expanding line-up of ETFs, mutual funds, and interval funds. -... and launch of industry-leading ETFs by preparing regulatory documents and advising business teams. - Provide guidance on regulatory and legal issues impacting the company’s ETF, mutual fund, and investment advisory... businesses; coordinat...
Title: Tax Manager - Mutual Funds Job Responsibilities: As a Tax... Manager specializing in Mutual Funds within the Tax... Services and Business Tax department, the candidate will be responsible for delivering tax compliance and consulting services to Investment Management clients. This involves...
Title: Tax Senior - Mutual Funds Job Responsibilities: As a Tax... Senior in the Mutual Funds sector, you will... work within an engagement team to provide tax compliance and consulting services to Investment Management clients. Your responsibilities will include: - Identifying complex tax...
Title Asset & Wealth Management Regulated Investment Company (RIC) - Senior Manager Job Responsibilities - Manage and lead large-scale projects to achieve successful outcomes. - Innovate and refine processes to enhance efficiency and effectiveness. - Maintain exceptional standards of operational...
The following jobs are no longer active but were real openings previously posted by employers. These listings provide valuable insight into employer hiring trends and frequently lead to job offers. In many cases, employers are still hiring or open to strong candidates even if no new job is posted. Applying to these listings often makes you the only applicant, increasing your chances of being hired.
Transactional Senior Counsel #H2 Who We Are read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Investment Management Associate The candidate should have 2-4 years of experience in investment management and other financial services matters, which could include EB-5 immigration investment funds, mutual funds, hedge funds, private... equity funds and real estate funds.... Securities reporting and compliance... experience is also helpful, as is experienced in general corporate law, mergers and acquisitions. Exceptional academic credentials and excellent communication skills are re... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
General Counsel The candidate will assist firm’s General Counsel and Deputy General Counsel in negotiating, documenting, and closing various investment-related transactions, including investment management agreements, private equity and hedge fund investments, as well as documentation relating to internal trading, such as prime brokerage, futures and swap agreements. Support Firm’s compliance programs and initiatives, including managing and monitoring Firm’s person... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Legal Counsel - Global Advisory The candidate will manage a team of lawyers and legal analysts who primarily work to provide legal advice relating to US advisory matters including institutional and high net worth separate account business lines, Advisers Act and CFTC matters as well as separately managed accounts lines of business (., models, SMAs and dual contracts). Will oversee the legal team responsible for the review and negotiation of institutional and privat... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Legal Counsel The candidate will - Advice Solutions: Provide legal counsel, guidance and support to the II business unit on all aspects of investment advice and broker-dealer recommendations to retail investors regardless of platform or type of product. Serves as subject matter expert to Senior Management and business unit leaders and associates on investment advisory and broker-dealer legal issues and permissible activities under firm policy and applicable rules and... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Legal Counsel The candidate will - Advice Solutions: Provide legal counsel, guidance and support to the II business unit on all aspects of investment advice and broker-dealer recommendations to retail investors regardless of platform or type of product. Serves as subject matter expert to Senior Management and business unit leaders and associates on investment advisory and broker-dealer legal issues and permissible activities under firm policy and applicable rules and... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Senior Legal Counsel - ETF/Mutual Funds The candidate will be... primarily responsible for providing support for the legal, regulatory and disclosure requirements regarding a suite of T. Rowe Price ETF products. Will assist in drafting and reviewing exemptive relief applications, securities exchange filings, statutory prospectuses and summary prospectuses, statements of additional information (“SAIsâ€), registration statements, proxies, and governance documents for the T. Ro... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
and Securities Senior Legal Counsel The candidate will handle a broad range of securities and corporate law matters, including corporate governance and board-related matters, public company filings, public reporting requirements and provide counsel on compliance with SEC, corporate charter and stock exchange requirements. Provide legal advice to the Chief Legal Counsel, Office of the CEO, and CFO on corporate governance, Maryland corporation law, SEC, Sarbanes-Oxle... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Analyst Corporate Governance Manager The candidate will monitor corporate governance developments and assist the Board of T. Rowe Price Group and its subsidiaries in tailoring governance practices to meet the Boards’ needs. Oversee subsidiary management and governance. Responsible for corporate disclosures and compliance with corporate and entity laws, stock exchange listing standards and regulatory reporting and compliance. Acts as a primary liaison with Directors a... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Management - Client Advisor - Private Bank - Vice President/Executive Director The candidate will be responsible for advising families on building, preserving and managing their wealth. Will use knowledge of investments, financial planning, credit and banking to both advise current clients on all aspects of their balance sheet and drive new client acquisition. Part of a local team and supported by an institutional platform that has the resources, specialists and intel... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here