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Vice President, Enforcement Legal
The candidate will serve as a senior legal advisor to the EVP of Enforcement, responsible for monitoring and advising on high-impact and noteworthy investigations and disciplinary actions, including litigation, across the department and in coordination with...
Counsel, Statutory Disqualification
The candidate supports the execution of the organization's Statutory Disqualification Program by researching, preparing documents and providing recommendations on matters handled by Member Supervision's Statutory Disqualification Group. Demonstrates an advanced ability to apply legal principles and knowledge...
**MEMBERS ONLY**SIGN UP NOW***. is seeking a qualified Senior Paralegal to join the company’s Office of Corporate Secretary in Foster City, California. The ideal candidate will be organized, detail-oriented and thrive in a fast-paced environment.
SEO Friendly Job Title: Senior Counsel - Corporate Law (US Business Group)
H1 Heading: Join Our Team as Senior Counsel in Corporate Law
H2 Heading: Exciting Opportunity for Experienced Attorney in Corporate Law...
Financial is an Equal Opportunity Employer.
Vice President, Assistant General Counsel at **MEMBERS ONLY**SIGN UP NOW***.
Location: Boston, MA; Fort Mill, SC; San Diego, CA; Austin, TX; Kansas City, KS
Full Time, Posted Yesterday
Job Requisition ID: R-035369
law firm located in Palo Alto, CA, is seeking an experienced FinTech and Blockchain Counsel with a minimum of 8 years of legal practice. The ideal candidate should have a strong background in US federal securities laws, including a history...
law firm situated in San Francisco, CA, is in search of an experienced FinTech and Blockchain Counsel with a minimum of 8 years of legal practice. The preferred candidate should have a comprehensive understanding of US federal securities laws and...
Overview: A law firm in Los Angeles, CA, is seeking a Mid-to Senior-level Financial Services Compliance And Regulatory Associate Attorney with a minimum of 4 years of experience in handling compliance and regulatory matters. The ideal candidate will play a...
Overview: A law firm in San Francisco, CA, is seeking a Mid-to Senior-level Financial Services Compliance And Regulatory Associate Attorney with at least 4 years of experience in compliance and regulatory matters. The ideal candidate will be crucial in providing...
Overview: A law firm in Los Angeles, CA, is seeking a qualified Mid-to Senior-level Financial Services Compliance And Regulatory Associate Attorney with a minimum of 4 years of experience in compliance and regulatory matters. The ideal candidate will be crucial...
Director, Enforcement - Any FINRA Location
job requisition id
The Enforcement Director manages a team of 5-8 Enforcement attorneys developing and resolving Enforcement cases through all...
Securities/FINRA matters. This role offers a compelling opportunity for a seasoned attorney to contribute to the firm's success.Duties:Manage and handle a diverse caseload, primarily focusing on Securities and FINRA cases.Conduct thorough legal research,... analysis, and document preparation.Represent clients in c...
Associate General Counsel, Broker-Dealer/Investment Advisor Group
The Associate General Counsel, Broker-Dealer/Investment Advisor Group is responsible for providing high quality and timely legal and advisory support to FINRA’s business units, including Member Supervision and Enforcement, and serves as...