wide range of legal duties centered around the regulation of broker-dealers. Key responsibilities include: - Engaging in international regulatory issues that affect broker-dealers... and banks. This involves understanding and navigating complex legal frameworks and ensuring compliance with international standards. - Addressing... brok...
Job Title: Regulatory Counsel Job Responsibilities: The Regulatory Counsel... for providing legal and regulatory support, primarily focusing on... supporting the Licensing & Data Privacy team within the company. Key responsibilities include: - Monitoring legislative changes relevant to data privacy, cybersecurity, and Artificial Intelligence,...
Title: Complex Claims Consultant - Healthcare Job Responsibilities: - Manage an inventory of highly complex healthcare professional liability claims with significant exposures requiring specialized technical expertise and coordination. This involves verifying policy coverage, conducting investigations, developing and employing resolution strategies, and authorizing...
informative summary of the foreclosure process. The assistant is expected to maintain a daily workload to meet all client and regulatory requirements, with the workload... distributed among team members for completion each day. Key responsibilities include: - Completing the daily worklo...
Manager - Life Sciences Compliance Job Responsibilities: The Manager - Life... Sciences Compliance will be part of... the Ethics and Compliance (E&C) function, which is... mitigation of ethics and compliance-associated risks for the delivery... of projects in Life Sciences, working closely with...
Job Title: Risk & Compliance Specialist - Life Sciences... Compliance Job Responsibilities: As a Risk &... Compliance Specialist in the Life... Sciences Compliance sector, you will be... of the Ethics and Compliance (E&C) function of the... and mitigate ethics and compliance-associated risks for Life Sciences......
Job Title: Director of Compliance, Third Party Management Job Responsibilities: The... Director of Compliance, Third Party Management, is... for leading and overseeing compliance with the company's Third-Party... ensure adherence to all regulatory requirements. The role involves... designing sustainable and flexible solutions and...
advice to management on regulatory compliance with the Securities... Act, Investment Company Act, and Investment Advisers Act. - Draft and review, as well as ensure timely and accurate filing of various Securities Act, Investment Company Act, and Investment Advisor filings, including...
be tasked with advancing the company's global sustainable procurement strategy. The role focuses on three main areas: ensuring alignment with evolving regulatory requirements, mitigating Environmental, Social,... and Governance (ESG) risks in the supply chain, and embedding responsible procurement standards, pro...
for pharmacy benefit management regulatory issues, offering business leaders... considerations. This spans a wide segment of payors including employers, unions, health plans, and government payors such as Medicare and Medicaid. - Identify, research, analyze, interpret, and apply legal and regulatory requi...
division is a customer-facing role that involves providing transactional support across all aspects of the profit and loss (P&L) statement. Key responsibilities include: - Negotiating complex commercial agreements with customers and airframers globally. - Providing program support and advising on regulatory co...
businesses, including Perten, Solus, Covaris, and Project Farma. - Manage litigation and support employment and regulatory matters. - Oversee corporate governance... and entity management. - Review, draft, and negotiate various agreements such as sales and service agreements, distribution agreements, direct and indirect supply...
within the Commercial Engines Global Trade organization at the company. This role necessitates strong business and global trade expertise as well as proven leadership capabilities. Key responsibilities include: - Leading, managing, and ensuring compliance for the Commercial Engines... (CE) organization, inclu...
Counsel, Global Ethics and Compliance (Hybrid) Job Responsibilities: - Conduct... company policies. Collaborate closely with the corporate investigation team and subject matter experts from other functions as needed. - Oversee Corporate Global Ethics and Compliance (GEC) engagement with businesses’... ongoing signif...
Title: Counsel Job Responsibilities: The Counsel role at the company involves working closely with the managing AVP & Senior Counsel to support the . dental business unit. The responsibilities include: - Drafting, reviewing, revising, and negotiating complex dental and vision services agreements...
compliance services - Offer regulatory representation and tax provision... preparation and review - Collaborate as part of a multi-disciplinary team to deliver a wide range of tax services to Securities Exchange Commission (SEC) clients - Supervise, aid in the development,...
