ETFs, mutual funds, and interval funds. - Support the development and launch of industry-leading ETFs by preparing regulatory documents and advising business teams. - Provide guidance on regulatory and legal issues impacting the company’s ETF, mutual fund, and investment advisory businesses; coordinat...
The following jobs are no longer active but were real openings previously posted by employers. These listings provide valuable insight into employer hiring trends and frequently lead to job offers. In many cases, employers are still hiring or open to strong candidates even if no new job is posted. Applying to these listings often makes you the only applicant, increasing your chances of being hired.
Attorney – Investment Management The candidate will... collaborate with the business, providing advice on new product development and product management for digital advice and technology-based financial services, including digital mobile applications, digital portfolio construction analytics, proprietary goal-based financial planning tools, and financial products utilizing algorithms and machine learning technology. Will be advising Firms digital advisory business lines on the... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Paralegal - Securities The candidate will be responsible for assisting attorneys in completing corporate and securities legal matters. Paralegal will include securing, preparing, drafting, and processing legal documents. Responsibilities include researching, reviewing, and interpreting certain legal documents for validity, content, accuracy, and compliance with applicable regulatory, client and/or firm guidelines. Knowledge and understanding of laws and regulations perta... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Associate Counsel The candidate will support the Chief Compliance Officer in the provision of advice under the Investment Advisers Act of 1940,... Investment Company Act of 1940,... FINRA rules, the Securities and Exchange Act of 1934, the Employee... Retirement Income Security Act of 1974, banking and... trust laws of Maryland and Delaware, and other laws and regulations as necessary. Will support the firm's compliance program and its efforts to prevent, detect and correct violations o... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Specialist Responsibilities: Implement company compliance program, policies, and procedures. Monitor and assess the effectiveness of the implementation of the Company's compliance policies and procedures. Identify areas where adherence to Company policies and procedures could be improved or where further developments should be made to existing polices and procedures. Increase the visibility of the Compliance Department in the Company's global offices. Prepare comp... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Specialist Responsibilities: Implement company compliance program, policies, and procedures. Monitor and assess the effectiveness of the implementation of the Company's compliance policies and procedures. Identify areas where adherence to company policies and procedures could be improved or where further developments should be made to existing polices and procedures. Increase the visibility of the compliance department in the company's global offices. Prepare comp... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Associate General Counsel Duties: Reporting to the head of the asset management practice group. Provide legal and regulatory support and consulting services to the registered investment adviser subsidiaries of the... firm and to support various product development initiatives on behalf of these subsidiaries. Support firm's outreach program' for its investment advisor subsidiaries, which includes... monitoring and providing information and advice regarding significant regulatory de... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Director of Compliance. The Director of Compliance/Compliance Officer will be responsible for ensuring that all Calvert operating companies and mutual funds are in compliance with regulatory requirements and are managed to conform with investment objectives, policies and investment... restrictions for each fund.... The Compliance Officer reports to the Boards' of Directors of the Calvert Funds and Calvert's Management. Monitor changes in Federal and State laws rules and regulation... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
40 Act / Private Fund -... Investment Management Counsel The candidate... will support the Asset Management business unit within the Wealth and Institutional Services Division (WISD) with respect to investment management related services, including... family of proprietary mutual funds and private investment funds. Will provide primary... legal support on the formation, operation and termination of Trust private investment funds. Provide advice on... 1940 Act/mutual fund issues, including ...... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
40 Act / Private Fund -... Investment Management Counsel The candidate... will support the Asset Management business unit within the Wealth and Institutional Services Division (WISD) with respect to investment management related services, including... family of proprietary mutual funds and private investment funds. Will provide primary... legal support on the formation, operation and termination of Trust private investment funds. Provide advice on... 1940 Act/mutual fund issues, including ...... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
40 Act / Private Fund -... Investment Management Counsel The candidate... will support the Asset Management business unit within the Wealth and Institutional Services Division (WISD) with respect to investment management related services, including... family of proprietary mutual funds and private investment funds. Will provide primary... legal support on the formation, operation and termination of Trust private investment funds. Provide advice on... 1940 Act/mutual fund issues, including ...... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here