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Overview:A law firm in San Francisco, CA, is seeking a highly skilled and experienced Mid-Level - Senior Financial Services Compliance and Regulatory Associate Attorney. This role provides expert legal counsel on regulatory and compliance matters related to registered investment advisors...
Overview: A law firm in Los Angeles, CA, is seeking a Mid-Level - Senior Financial Services Compliance and Regulatory Associate Attorney. This role requires a seasoned professional with substantial experience in compliance and regulatory matters within the financial services sector....
Overview:A law firm in Los Angeles, CA, seeks a skilled and experienced Mid-Level - Senior Financial Services Compliance and Regulatory Associate Attorney. The ideal candidate will have a robust compliance and regulatory background, with specific expertise in advising registered investment...
Firm is seeking a mid-level to senior associate with at least four years of experience in financial services compliance and regulatory matters. This is a fantastic opportunity to join our highly regarded Financial Services Practice Group at Davis Wright Tremaine...
Firm Seeking Mid-Level to Senior Associate for Financial Services Compliance and Regulatory Role Position Overview: **MEMBERS ONLY**SIGN UP NOW***., a top-tier law firm, is seeking a mid-level to senior associate attorney with a minimum of four years of...
Firm Seeks Financial Services Compliance & Regulatory Associate H1: Join Our Market-Leading Financial Services Practice Group H2: Exciting Opportunity for Mid-level to Senior Associate Are you a highly skilled attorney with at least four years of experience...
Investigator, Specialist Team - All FINRA Locations Full time posted... on Posted Yesterday View All 15 Locations job requisition id R-008844 and special investigations of FINRA member firms; investigates potentially... of persons associated with FINRA member firms; and provides......