Title: Finance and Investments Counsel Job Responsibilities: - Manage and lead legal documentation and processes related to investment management matters, including IMAs, advisory agreements, custodial arrangements, and asset transfer and servicing arrangements. - Draft, review, and negotiate documentation directly with...
Title: Tax Director - Global Information Reporting Job Responsibilities: - Provide guidance on global tax information reporting and withholding rules. - Lead efforts to develop new business opportunities. - Make critical decisions to influence client outcomes. - Manage and shape client engagements. - Provide mentorship to...
a crucial role in helping clients navigate the complexities of global tax information reporting and withholding rules. Your responsibilities will include: - Leading staff in the preparation and filing of information returns, ensuring accuracy and compliance with regulatory standards. - Developing in...
the areas of environmental site remediation, EH&S compliance, and regulatory issues, as well as... the environmental aspects of real estate and other transactions such as mergers and acquisitions. Key responsibilities include: - Environmental Legal Support - Site Remediation: - Offer proac...
Title: Associate General Counsel, EH&S (Hybrid) Job Responsibilities: - Provide proactive, timely, and high-quality legal support to the RTX site remediation program, working with Remediation Project Managers on global site investigation and remediation issues. - Support the litigation team in defending and settling...
communication channels to ensure compliance with legal and internal... policies, providing comprehensive feedback. - Partner with client marketing teams to ensure the audience, communication channel, client objectives, and legal requirements of a marketing campaign are adequately considered and reflected in...
Job Title: Legal and Compliance Counsel Job Responsibilities: - Provide legal... other operational matters. - Ensure compliance with local, state, and... conducting legal research and staying updated on changes in laws that may affect the company. - Manage the company’s compliance policies and proc...
Job Title: Compliance Specialist, Regulatory Readiness & Response, PMO Job... Responsibilities: As a Compliance Specialist within the Ethics... & Compliance (E&C) function at Company,... firm adheres to global regulatory and reporting requirements. Your... primary responsibilities will include: - Leading day-to-day program management activities,...
Job Title: Ethics & Compliance Capabilities Specialist - Monitoring... Responsibilities: As an Ethics & Compliance Capabilities Specialist, you will... the company's Ethics and Compliance function, which operates as... a comprehensive monitoring program to assess adherence to regulatory and internal requirements thr......
Job Title: Compliance Specialist, Conflicts of Interest,... Healthcare Job Responsibilities: - Undertake conflict of interest (COI) checks on new engagements with a focus on the . Healthcare sector. - Advise firm leadership on managing conflicts of interest throughout the client engagement lifecycle. - Conduct...
private equity, venture capital, credit, and hedge funds. - Provide legal advice and guidance on investment adviser registration and compliance matters. - Draft and review... fund documentation, offering memoranda, and partnership agreements. - Advise clients on regulatory matters related to fund... formation...
Senior Compliance Manager locations Chicago,... IL Stamford, CT time type Full time posted on Posted 5 Days Ago job requisition id 106819 About Northern Trust: Northern Trust, a Fortune 500...
Counsel Global Trade Compliance: Job Summary -... Title: Counsel Global Trade Compliance - Location: Stamford, CT,... US - Company: Beiersdorf - Employment Type: Regular, Full Time - Department: Legal Affairs - Experience: 7-10 years - Education: Doctorate of Jurisprudence...
Job Title: Compliance/Legal Associate – Agreements and... agreements and disclosures for compliance and legal personnel. - Editing... and coding documents in HTML and performing system uploads. - Coordinating with various departments to ensure the timely and accurate update of documents. - Testing and...
Job Title: Regulatory Correspondence Counsel Job Responsibilities: - Collaborate... with Company’s Regulatory Correspondence team to address... routine regulatory inquiries. - Provide legal oversight... on Company’s responses to regulatory inquiries. - Draft and prepare... written responses to regulatory inquiries when necessary. - Conduct... on compliance reviews and regulatory inquiries, offering feedback as......
Job Title: Privacy and Compliance Analyst (Hybrid) Job Responsibilities: - Support... impact assessments, and artificial intelligence assessments. - Conduct investigations, inquiries, and remediation efforts related to privacy and compliance. - Provide analysis and support... for initiatives such as privacy by design, data minimization, an...
