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Investment Banking Compliance Attorney Jobs in California

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Job info
Company
Recruiter, BCG Attorney Search
Experience
2-7 yrs required
Location
San Francisco, CA
Posted Date
Mar 15, 19
Info Source
Recruiter
Total Views
107
mid- to senior level attorney with 3-5 years of... corporate issuers and major investment banks in all aspects... markets financings, mergers and acquisitions and advice to clients on compliance and corporate governance issues... in the life sciences and/or technology space.... read more
Company
Law Firm, Ropes & Gray LLP.
Experience
3-5 yrs required
Location
San Francisco, CA
Posted Date
Mar 09, 19
Info Source
Employer
Total Views
127
and acquisitions. Should have experience representing corporate issuers and major investment banks in all aspects... of equity capital markets financings, mergers and acquisitions and advice to clients on compliance and corporate governance issues... in the life sciences and/or technology space.... read more
Company
In-House, U.S. Trust
Experience
Location
Los Angeles, CA
Posted Date
Mar 18, 19
Info Source
Employer
Total Views
52
meet clients wealth structuring, investment management, banking and credit... products and services, including investment management, financial and succession... the Global Wealth and Investment Management unit of Bank... in wealth management, private banking and retail brokerage. ... banking, the integrated delivery of investment, fiduciary, credit and banking...... read more
Company
In-House, U.S. Trust
Experience
Location
Palo Alto, CA
Posted Date
Mar 18, 19
Info Source
Employer
Total Views
32
meet clients wealth structuring, investment management, banking and credit... products and services, including investment management, financial and succession... the Global Wealth and Investment Management unit of Bank... in wealth management, private banking and retail brokerage. ... banking, the integrated delivery of investment, fiduciary, credit and banking...... read more
Company
Recruiter
Experience
3-5 yrs required
Location
San Francisco, CA
Posted Date
Feb 12, 19
Info Source
Recruiter
Total Views
2
In particular, should have experience representing corporate issuers and major investment banks in all aspects... of equity capital markets financings, mergers and acquisitions and advice to clients on compliance and corporate governance issues... in the life sciences and/or technology space.... read more
Company
In-House, Northern Trust Corporation
Experience
Location
Newport Beach, CA
Posted Date
Mar 15, 19
Info Source
Employer
Total Views
29
administration of complex fiduciary, investment management, estate settlement, guardianship,... account administration for fiduciary, investment management, estate settlement, guardianship,... compliance global leader delivering innovative investment management, asset and fund... administration, fiduciary and banking solutions enabled by sophisticated,... $135 billion in banking assets $8.1 trillion...... read more
Company
In-House, Mitsubishi UFJ Financial Group...
Experience
Min 10 yrs required
Location
San Francisco, CA
Posted Date
Mar 14, 19
Info Source
Employer
Total Views
34
Attorney, so as to maintain compliance with OCC regulations/bulletins/guidance/handbooks, the... The Bank’s risk and compliance teams that support the... fiduciary issues relating to compliance with the (i) Office... agreements and disclosures, including investment management agency agreements and... prohibited transactions, and ongoing compliance with applicable Internal Revenue...... read more
Company
In-House, U.S. Trust
Experience
Location
Walnut Creek, CA
Posted Date
Mar 18, 19
Info Source
Employer
Total Views
30
meet clients wealth structuring, investment management, banking and credit... products and services, including investment management, financial and succession... the Global Wealth and Investment Management unit of Bank... in wealth management, private banking and retail brokerage. ... banking, the integrated delivery of investment, fiduciary, credit and banking...... read more
Company
Recruiter
Experience
Location
San Francisco, CA
Posted Date
Feb 02, 19
Info Source
Recruiter
Total Views
4
& acquisitions. Should have experience representing corporate issuers and major investment banks in all aspects... of equity capital markets financings, mergers and acquisitions and advice to clients on compliance & corporate governance issues... in the life sciences and/or technology space.... read more
Company
In-House
Experience
Min 10 yrs required
Location
Los Angeles, CA
Posted Date
Mar 14, 19
Info Source
Employer
Total Views
25
Attorney, so as to maintain compliance with OCC regulations/bulletins/guidance/handbooks, the... The Bank’s risk and compliance teams that support the... fiduciary issues relating to compliance with the (i) Office... agreements and disclosures, including investment management agency agreements and... prohibited transactions, and ongoing compliance with applicable Internal Revenue...... read more
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