Title: Capital Markets Associate Job Responsibilities: The Capital Markets Associate will join the Corporate Practice at a law firm and will be responsible for handling significant corporate transactions with a focus on Capital Markets. Responsibilities include working on . and cross-border transactions,...
securities laws. Key responsibilities include: - Addressing Investment Company Act status issues and providing related opinions. - Managing broker-dealer and investment adviser status... issues. - Offering counsel on broker-dealer and investment adviser registration... and compliance. - Assisting in the setu...
securities laws. Key responsibilities include: - Addressing Investment Company Act status issues and providing related opinions. - Handling broker-dealer and investment adviser status... issues. - Offering counsel regarding broker-dealer and investment adviser registration... and compliance. - Assisting in the s...
working on a variety of issues under federal securities laws. These include: - Addressing Investment Company Act status issues and opinions - Handling broker-dealer and investment adviser status... issues - Providing counsel regarding broker-dealer and investment adviser registration... and compl...
federal securities laws. The primary duties include: - Addressing Investment Company Act status issues and providing legal opinions - Managing broker-dealer and investment adviser status... issues - Providing counsel on broker-dealer and investment adviser registration... and compliance - Assisting i...
industry. We not only have the best **Members Only** positions, but we also have the most. Paralegal The candidate should have 5+ years of law firm experience as a securities paralegal (preferably Investment Adviser, Private Fund, or Broker-Dealer). Perform...
Firm Staff brings you up to date and high quality legal staff openings in law firms and in-house legal departments of business organizations. In addition, we help solo attorneys hire experienced personnel from the legal industry. We not only have...