The role involves providing...
Title: Sr. Director, Corporate Counsel - Investment Fund Job Responsibilities: The Sr. Director, Corporate Counsel at the company will be an integral part of the Legal Risk Sustainability Compliance (LRSC) Team, focusing on the legal aspects of the company's real estate investment...
Title: Capital Markets Associate Job Responsibilities: The Capital Markets Associate will join the Corporate Practice at a law firm and will be responsible for handling significant corporate transactions with a focus on Capital Markets. Responsibilities include working on . and cross-border transactions,...
securities laws. Key responsibilities include: - Addressing Investment Company Act status issues and providing related opinions. - Managing broker-dealer and investment adviser status... issues. - Offering counsel on broker-dealer and investment adviser registration... and compliance. - Assisting in the setu...
securities laws. Key responsibilities include: - Addressing Investment Company Act status issues and providing related opinions. - Handling broker-dealer and investment adviser status... issues. - Offering counsel regarding broker-dealer and investment adviser registration... and compliance. - Assisting in the s...
working on a variety of issues under federal securities laws. These include: - Addressing Investment Company Act status issues and opinions - Handling broker-dealer and investment adviser status... issues - Providing counsel regarding broker-dealer and investment adviser registration... and compl...
Title: SVP, Associate General Counsel, Chief Privacy Officer Job Responsibilities: The Chief Privacy Officer (CPO) and Senior Vice President, Associate General Counsel at the company will serve as a prominent leader, providing legal advice on privacy, technology development, cybersecurity, incident response,...
federal securities laws. The primary duties include: - Addressing Investment Company Act status issues and providing legal opinions - Managing broker-dealer and investment adviser status... issues - Providing counsel on broker-dealer and investment adviser registration... and compliance - Assisting i...
Title: Senior Counsel - IP Special Deals & Analytics Job Responsibilities: - Manage intellectual property (IP) deals and negotiations using data-driven analysis and innovative approaches. - Negotiate, value, and draft IP license, acquisition, and settlement agreements. - Identify key existing and emerging areas of...
Title: Senior Counsel - IP Special Deals & Analytics Job Responsibilities: - Manage IP deals and negotiations using data-driven analysis and innovative approaches. - Negotiate, value, and draft IP license, acquisition, and settlement agreements. - Identify key existing and emerging areas of IP risk...
Title: Senior Counsel - IP Special Deals & Analytics Job Responsibilities: - Managing intellectual property (IP) deals and negotiations using data-driven analysis and innovative approaches. - Negotiating, valuing, and drafting IP license, acquisition, and settlement agreements. - Identifying key existing and emerging areas of...
Title: Senior Principal Intelligence Specialist Job Responsibilities: The Senior Principal Intelligence Specialist plays a crucial role in supporting the mission of the Strategic Intelligence & Analytics (StratIntel) organization within the department. The position involves the collection, analysis, processing, and dissemination of strategic...
Title: Principal Intelligence Specialist Job Responsibilities: The Principal Intelligence Specialist plays a critical role in the StratIntel division of the organization's Member Supervision department. This position is responsible for delivering proactive intelligence to enhance investor protection and market integrity through informed, timely...
Title: Principal Analyst, Risk Monitoring Job Responsibilities: - Conduct risk monitoring activities and ongoing risk assessments of FINRA members, reporting to a Risk Monitoring Director. - Support the Risk Monitoring Director in identifying existing and emerging risks, and interact with internal and external...
Title: Senior Principal Analyst, Office of Strategic Engagements Job Responsibilities: The Senior Principal Analyst in the Office of Strategic Engagements (OSE) within the department is charged with supporting the External Strategic Engagements leadership team in fulfilling their responsibilities. This includes representing the...
Title: Principal Intelligence Specialist Job Responsibilities: The Principal Intelligence Specialist is a pivotal role within the StratIntel mission of the department, primarily tasked with enhancing investor protection and market integrity through informed regulatory decisions. The key responsibilities include: - Leading complex analytical projects...
Title: Principal Intelligence Specialist Job Responsibilities: The Principal Intelligence Specialist is a pivotal role within the StratIntel team of the organization's Member Supervision department, aimed at enhancing investor protection and market integrity. The key responsibilities include: - Leading complex analytical projects to identify...
industry. We not only have the best **Members Only** positions, but we also have the most. Paralegal The candidate should have 5+ years of law firm experience as a securities paralegal (preferably Investment Adviser, Private Fund, or Broker-Dealer). Perform...
Firm Staff brings you up to date and high quality legal staff openings in law firms and in-house legal departments of business organizations. In addition, we help solo attorneys hire experienced personnel from the legal industry. We not only have...
federal securities law issues, including Investment Company Act status, broker-dealer and investment adviser registration,... and alternative investment platform setup. The role involves working with technology and early-stage companies, with a preference for candidates with SEC on federal securities laws...