Title: Associate, HONORS Program Job Responsibilities: Associates in the Honors Program at the organization contribute significantly to the Enforcement department's investigations and decisions regarding disciplinary actions against individuals and organizations within the financial industry. The role is designed to provide entry-level associates...
Title: Senior Director, Corporate Counsel - Investment Fund Job Responsibilities: The Senior Director, Corporate Counsel will serve as in-house counsel for the company's real estate investment funds as part of the Legal Risk Sustainability Compliance (LRSC) Team. Responsibilities include: - Advising...
Title: Senior Director, Corporate Counsel - Investment Fund Job Responsibilities: The Senior Director, Corporate Counsel - Investment Fund will be part of the Legal Risk Sustainability Compliance (LRSC) Team at the company. This role involves serving as in-house counsel dedicated to supporting...
Title: Director, Legal Counsel - Litigation Job Responsibilities: As a Director Legal Counsel-Litigation at the company, you will be responsible for managing and litigating high-stakes cases and arbitrations, particularly those that are complex and challenging. Your duties will include conducting...
Title: General Liability/Professional Liability Associate Attorney Job Responsibilities: The General Liability/Professional Liability Associate Attorney will be part of the General Liability and Professional Liability Practices within the law firm's Dallas, TX office. The attorney will be responsible for representing clients in...
Title: Director, Tax, Trust and Estate Specialist Job Responsibilities: - Develop and maintain strong relationships with the Wealth Advisory team. - Serve as an in-house subject matter expert on complex trust, estate, and income tax issues. - Identify and address unstated client needs to...
Title: Director, Tax, Trust and Estate Specialist Job Responsibilities: - Develop and manage strong relationships with Financial Consultants and Portfolio Consultants. - Serve as an in-house subject matter authority on complex trust, estate, and income tax questions and issues. - Identify unstated needs from...
Title: Director, Tax, Trust and Estate Specialist Job Responsibilities: - Develop and maintain strong relationships with Financial Consultants and Portfolio Consultants. - Serve as an in-house subject matter expert on complex trust, estate, and income tax questions and issues. - Identify unstated needs from...
Title: Director, Tax, Trust and Estate Specialist Job Responsibilities: - Develop and manage strong relationships with Financial Consultants and Portfolio Consultants. - Serve as an in-house subject matter expert on complex trust, estate, and income tax questions and issues. - Identify and address unstated...
Title: Director, Tax, Trust and Estate Specialist Job Responsibilities: - Develop and maintain strong relationships with Financial Consultants and Portfolio Consultants. - Serve as an in-house subject matter authority on complex trust, estate, and income tax questions and issues. - Identify unstated needs from...
II Job Category: Paralegals/Staff Timekeepers Requisition Number: HUPAR003672 Posting Details Posted: March 20, 2025 Full-Time On-site Job Details Description Law firm, an international law firm, is actively recruiting a Paralegal II. This position assists lawyers and non-attorney timekeepers with the preparation of complex legal documents,...
Title: Counsel, Marketing Review Job Responsibilities: The Counsel, Marketing Review will be responsible for supporting a diverse range of corporate legal needs related to the global sales, client servicing, and marketing activities of the company. Key responsibilities include: - Reviewing global marketing...
Senior Counsel Mergers and Acquisitions at Kestra Holdings H2: Join Our Team and Make an Impact in the Wealth Management Industry Job Title: Senior Counsel Mergers and Acquisitions Company: Kestra Holdings Location: Austin, Texas, United States of America Salary:...
Title: Sr. Director, Corporate Counsel - Investment Fund Job Responsibilities: The Sr. Director, Corporate Counsel will be a key member of the company's Legal Risk Sustainability Compliance (LRSC) Team, specifically focusing on supporting the company's real estate investment funds. The primary responsibilities...
Markets Partner The candidate will serve as a business advisor to clients, guiding them on compliance with securities laws, managing public and private offerings, and navigating complex capital markets transactions. Serve as a strategic advisor to clients, often working closely...
Title: Knowledge Management Data Steward – Transactions & Regulatory Job Responsibilities: - Serve as the primary data steward for Corporate Transactions related data assets across repositories and systems, including tracking data for M&A, finance, capital markets, regulatory filings, and related matters. - Design,...
Title: Knowledge Management Data Steward – Transactions & Regulatory Job Responsibilities: The Knowledge Management Data Steward for Transactions & Regulatory at the law firm will be responsible for ensuring the quality, integrity, and consistency of data supporting the firm's Corporate and Regulatory...
Title: Director, Legal Counsel Job Responsibilities: The Director, Legal Counsel at the company will support multiple retail-focused broker-dealer and investment adviser business units. The individual will work daily with managers, directors, and managing director-level business clients, serving as a trusted counselor. The...
matters influencing the financial services landscape. - Address sophisticated commercial, business, and securities litigation issues. - Represent clients in trials, arbitrations, and regulatory proceedings before entities such as the SEC, FINRA, and state agencies. - Serve... as a trusted advisor to financial...
that influence the financial services landscape. - Handle sophisticated commercial, business, and securities litigation cases. - Represent clients in trials, arbitrations, and regulatory proceedings before the SEC, FINRA, and state agencies. - Serve... as a trusted advisor to financial services clients on...
Title: Labor & Employment Junior Associate Job Responsibilities: The Labor & Employment Junior Associate will be responsible for a variety of tasks within the labor and employment practice. Key responsibilities include: - Providing employment counseling to clients, assisting them with understanding and complying...
Advisor III - Dallas / Fort Worth: - High-level relationship advisor for high net worth and ultra-high net worth clients - Responsible for developing and deepening client relationships through needs-based, high-level client service - Offers the full suite of...