Manager within the Risk, Compliance, and Governance department, the... primary focus is on regulatory compliance, specifically concerning auditor... independence... rules. The role involves providing consultative support to ensure that professionals and engagement teams deliver services in accordance with these regulations....
Title: AML Project Delivery Senior Analyst Job Responsibilities: - Collaborate with the AML and sanctions team to support client service delivery. - Participate in Lookback engagements and perform case investigations. - Assess potential AML and sanctions risks during investigations. - Make recommended decisions regarding case...
Title: AML Project Delivery Specialist Job Responsibilities: - Manage a small team of investigators in the Anti-Money Laundering (AML) and sanctions domain. - Conduct case investigations and perform Quality Control (QC) on these investigations, requests for information, and case escalations. - Assess potential AML...
Title: AML Project Delivery Specialist Job Responsibilities: As an AML Project Delivery Specialist, your role is to work collaboratively within the company’s Project Delivery Talent Model, which emphasizes long-term, onsite client service delivery without extensive travel demands. Your responsibilities include: - Managing...
variety of responsibilities aimed at supporting client service delivery within the regulatory and risk management domain.... Key responsibilities include: - Performing case investigations to assess potential AML and sanctions risks as they emerge. - Making informed decisions regarding case d...
Title: Complex Claims Consultant (Lawyers/Architects & Engineers) Job Responsibilities: - Manage a portfolio of highly complex specialty claims with significant exposures, requiring advanced technical expertise and coordination. - Deliver exceptional customer service by managing all aspects of the claim, maintaining professional interactions, meeting...
Title: Associate Job Responsibilities: - Represent clients in construction-related litigation, handling claims such as extra work, unforeseen conditions, change orders, defective plans and specifications, lost productivity, acceleration, extensions of time, delay damages, lien foreclosures, and bond claims. - Prepare mechanic’s liens and bond...
and advisor to the business, the Legal Counsel will provide legal advice in the areas of strategic litigation management, employment law, and regulatory compliance. The ideal candidate... will have at least four years of litigation experience and be a mem...
Title: Associate Director & Counsel - Commercial Engines (Hybrid) Job Responsibilities: The Associate Director & Counsel for the Commercial Engines division of the company is a customer-facing role that involves providing comprehensive transactional support across all aspects of the profit and loss...
comprehensive transactional support in all areas of the profit and loss (P&L) statement. The incumbent will be responsible for negotiating complex commercial agreements with global customers and airframers. Additionally, the role involves providing program support, advising on regulatory compliance, an...
) for compliance with regulatory requests, investigations, and litigation. -... Work independently through challenges and roadblocks with creative problem solving, collaborating within the larger Antitrust Practice Group team. - Consult with external stakeholders to determine appropriate analytics tools, workflows, and required de...
leadership in managing legal, regulatory, and compliance-related reviews within... the firm's Ethics & Compliance program. - Navigate complex and... multifaceted issues to achieve risk-based resolutions, ensuring consistency across...
Title: Associate Claims Counsel - Management Liability Job Responsibilities: The Associate Claims Counsel at the company is responsible for managing Management Liability Claims, which include Employment Practices Liability (EPL), Directors and Officers Liability (D&O), Fiduciary Liability, and Crime claims for private and...
Title: Senior, International Tax - Insurance Job Responsibilities: As a Tax Senior Consultant, you will be an integral part of an engagement team, utilizing your experience in accounting and taxation to deliver tax consulting and compliance services to a diverse... range...
Title: AVP, Sr. Counsel, Life & Annuities Job Responsibilities: The AVP, Senior Counsel - Life & Annuities is responsible for providing comprehensive legal support to the business segments of the company that are involved in the design and administration of individual life...
Title: Complex Claims Consultant (Healthcare) Job Responsibilities: - Manage an inventory of highly complex healthcare professional liability claims with large exposures, requiring specialized technical expertise and coordination. This involves verifying policy coverage, conducting investigations, developing and employing resolution strategies, and authorizing disbursements...
of corporate matters, including transactional work, governance advice, and compliance projects. The role involves... close collaboration with partners and clients to provide practical, business-focused legal due diligence and prepare summaries for mergers, acquisitions, joint ventures, and other corporate transactions....