commercial litigation, transactions, or regulatory dockets before state or... federal regulatory agencies involving multiple parties... on a wide range of legal matters, including complex transactional, human resources, litigation, intellectual property, real estate, public company, or regulatory matters. - Responsible for specializ......
high-quality, actionable guidance on various legal matters including corporate governance, regulatory compliance, employment law, and... litigation related to the organization's products and services. Key responsibilities include: - Leading the drafting, review, and implementation of company-wide compliance training and corporate policy... attestat...
The following jobs are no longer active but were real openings previously posted by employers. These listings provide valuable insight into employer hiring trends and frequently lead to job offers. In many cases, employers are still hiring or open to strong candidates even if no new job is posted. Applying to these listings often makes you the only applicant, increasing your chances of being hired.
Director, Compliance Responsibilities: Will join the... Corporate Division. Assist Compliance Officer, Business Unit General... Counsel or Assistant General Counsel in ensuring, maintaining and monitoring the division's' compliance with applicable federal and... state legal requirements, regulations and the rules of self-regulatory and industry ethical standards organizations and Company/Division Compliance Policies. Manages one or... more of the division's Compliance functions (. su... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Director, Compliance Responsibilities: Will join the... Corporate Division. Assist Compliance Officer, Business Unit General... Counsel or Assistant General Counsel in ensuring, maintaining and monitoring the division's' compliance with applicable federal and... state legal requirements, regulations and the rules of self-regulatory and industry ethical standards organizations and Company/Division Compliance Policies. Manages one or... more of the division's Compliance functions (. su... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Director, Compliance Responsibilities: Will join the... Corporate Division. Assist Compliance Officer, Business Unit General... Counsel or Assistant General Counsel in ensuring, maintaining and monitoring the division's' compliance with applicable federal and... state legal requirements, regulations and the rules of self-regulatory and industry ethical standards organizations and Company/Division Compliance Policies. Manages one or... more of the division's Compliance functions (. su... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Regulatory Compliance Counsel (AAM) ... Responsibilities: Supports and builds infrastructure and processes to support increasing and new client requirements arising from the growth of the third party asset management business. Additionally, as compliance and regulatory infrastructure is built out,... this position could evolve into also providing coverage of regulatory and governmental affairs. Advises... on various distribution and compliance issues. Negotiates variety of... agreements... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Regulatory Compliance Counsel (AAM) The... candidate supports and builds infrastructure and processes to support increasing and new client requirements arising from the growth of the third party asset management business. Advises on various distribution and compliance issues. Negotiates variety of... agreements and creates controls to implement requirements from agreements. Effectively identifies applicable new and emerging laws and trends. Synthesizes such data in order to effect... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Regulatory Compliance Counsel The candidate... will support and build infrastructure and processes to support increasing and new client requirements arising from the growth of the third party asset management business. Additionally, as compliance and regulatory infrastructure is built out,... this position could evolve into also providing coverage of regulatory and governmental affairs. Advises... on various distribution and compliance issues. Negotiates variety of... agreements and cre... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Paralegal Duties: Will work under direction from Senior Corporate Counsel , assists and provides a range of legal support and administration to lawyers and other legal/contacts team members; coordinates contract and regulatory compliance activities; and prepares... and maintains corporate governance records. Will perform legal and other factual research. Perform records research. Identify relevant statutes, legal articles, codes and other pertinent material. Organize and analyz... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Director, Investment Risk Compliance Duties: Assist Compliance Officer,... Business Unit General Counsel or Assistant General Counsel in ensuring, maintaining and monitoring the division’s’ compliance with applicable federal and... state legal requirements, regulations and the rules of self-regulatory and industry ethical standards organizations and Company/Division Compliance Policies. Manages one or... more of the division’s Compliance functions (. suitability, advertising...... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Director Compliance, Mutual Funds The candidate... will assist Chief Compliance Officer, in ensuring, maintaining... and monitoring the division's' compliance with applicable federal and... state legal requirements, regulations and the rules of self-regulatory organizations and Company/Division Compliance Policies. Will help to... manage all of the division's Compliance functions (. ’40 Act... – 38a-1, Advisers Act – 206(4)-7, CFTC/NFA, UCITS, ETF) in one or multiple locations wit... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Director Of Compliance, Securities Registration The candidate... manages SEC filing team; responsible for maintaining variable product prospectuses and registration statements. Manages one or more of the division's Compliance functions (. suitability, advertising,... complaints, fraud) in one or multiple locations with minimal supervision. Assist the Compliance Officer and/or appropriate Operational... Risk Management in assessing the division’s Compliance risks and prepare such... r... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here