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highly regarded Financial Services Practice Group at **MEMBERS ONLY**SIGN UP NOW***.. We are looking for a motivated and dedicated individual with a strong background in compliance and regulatory issues, specifically with registered investment advisors and broker-dealers. This... position is avai...
Firm Seeking Mid-Level to Senior Associate for Financial Services Compliance and Regulatory Role Position Overview: **MEMBERS ONLY**SIGN UP NOW***., a top-tier law firm, is seeking a mid-level to senior associate attorney with a minimum of four years of...
least four years of experience in compliance and regulatory matters? Do you have a strong understanding of the Investment Advisers Act of 1940... and the Investment Company Act of 1940?... If so, Davis Wright... Tremaine LLP has the perfect opportun...
This role provides expert legal counsel on regulatory and compliance matters related to registered investment advisors and broker-dealers. The... ideal candidate will have a deep understanding of financial regulations, a strong background in working with regulatory bodies such as t...
a seasoned professional with substantial experience in compliance and regulatory matters within the financial services sector. The ideal candidate will have a strong background in advising registered investment advisors and broker-dealers on... regulatory issues, focusing on the Investment Advisers Ac...
will have a robust compliance and regulatory background, with specific expertise in advising registered investment advisors and broker-dealers. This... role requires a deep understanding of the Investment Advisers Act of 1940... and the Investment Company Act of 1940... and involve...
Diego office of a BCG Attorney Search Top Ranked Law Firm seeks regulatory and securities attorney with 5+ years of securities law experience in SEC and FINRA regulatory matters. The candidate will advise clients on SEC regulatory and securities issues...
contact information, phone, fax, address, and location. Replace company name with "law firm" and department name with "department". Midlevel to Senior Associate, Corporate – Fund Formation Lawyer Venable seeks to hire a highly qualified midlevel to senior associate with...
ideal candidate will have 5-7 years of experience in private investment fund formation and a... strong background in corporate law from a reputable law firm. Experience with the Securities and Exchange Commission is a plus. Key Responsibi...
in the formation and administration of private investment funds. The ideal candidate... will have a strong background in corporate law, particularly in advising fund managers on structuring, regulatory compliance, and market practices. Duties and Responsibilities:Provide expert legal counsel to emerging and...