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Senior Regulatory Attorney Jobs in Maryland

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Job info
Company
Public Interest
Experience
Min 5 yrs required
Location
Bethesda, MD
Posted Date
Oct 06, 17
Info Source
Employer
the Council of Directors, senior management, staff, and employees... Regulatory of General Counsel and senior management, responding to administrative... following: Working with other senior management to establish a... expertise are sufficient and senior management, (VP and above)... of Directors, executive and senior level management, and all...... read more
Company
In-House
Experience
Min 15 yrs required
Location
Gaithersburg, MD
Posted Date
Oct 18, 17
Info Source
Employer
data processing and other regulatory compliance requirements, (c) assist... and provide advice to senior management, as needed. Ability... to make independently and with limited oversight good decisions based upon a combination of analysis, legal and company knowledge, experience and judgment.... read more
Company
In-House
Experience
7-10 yrs required
Location
Bethesda, MD
Posted Date
Oct 18, 17
Info Source
Employer
and partner to the senior management team. Manage the... leadership on industry and regulatory developments as well as... of Bank associates, including senior management; ability to quickly... understand the business’ needs and partner with the business, other members of the... read more
Company
In-House
Experience
Min 1 yrs required
Location
Baltimore, MD
Posted Date
Oct 18, 17
Info Source
Employer
Early Dispute Resolution Attorney The candidate will independently... Firm policies. Draft necessary regulatory filings related to sales... complaints. Draft responses to regulatory inquiries stemming from customer... complaints. Support senior litigation attorneys in response... to certain complaints and regulatory inquiries. Work with branch... attorney... read more
Company
In-House
Experience
7-10 yrs required
Location
Catonsville, MD
Posted Date
Oct 18, 17
Info Source
Employer
Senior Counsel Employment & Operations... Operations business partners. Provide regulatory counsel for licensing of... a CCRC, support sales staff with approved resident documents and training programs. Provide comprehensive legal advice to a community as its on-site or corresponding counsel. Review... read more
Company
In-House
Experience
7-10 yrs required
Location
Catonsville, MD
Posted Date
Oct 15, 17
Info Source
Employer
Senior Counsel Employment & Operations... Operations business partners. Provide regulatory counsel for licensing of... a CCRC, support sales staff with approved resident documents and training programs. Provide comprehensive legal advice to a community as its on-site or corresponding counsel. Review... read more
Company
In-House
Experience
8-10 yrs required
Location
Germantown, MD
Posted Date
Oct 13, 17
Info Source
Employer
global litigation, arbitration, and regulatory disputes. Manage legal proceedings... programs. Prepare updates to Senior Management and Board of... Directors on legal matters. Assist in preparation of litigation-related disclosures in the company’s financial statements and related reporting. Support and advise in... read more
Company
Public Interest
Experience
7-10 yrs required
Location
Rockville, MD
Posted Date
Oct 11, 17
Info Source
Employer
Senior Advisor and Counsel, Market... inter-departmental initiatives, advise on regulatory policy formulation and represent... staff, member firms and regulatory clients. Supports the EVP,... formulation and development of regulatory proposals and policy. Reviews... regulatory Group. May serve as senior advisor to department committees...... read more
Company
Public Interest
Experience
Min 3 yrs required
Location
Rockville, MD
Posted Date
Oct 06, 17
Info Source
Employer
Public Offerings Senior Analyst - Corporate Financing... Duties: Identifies and analyzes regulatory issues in public offerings... for other Departments and senior management. Responds to telephone... inquiries from attorneys, members, issuers, the SEC, state securities regulators, other FINRA Departments, and the... read more
Company
Public Interest
Experience
Min 7 yrs required
Location
Rockville, MD
Posted Date
Oct 06, 17
Info Source
Employer
Senior Vice President & Deputy... of Enforcement and other senior Enforcement executives in defining... entire department. Interfaces with senior executives in other departments... to further FINRA’s regulatory and business objectives. Takes... and meeting regularly with senior Enforcement staff to identify... regulatory... read more
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