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Financial Services Associate
Candidates should have 2-3 years of experience representing asset managers, hedge funds and other global market participants, such as commodity pools and proprietary trading firms, at a nationally recognized law firm or should have strong general corporate experience. Excellent academic credentials and strong writing and analytical skills are required. read more
Vice President and Chief Legal Officer
The candidate will be reporting to the Vice President and Chief Legal Officer of U.S. Businesses, the Chief Legal Officer of PGIM leads a high performing team of more 120 associates (including more than 80 attorneys) located in offices around the world, including locations in the United States, Mexico, United Kingdom, Germany, Luxemburg, Japan and Singapore. Will be working closely with PGIM’s senior management, s/he will be a key... read more
Legal Counsel III
The candidate will be responsible for providing counsel to the Commercial Banking business on legal rights and obligations pertaining to Equipment Finance transactions including: Preparing and negotiating legal documents, reviewing proposed legislation and regulations and advising management of changes that impact the company; Providing advice and counsel to executives and line managers concerning the laws that impact Equipment Finance transactions and co... read more
Associate Vice President Counsel
The candidate will report directly to the Senior Counsel. Will be responsible for handling regulatory and litigation matters involving Advisor Groupâ€™s broker-dealers and investment advisers. Provide legal support during regulatory examinations. Advise on securities laws and regulations, most particularly relating to broker-dealers and investment advisers. Handling of FINRA arbitration matters and regulatory inquiries and investigatio...
Temporary IT Client Services - Financial Associate
The candidate will answer inbound calls from internal and external clients; assist external clients with the company's website registration, navigation and credit card activations; and provide education about the processes and procedures associated with their account. Will provide support and guidance with internal clients involving the maintenance of client accounts associated with investment products and provide estimate...
Regulatory Relations Executive
The candidate will have primarily responsible for handling the management and oversight of responses to regulatory requests, including inquiries, reviews and examinations. As part of the Regulatory Relations Group, will also be involved in the full panoply of issues attendant to a supervisory Regulatory Liaison function including, acting as a liaison and central point of contact on regulatory issues with staff from regulatory agencies at many...
Associate General Counsel
The candidate will be responsible for performing legal and regulatory functions for firm and its subsidiaries. Will operate independently as legal counsel to senior business leaders in firmâ€™s central depository firm. Identify and evaluate regulatory issues as they arise. Provide legal and regulatory advice in the development and structuring of new business initiatives for firm. Provide legal and regulatory advice on risk issues, including i...
LawCrossing has the most listings of any job board I have used. It's actually a great site. The website had a lot of detail. It’s nice that you don't have to go through a recruiter if you don't want to. You can actually contact the law firm directly for the positions listed. LawCrossing had a ton of great features.
Legal Staff Attorney III
The candidate will report to the Deputy General Counsel for Corporate Shared Services. Will draft, review and negotiate inter-company transactions as well as third party supplier contracts and related documents for technology, retail, human resources, and risk product and service transactions. Draft, review and negotiate inter-company transactions in support of a complex corporate model that outsources its operations and technology to various affil...
Legal Counsel III
The candidate will provide counsel to the company on legal rights and obligations pertaining to specific areas including: preparing and reviewing legal documents, reviewing proposed legislation and regulations, and advising management of changes that impact the company. Will provide advice and counsel to executives and line managers concerning the laws that impact their functional areas. Manage the work of outside counsel and preparation of legal document...
Commercial Banking Attorney
The candidate must have 5-7 years experience handling loan transactions for lenders. Experience negotiating, drafting and reviewing commercial loan documents is required as is a working knowledge of banking industry regulations. Should be admitted to practice in NJ and NY.
Director - Financial Crime Compliance
The candidate will identify gaps in policies and processes and liaise as necessary with the team, other business units and stakeholders to escalate issues for resolution. Will perform root cause of analysis and work with appropriate groups to recommend control issues and track trends. Proactively assess areas for process improvement and make/propose changes as needed. Oversee staff by communicating job expectations; planning, monitorin...