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of our client seeks corporate and securities associate attorney with 2-3 years of... transactional experience focusing on mergers and acquisitions. The candidate will be managing a variety of transactions, and... read more
corporate and securities Associate
The candidate... have 2-3 years of corporate transactional experience focusing on... mergers and acquisitions in a large regional or national law firm. Ideal candidates will also have... read more
compliance with significant new securities industry rules and regulations.... Will support Compliance personnel in responding to SEC and FINRA regulatory examinations and inquiries; participate in new product and service initiatives to ensure compliance with rules and regulations applicable to those...
have experience with the Securities Exchange Act of 1934,... rules and regulations of self-regulatory organizations and basic corporate law principles. Experience with... multiple products and asset types strongly preferred. Knowledge of the Investment Advisers Act of 1940 a plus....