Title: Legal Counsel - SaaS and Commercial Contracts Job Responsibilities: - Draft, negotiate, and advise the company's Wealth & Investment Technology (WIT) businesses on their commercial agreements, focusing on customer licensing and service agreements. - Engage in legal aspects of business...
The following jobs are no longer active but were real openings previously posted by employers. These listings provide valuable insight into employer hiring trends and frequently lead to job offers. In many cases, employers are still hiring or open to strong candidates even if no new job is posted. Applying to these listings often makes you the only applicant, increasing your chances of being hired.
Part-time General Counsel The candidate must have 5+ years of securities experience. Must be experienced and well versed in one or more of the 1933 Act, 1934 Act and the... 1940 Act. Should have excellent... experience....... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Business Compliance Consultant Duties: Review and approval of all of institutional and retail sales and marketing material, and responsibility for all sales and marketing compliance issues (including compliance training of members of Sales and Marketing Department). Researching and staying current on the requirements of the Advisers Act and the 1940 Act with respect to... institutional and retail marketing materials. Daily administration and maintenance of Advertising Policy... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Registered Funds Counsel Duties: Provide legal advice and support to senior management and various teams across the firm on all regulatory matters relating to AQR Registered Funds and Sub-Advised Funds (g. providing advice under the Investment Company Act of 1940, the Investment Advisers Act... of 1940 and the Securities Act... of 1933). Prepare and... file updates and amendments to the registration statements for the AQR Registered Funds. Assist in the structuring, registration and... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
General Counsel (US Mutual Funds) The candidate will primarily focus on legal responsibilities for a large complex of . open end mutual funds across diverse asset classes, each subadvised by a company affiliate. Handle preparation and filing of annual updates of open end mutual fund prospectuses and statements of additional information on Form N-1A and supplements as needed. Prospectus and SAI disclosure analysis on an ongoing basis. Other legal support to mutua... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Compliance Officer Responsibilities : The candidate will provide strategic and tactical leadership. Promote a "best in class" compliance culture at HIMCO and the HVIT. Periodic review and revision of HIMCO's and the HVIT’s policies and procedures to ensure that they are current and complete - includes identification of regulatory developments that may lead to changed policies. Oversight of a review and testing process to verify adherence to procedures. Develop effect... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Compliance Officier Duties: Promote a compliance culture. Periodic review and revision of policies and procedures to ensure that they are current and complete - includes identification of regulatory developments that may lead to changed policies. Oversight of a review and testing process to verify adherence to procedures. Develop effective working relationships with management, portfolio managers, traders, business partners and others. Assist with preparation and filin... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
General Counsel The candidate will manage preparation and filing of annual updates of open end mutual fund prospectuses and statements of additional information on Form N-1A and supplements as needed. Will handle Prospectus and SAI disclosure analysis on an ongoing basis. Mutual fund complex as needed, including interface with product development and fund administration units, new fund registrations, fund mergers, and preparation of Board meeting materials and othe... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
General Counsel The candidate will handle preparation and filing of annual updates of open end mutual fund prospectuses and statements of additional information on Form N-1A and supplements as needed. Will handle prospectus and SAI disclosure analysis on an ongoing basis. Other legal support to mutual fund complex as needed, including interface with product development and fund administration units, new fund registrations, fund mergers, and preparation of Board mee... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Compliance Officer, HIMCO and HVIT Duties: Promote a "best in class" compliance culture at HIMCO and the HVIT. Periodic review and revision of HIMCO's and the HVIT’s policies and procedures to ensure that they are current and complete - includes identification of regulatory developments that may lead to changed policies. Oversight of a review and testing process to verify adherence to procedures. Develop effective working relationships with management, portfolio ma... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
General Counsel - Mutual Funds The candidate will focus primarily on legal responsibilities for a large complex of . open end mutual funds across diverse asset classes. Responsibilities include: preparation and filing of annual updates of open end mutual fund prospectuses and statements of additional information on Form N-1A and supplements as needed; prospectus and SAI disclosure analysis on an ongoing basis and other legal support to mutual fund complex as nee... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here