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Office of General Counsel - Senior Lawyer
The candidate will be part of the Corporate Group of the Office of General Counsel. Will contribute primarily in the area of technology, including by: Advising business leaders on the implementation of, and risks associated with, technology systems and innovations; Preparing agreements for the procurement of technology solutions and other products and services; Advising on the transfer and sharing of intellectual property throughou... read more
Senior Vice President and Deputy to the Head of Enforcement
Duties: Responsible for advising the Head of Enforcement on high priority Enforcement investigations, formal actions, and litigation. Spot policy and legal issues, communicate and operationalize a uniform analytical framework to achieve consistent analysis and results, and lead change across the department. Assist the Head of Enforcement in overseeing the integration of the legacy Enforcement and Market Regulation... read more
Senior Relationship On-boarding Officer
Duties: Making available all the resources required for the administrative and financial processing of market and credit operations initiated by the various Business Lines. Performing level one auditing in accordance with regulatory requirements, and setting up all the facilities required for secure processing of transactions. Managing operational risks. Participating in drawing up economic and accounting results for Coverage and Inv...
Debt Finance Associate - Mid-Level
The candidate must have 2-5 years of experience. The candidate must have specific experience to include representing private equity firms, corporate borrowers, hedge funds and/or financial institutions in connection with junior and senior debt financings for leveraged buyouts, recapitalizations and other strategic transactions across a range of industries. Should have outstanding academic credentials, comparable law firm experience, and e...
The candidate will work closely with our team of in-house experts (from both legal and financial backgrounds). Will be research and analyze companies' debt structures and produce reports on notable covenant issues. Maintain active dialogue and cultivate relationships with subscribers and industry contacts to supplement coverage efforts, including idea sourcing. Covenant analysts talk to many of the top distressed hedge funds on a daily basis. Should have J...
Compliance Advisory and Control Room - VP
The candidate will provide regulatory advice to Investment Banking, Equity Capital Markets, Syndicate and Research business units. Provide support to the Control Room on daily functions as needed. Review, draft and implement compliance policies and procedures. Plan, coordinate and conduct training plans for businesses under coverage. Respond to regulatory inquiries. Assist with surveillance initiatives. Assist on ad-hoc projects an...
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CRS Senior Manager
The candidate will be reviewing and analyzing financial information and accounting records. Performing forensic accounting analysis on litigation support and bankruptcy/restructuring engagements. Writing reports summarizing analyses performed and their impact on client. Reviewing and summarizing legal documents and client specific information. Keeps Managing Director informed on workload and assigned project progress. Supervision of lower level staff, as...