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Job Title: VP Assistant General Counsel - Experience: 5-7 years - Location: San Diego, Fort Mill/Charlotte - Time Type: Full Time - Job Requisition ID: R-041008 Responsibilities: - Provide legal support for **MEMBERS ONLY**SIGN UP NOW***.'s financial services business - Review,...
Vice President, Assistant General Counsel - **MEMBERS ONLY**SIGN UP NOW***. H2: Join Our Team: Are You a Solution-Oriented Attorney? Bold Headline: **MEMBERS ONLY**SIGN UP NOW***. Seeks Experienced Attorney for Vice President, Assistant General Counsel Role Are you a team player with...
Deputy Chief Counsel, Division of Registration and Inspections, mission-driven, investor protection, audit standards, inspection, enforcement, ethical, professional conduct, compensation, hybrid work, paid time off, health benefits, family resources, commuter benefits, legal, Sarbanes-Oxley Act, SEC, professional standards, risk assessment, performance management,...
Background Investigation All PCAOB employees are required to be trustworthy and of high integrity. The PCAOB conducts a background investigation on all prospective and employees. Not ready to apply? Join our Talent Network to stay informed...
Public Company Accounting Oversight Board (PCAOB) Department: Division of Registration and Inspections Job Title: Deputy Chief Counsel Experience: Minimum of 15+ years of recent experience with a law firm, government agency, corporation, or regulatory body (or combination). Salary: $242,000 -...
Job Start Date 12/01/2024 SEO Friendly Job Title: Senior Counsel - Legal Department at Cetera Financial Group H1 Heading: Join Our Legal Team at Cetera Financial Group H2 Heading: Senior Counsel Opportunity in El Segundo, CA Bold Headlines: -...
Job Title: AVP, Associate Counsel, Employment Business Unit Support Job ID: R-040469 Company: **MEMBERS ONLY**SIGN UP NOW***. Locations: Fort Mill, South Carolina; San Diego, California Category: Legal Salary Range: $128, - $214, Experience: 3+ years employment law experience Education: JD from...
This role provides expert legal counsel on regulatory and compliance matters related to registered investment advisors and broker-dealers. The ideal candidate will... have a deep understanding of financial regulations, a strong background in working with regulatory bodies such as t...
a seasoned professional with substantial experience in compliance and regulatory matters within the financial services sector. The ideal candidate will have a strong background in advising registered investment advisors and broker-dealers on regulatory issues, focusing... on the Investment Advisers Ac...
will have a robust compliance and regulatory background, with specific expertise in advising registered investment advisors and broker-dealers. This role requires a... deep understanding of the Investment Advisers Act of 1940 and the Investment Company Act of 1940 and involve...