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Investment Banking Compliance Attorney Jobs in California

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Job info
Company
In-House
Experience
5-8 yrs required
Location
Los Angeles, CA
Posted Date
Aug 16, 18
Info Source
Employer
Total Views
19
agreements. Prepare and negotiate investment management agreements and investment... guidelines for separate accounts.... in coordination with the Compliance Department, including RFPs, webcasts,... a global basis. Advise investment teams regarding insider-trading concerns,... firm-wide procedures. Advise on investment-specific regulations (e.g., gaming, media,... banking), including structuring issues, initial... compliance... read more
Company
Recruiter, BCG Attorney Search
Experience
3-8 yrs required
Location
San Francisco, CA
Posted Date
Aug 14, 18
Info Source
Recruiter
Total Views
83
mid- to senior level attorney with 3-5 years of... corporate issuers and major investment banks in all aspects... markets financings, mergers and acquisitions and advice to clients on compliance and corporate governance issues... in the life sciences and/or technology space.... read more
Company
Law Firm, Ropes & Gray LLP.
Experience
3-5 yrs required
Location
San Francisco, CA
Posted Date
Aug 07, 18
Info Source
Employer
Total Views
107
and acquisitions. Should have experience representing corporate issuers and major investment banks in all aspects... of equity capital markets financings, mergers and acquisitions and advice to clients on compliance and corporate governance issues... in the life sciences and/or technology space.... read more
Company
In-House
Experience
3-5 yrs required
Location
San Francisco, CA
Posted Date
Aug 13, 18
Info Source
Employer
Total Views
13
experts including lending, banking, investment professionals. Works within the... with any and all compliance requirements. Maintains highest level... of self-education and expertise as needed by attending education classes and up to date training. Maintains excellent and effective client relationships. Performs... read more
Company
In-House, Bank of the West
Experience
3-5 yrs required
Location
Newport Beach, CA
Posted Date
Aug 13, 18
Info Source
Employer
Total Views
30
experts including lending, banking, investment professionals. Works within the... with any and all compliance requirements. Maintains highest level... of self-education and expertise as needed by attending education classes and up to date training. Maintains excellent and effective client relationships. Performs... read more
Company
Recruiter
Experience
3-5 yrs required
Location
San Francisco, CA
Posted Date
Mar 14, 18
Info Source
Recruiter
Total Views
2
In particular, should have experience representing corporate issuers and major investment banks in all aspects... of equity capital markets financings, mergers and acquisitions and advice to clients on compliance and corporate governance issues... in the life sciences and/or technology space.... read more
Company
Recruiter, BCG Attorney Search
Experience
3-5 yrs required
Location
San Francisco, CA
Posted Date
Jul 02, 18
Info Source
Recruiter
Total Views
32
corporate issuers and major investment banks in all aspects... capital markets financings, mergers and acquisitions and advice to clients on compliance & corporate governance issues... in the life sciences and/or technology space. Potential for signing bonus for highly qualified candidates.... read more
Company
Recruiter
Experience
3-5 yrs required
Location
San Francisco, CA
Posted Date
Aug 06, 18
Info Source
Recruiter
Total Views
1
In particular, should have experience representing corporate issuers and major investment banks in all aspects... of equity capital markets financings, mergers and acquisitions and advice to clients on compliance and corporate governance issues... in the life sciences and/or technology space.... read more
Company
Recruiter
Experience
3-5 yrs required
Location
San Francisco, CA
Posted Date
Mar 02, 18
Info Source
Recruiter
Total Views
13
In particular, should have experience representing corporate issuers and major investment banks in all aspects... of equity capital markets financings, mergers and acquisitions and advice to clients on compliance and corporate governance issues... in the life sciences and/or technology space.... read more
Company
In-House
Experience
3-5 yrs required
Location
Los Angeles, CA
Posted Date
Aug 13, 18
Info Source
Employer
Total Views
10
experts including lending, banking, investment professionals. Works within the... with any and all compliance requirements. Maintains highest level... of self-education and expertise as needed by attending education classes and up to date training. Maintains excellent and effective client relationships. Performs... read more
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