Advisor III - Dallas / Fort Worth: - Available in 2 locations - Category: Wealth, Brokerage and Premier Banking - Posted Date: 08/28/2024 - Regular or Temporary: Regular - Language Fluency: English (Required) - Work Shift: 1st shift (United States...
Title: Wealth Advisor III Job Responsibilities: - Serve as the primary relationship advisor for high net worth and ultra-high net worth clients, focusing on developing and deepening client relationships through needs-based, high-level client service. - Deliver the full suite of wealth solutions, leveraging...
Title: Assistant General Counsel Job Responsibilities: - Acts as a subject matter expert, providing business leaders with legal advice on issues impacting the company's discretionary and non-discretionary registered investment advisory offerings. Ensures that business activities, policies, practices, and transactions comply with relevant...
Title: Senior Principal Intelligence Specialist Job Responsibilities: The Senior Principal Intelligence Specialist plays a crucial role in supporting the mission of Strategic Intelligence & Analytics (StratIntel) within the organization’s Member Supervision department. This position involves the collection, analysis, processing, and dissemination of...
with leadership team. - Handle complex legal matters, including core business operations, capital markets and securities transactions, and corporate governance. - Draft and negotiate transaction agreements, marketing materials, and other legal documents. - Ensure compliance with SEC regulations, FINRA rules,...
Title: Wealth Management Advisory Attorney Job Responsibilities: The Wealth Management Advisory Attorney will serve as a primary legal contact for a wide range of legal matters within the Wealth Management business. This includes providing legal support to broker/dealer field personnel, which encompasses...
Title: VP, Field Advisory Legal Job Responsibilities: The VP Attorney for Field Advisory Legal will serve as a primary legal contact for a wide array of legal issues within the Wealth Management business. This role involves providing legal support...
retail equities, options, and futures trading. Key responsibilities include: - Providing legal and regulatory advice to the business and other partners on issues related to retail equities, options, and futures trading. - Interpreting and advising on SEC, FINRA, CFTC, NFA, and ot......
Title: Legal Wealth Advisor II Job Responsibilities: A Legal Wealth Advisor II is tasked with the origination and ongoing management of a profitable loan, deposit, fee income, and non-interest income portfolio from attorneys and small to mid-sized law firms. This involves developing...
Title: Legal Wealth Advisor II Job Responsibilities: A Legal Wealth Advisor II is tasked with the origination and ongoing management of a profitable portfolio that includes loans, deposits, fee income, and non-interest income from attorneys and small to mid-sized law firms. The...
Title: Vice President, Diversified, Carrying and Clearing Examinations Firm Group Lead Job Responsibilities: - Serve as a strategic leader for the Firm Grouping, responsible for setting a multi-year strategic plan and managing priorities aligned with Member Supervision goals and vision. - Collaborate closely...
Title: Vice President, Capital Markets, Fixed Income, and Compliance Testing Job Responsibilities: - Lead and oversee the operations of the Capital Markets, Fixed Income Specialist, and Compliance teams, which include over 120 examiners and managers. - Set multi-year strategic plans and manage priorities...
ongoing risk assessments of FINRA members, reporting to a... Risk Monitoring Director. - Support the Risk Monitoring Director by identifying existing and emerging risks and interacting with internal and external parties. - Conduct risk monitoring activities, including complex or elevated risk firms,...
Title: Principal Intelligence Specialist Job Responsibilities: The Principal Intelligence Specialist is a pivotal role within the StratIntel team of the organization's Member Supervision department. The incumbent is responsible for: - Leading complex analytical projects with minimal supervision to identify emerging market risks. - Developing...
ongoing risk assessments of FINRA members. - Report to a... Risk Monitoring Director and support in identifying existing and emerging risks. - Interact with internal and external parties for effective risk management. - Handle complex or elevated risk firms with guidance and minimal...
Title: Principal Analyst, Risk Monitoring - Retail Job Responsibilities: - Conduct risk monitoring activities and ongoing risk assessments of organization members, reporting to a Risk Monitoring Director. - Identify existing and emerging risks while interacting with internal and external parties. - Conduct risk monitoring...
ongoing risk assessments of FINRA members, reporting to a... Risk Monitoring Director. - Identify existing and emerging risks and interact with internal and external parties. - Monitor complex or elevated risk firms with guidance and minimal supervision from a Risk Monitoring Director...
Title: Principal Intelligence Specialist Job Responsibilities: The Principal Intelligence Specialist is integral to the mission of StratIntel within the department at the organization, focusing on enhancing investor protection and market integrity through informed regulatory decisions. Key responsibilities include: - Leading complex analytical projects...
Firm Staff brings you up to date and high quality legal staff openings in law firms and in-house legal departments of business organizations. In addition, we help solo attorneys hire experienced personnel from the legal industry. We not only have...
Firm Staff brings you up to date and high quality legal staff openings in law firms and in-house legal departments of business organizations. In addition, we help solo attorneys hire experienced personnel from the legal industry. We not only have...
large international New York law firm founded in 1934 has established a full-service presence. Clients include large corporations and individuals as well as small and medium-sized businesses. The firm represents a wide range of industrial, financial and commercial enterprises, both...
large international New York law firm founded in 1934 has established a full-service presence. Clients include large corporations and individuals as well as small and medium-sized businesses. The firm represents a wide range of industrial, financial and commercial enterprises, both...
Firm Staff brings you up to date and high quality legal staff openings in law firms and in-house legal departments of business organizations. In addition, we help solo attorneys hire experienced personnel from the legal industry. We not only have...
Worth Securities Litigation Associate – 3 to 5 yearsWinstead PC, 300 Throckmorton Street, Suite 1700, Ft. Worth, Texas, United States of America Req #165 Winstead PC is seeking a mid-level associate attorney for a position with our Business Litigation practice group in...