advise on a variety of retail fund products, including traditional funds such as mutual funds, ETFs, and listed closed-end funds. -... Handle “alternative” funds, including interval/tender offer funds, business development companies (BDCs), real estate investment trusts (REITs), “holding company” and...
Title: Vice President, Compliance Officer Job Responsibilities: - Lead and support the global investment adviser compliance program, ensuring consistency and collaboration with compliance teams worldwide. - Provide expert guidance on regulatory compliance for the company's separate accounts and alternatives/private funds businesses, including ERISA...
funds, including mutual funds, ETFs, and closed-end funds. The... primary responsibilities include: - Representing a number of leading firms in the industry. - Facilitating new fund launches. - Managing mergers and acquisition transactions for funds and asset managers. - Provi...
Overview: A leading law firm is seeking an experienced associate attorney to join its Investment Funds Group, focusing on Registered Funds and Business Development Companies (BDCs). The ideal candidate will have 3 to 5 years of experience advising on a...