Title Senior Regulatory Support Consultant Job Responsibilities - Ensure compliance with statutory and regulatory guidelines for ERISA, Internal Revenue Code, and other guidance requirements for qualified plans, Section 403(b) plans, 457 plans, multiple employer plans, corporate non-qualified plans, IRAs, Section...
The following jobs are no longer active but were real openings previously posted by employers. These listings provide valuable insight into employer hiring trends and frequently lead to job offers. In many cases, employers are still hiring or open to strong candidates even if no new job is posted. Applying to these listings often makes you the only applicant, increasing your chances of being hired.
1940 Act Attorney The candidate will join the legal group of a mutual fund and exchange-traded fund services business. Responsibilities... include, among other things: drafting and reviewing initial closed-end and open-end, multi-class mutual fund registration statements to ensure disclosure requirements are met; preparing annual updates to registration statements; ensuring timely and accurate regulatory filings, including registration statement amendments, exchange listing app... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Senior Paralegal Duties: be with firm Asset Management, the organization which oversees asset management for many of insurance and operating companies as well as third party clients. Be part of the Investments Legal team, a registered investment adviser regulated by the . Securities & Exchange Commission that provides asset... management services for many of operating companies as well as third party clients. Assist attorneys with preparation and maintenance of corporate rec... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Specialist Duties: Ensure that transaction is compliant with policy and procedures as well as audit transaction to validate correct financial structure. Review signed agreement documents for accurate information and compliance with Policies and procedures. Confirm accurate phone number for lessee with a third party source to aid in preventing fraud. Phone verifies equipment satisfaction with lessees and answers any questions during the call. Accurately prepare... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Registered Product Specialist I/II Duties: Creates and files Securities and Exchange Commission mandated registered product... forms and non-registered product forms across multiple business units. Applies new product concepts to the filing process. Level I: Communicates with other business units, departments and staff to meet required service level standards in relationship to product development. Works with guidance from Registered Product Specialist II, Supervisor, Assist... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
1940 Act Attorney The candidate will join the legal group of a growing mutual fund and exchange-traded fund services business. Responsibilities... include, among other things: drafting and reviewing initial closed-end and open-end, multi-class mutual fund registration statements to ensure disclosure requirements are met; preparing annual updates to registration statements; ensuring timely and accurate regulatory filings, including registration statement amendments, exchange lis... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Asst General Counsel-Managing Attorney (AAM) Duties: Work with, and report to the Business Unit General Counsel/Asst General Counsel. Will provide legal services and support to all areas of Securities and Exchange Commission registered investment adviser.... Providing legal support, document review, negotiation and counsel related to transactions in the private placement, alternative investment funds, bank loans and public trading areas. Providing legal support, negotiation, an... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Managing Attorney The candidate will work with, and report to the Business Unit General Counsel/Asst General Counsel. Will provide legal services and support to all areas of AEGON USA Investment Management, LLC, a . Securities and Exchange Commission registered investment adviser.... Providing general legal services in support of state investment related regulatory matters, investment management activities, and SEC investment adviser regulatory matters. Providing legal servi... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Senior Paralegal (AAM) The candidate will be part of the Investments Legal team within a registered investment adviser regulated by the . Securities & Exchange Commission that provides asset... management services for many of operating companies as well as third party clients. Provide legal support to attorneys with a focus on services to Global Derivatives and Hedging function, various types of investment transactions and litigation. Work on federal and state regulatory f... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Administrative Assistant Responsibilities: Types and assembles complex data (., tables, charts, reports and memorandums) under general direction; applies a sound working knowledge of equipment capabilities to plan details of formatting, spacing and page layout. Composes/edits letters and memorandums that require an excellent working knowledge of departmental functions. Screens telephone calls and business visitors and applies departmental knowledge in response to... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Assistant The candidate will answer client calls and emails, routing to attorney when necessary. Meet with clients to obtain information and complete routine legal forms. Enter billing time for attorney and/or Execute client bills on a monthly basis. Monitor/file EDMS. Calendaring deadlines and reminders. Verify/scan all client documents are filed in client’s matter or contact. Ability to confidentially handle sensitive information. Draft letters, pleadings, etc. per a... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here