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Compliance Officer Jobs in New York City

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SPONSORED JOB
Company
Constellation Advisers, LLC
Experience
3-5 yrs required
Location
New York City, NY
Posted Date
Mar 13, 2020
Total Views
36
Regulatory compliance Senior Associate / Manager Responsibilities:... Advising clients on compliance with the Securities Act,... and advertising materials for compliance with the Advisers Act... in the performance of compliance functions, such as oversight compliance read more
SPONSORED JOB
Company
Zurich Insurance Company Ltd
Experience
Min 8 yrs required
Location
New York City, NY
Posted Date
Mar 18, 2020
Total Views
41
Regional Investments compliance officer The Candidate will... and satisfy their ongoing compliance obligations. Continuously building your... of future regulations and compliance solutions to respond appropriately... with experts in Group compliance Group Risk Management and compliance read more
SPONSORED JOB
Company
Deutsche Bank AG, Frankfurt am...
Experience
Min 5 yrs required
Location
New York City, NY
Posted Date
Mar 24, 2020
Total Views
31
Global Markets FI compliance officer Vice President The... trading businesses and secondary compliance coverage for securitized products... Division. Develop and enhance compliance policies and procedures and... frameworks. Develop and deliver compliance training on appropriate topics compliance read more
Company
In-House
Experience
Min 10 yrs required
Location
New York City, NY
Posted Date
May 25, 2020
Info Source
Employer
Total Views
34
TAI Corporate Ethics & Compliance Officer The candidate will... develope and implement compliance policies, procedures and guidelines;... managing compliance monitoring programs, issue reporting... and, developing and delivering compliance-related training materials, reports and... 10+ years of relevant compliance experience in a corporate... compliance... read more
Company
In-House
Experience
3-6 yrs required
Location
New York City, NY
Posted Date
May 22, 2020
Info Source
Employer
Total Views
20
Compliance Officer, ECM The candidate... business groups, Legal and Compliance colleagues on Information Barriers,... regulatory rules. Must have Bachelors with 3-6 years relevant Legal or Compliance experience, including in Capital... Markets Compliance or Control Group. Masters... or J.D. a plus.... read more
SPONSORED JOB
Company
Group 1001
Experience
5-7 yrs required
Location
New York City, NY
Posted Date
Apr 10, 2020
Total Views
23
compliance officer Managing Counsel The... to the Chief Legal officer with assigned duties to officer (“CIO”), Advisory Services. Accountabilities: Compliance: Development, design, and implementation... of compliance policies and procedures, consistent... transactions, corporate matters, and compliance issues. Communicate regularly with...... read more
SPONSORED JOB
Company
WW International, Inc
Experience
8-10 yrs required
Location
New York City, NY
Posted Date
May 24, 2020
Total Views
29
Counsel / Health Care compliance and Privacy officer The candidate... administer company's Health Care compliance and Privacy program. Will... management on health care compliance and privacy issues. Assist... administration of company's corporate compliance program. Negotiate and draft compliance read more
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