Job Title: Counsel - Insurance Agency Job Responsibilities: -... marketing and distribution of insurance products primarily through a... retail field force of independent contractor insurance agents. - Prepare, review,... and negotiate legal contracts, in pre-litigation, litigation, and regulatory examinations a...
Job Title Senior Regulatory Support Consultant Job Responsibilities... compliance with statutory and regulatory guidelines for ERISA, Internal... Revenue Code, and other guidance requirements for qualified plans, Section 403(b) plans, 457 plans, multiple employer plans, corporate non-qualified plans, IRAs, Section 72...
The following jobs are no longer active but were real openings previously posted by employers. These listings provide valuable insight into employer hiring trends and frequently lead to job offers. In many cases, employers are still hiring or open to strong candidates even if no new job is posted. Applying to these listings often makes you the only applicant, increasing your chances of being hired.
Senior Regulatory Compliance Analyst Duties: Will... be responsible for using a consultative approach in developing, implementing and monitoring Privacy compliance programs that help to... mitigate the risk to the clients, producers and the company. Take an active role in creating an environment of innovation, collaboration, transparency, accountability and trust. Works with home office and field personnel to develop, implement and monitor Privacy compliance programs in the distri...... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Senior Counsel, Insurance The candidate will provide... expert and complex legal services related to supplemental health and long term care insurance products. Will be working... with a team of ambitious and engaged professionals who bring fresh ideas and diverse perspectives to help continually shake up the status quo and stay on the forefront of legal processes and procedures. Learn what it means to work for a company that focuses on risk mitigation and process improvement as it... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Attorney The candidate will work with, and report to the Associate General Counsel or General Counsel. Will provide legal services and support to all areas of company USA Investment Management, LLC. Providing legal services in support of the asset management business of a SEC registered investment advisor, including working closely with portfolio managers, traders and analysts. Researching and providing legal advice with regard to the management of the assets of regis... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Assistant General Counsel (AAM) Duties: Bill be with Asset Management, the organization which oversees asset management for many of firm's insurance and operating companies as... well as third party clients. Work with, and report to the General Counsel. Provide legal services and support to all areas of company. Providing legal services in support of the asset management business of a SEC registered investment advisor, including working closely with portfolio managers, trader... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Attorney, Variable Products The candidate will provide counsel to the company’s Life Insurance Companies issuing variable/fixed annuities,... on federal and state securities and insurance compliance and regulatory matters.... Will also prepare and oversee registration statements of variable annuities and related products, and will work closely with top management advising on changes in laws and regulations, evaluating the impact on the company, and may develop the company's posi... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Field Risk Manager, The candidate will supervise/regulate health of assigned OSJs, and provide training, strategic leadership, and results management over diverse risk disciplines and functional areas that comply with all SRO, federal/State regulations and laws. Will create, coordinate and manage ongoing suitability/supervisory training and education for assigned OSJs. Capture and manage analysis of risk/operational data to optimize Field Risk process, field education... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Compliance Reporting Leader (AAM) The... candidate's responsibilities: Interpret investment management guidelines, set up corresponding compliance rules in the Aladdin... compliance module, and monitor ongoing... compliance with guidelines. Oversee the... testing and change management process to ensure accuracy of the compliance rules. Prepare monthly reports,... compiling and evaluating data from multiple sources. Understand the flow of information and how the information is utilized and... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Senior Compliance Manager Duties: Assist the... Divisional Compliance Officer/Director, Compliance in supervising... or managing multiple functions, activities and operations of the business units’/divisions’ Compliance Departments. Prevent, detect and... assist in resolving potential violations of state and federal laws and regulations and the rules of self-regulatory and industry ethical standards organizations. Develops, directs and assigns projects to Compliance Managers, Com... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Attorney - Variable Products The candidate provides counsel to the life insurance companies issuing variable/fixed annuities... and variable life insurance on federal and state... securities and insurance compliance and regulatory matters.... Provides ongoing advice to business partners on the development and regulation of annuity and variable insurance products with regard to... federal and state securities and insurance laws, including market conduct,... sales practices, compliance and r... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here