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Remote Compliance Officer Jobs

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SPONSORED JOB
Experience
Min 8 yrs required
Location
Greensboro, NC
Posted Date
Sep 11, 2020
Total Views
104
Senior Employee Benefits compliance officer Duties: Provide oversight and... the delivery of ERISA compliance Services as part... external Clients. Provide specialized compliance analysis, advice and technical... inquiries to the EB compliance Help Desk Telephone conferences compliance read more
SPONSORED JOB
Company
UBS  
Experience
5-10 yrs required
Location
Jersey City, NJ
Posted Date
Sep 18, 2020
Total Views
48
Regulation W compliance officer The candidate duties will... the CUSO Banking Regulatory compliance Regulation W framework, including... monitoring, and training; Conduct compliance oversight reviews of applicable... requirements to ensure that compliance programs and testing programs compliance read more
SPONSORED JOB
Company
Experience
Min 10 yrs required
Location
Portland, OR
Posted Date
Sep 24, 2020
Total Views
114
General Counsel and Chief compliance officer Duties: Act as... all external counsel and compliance consultant relationships, including spend... and overall departmental budget. Partner with the CFO/CCO to strengthen internal controls,... read more
Company
In-House
Experience
5-10 yrs required
Location
Dallas, TX
Posted Date
Jul 22, 2021
Info Source
Employer
Total Views
22
Deputy General Counsel / Compliance Officer - Remote Duties:... Acts as the Deputy Compliance Officer, and plays a... closely with the Chief Compliance Officer and senior management... corporate strategies, policy interpretation, compliance, contractual disputes, litigation, and... policies and regularly monitors compliance. Drafts and solidifies agreements,... Compliance... read more
SPONSORED JOB
Experience
Min 2 yrs required
Location
Farmington, CT
Posted Date
Sep 25, 2020
Total Views
102
Chief compliance officer Investment... as well as ensuring compliance with the evolving regulations.... and SEC filings. Provide compliance support to fixed income,... all aspects of the compliance function, including performing all...... read more
SPONSORED JOB
Experience
Min 8 yrs required
Location
Newport Beach, CA
Posted Date
Sep 25, 2020
Total Views
106
Senior compliance officer The candidate will be... managing a team of compliance professionals and assisting with... as well as other compliance related documents, communications, and reporting;... with members of the compliance Department globally to drive compliance read more
SPONSORED JOB
Company
Confidential
Location
Seattle, WA
Posted Date
Jul 24, 2021
Info Source
Employer
Total Views
70
search of General Counsel/Chief compliance officer to be based... for all legal and compliance matters at the firm,... monitor and maintain the compliance program including policies and... review/audit of all current compliance systems, processes and manuals Serve compliance read more
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