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Investment Attorney Jobs in California

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SPONSORED JOB
Company
BCG Attorney Search
Experience
11-12 yrs required
Location
Los Angeles, CA
Posted Date
Jun 08,18
Info Source
Recruiter
Total Views
418
Total Applies
1
matters involving representation of investment companies (open-end funds, closed-end... funds and ETFs) in all aspects of their operations. The associates also will work closely with mutual fund boards of directors... read more
SPONSORED JOB
Company
Morgan Stanley
Experience
Min 10 yrs required
Location
Los Angeles, CA
Posted Date
Jun 16,18
Info Source
Total Views
42
Planning Director The candidate will be responsible for educating and coaching financial advisors as well as more broadly representing the offerings of the Wealth Planning Center in order to promote business... read more
SPONSORED JOB
Company
Wells Fargo
Experience
Min 10 yrs required
Location
San Francisco, CA
Posted Date
Jun 16,18
Info Source
Total Views
19
Counsel - Community Bank The candidate will report to the section’s Assistant General Counsel and continue to build a legal team to support the Community Bank. Work closely with the senior... read more
Company
Law Firm
Experience
Min 1 yrs required
Location
Los Angeles, CA
Posted Date
Jun 15, 18
Info Source
Employer
Total Views
30
Private Investment Funds Associate The candidate... will join Private Investment Funds practice. Must have... formation transactions with private investment funds in the real... unregistered funds under the Investment Company Act and have... exposure to the Investment Advisers Act. The candidate...... read more
Company
In-House
Experience
Min 5 yrs required
Location
San Francisco, CA
Posted Date
Jun 12, 18
Info Source
Employer
Total Views
9
Exchange Act of 1934, Investment Advisers Act of 1940... and Investment Company Act of 1940,... at the direction of the Chief Compliance Officer. Identify Compliance key risk indicators and key performance indicators applicable to the Investor Group and report on... read more
Company
Recruiter, BCG Attorney Search
Experience
1-8 yrs required
Location
San Francisco, CA
Posted Date
Jun 15, 18
Info Source
Recruiter
Total Views
33
our client seeks private investment fund attorney with 1-2... partnership agreements, subscription agreements, investment advisory agreements and side... letters. Must also have experience working with relevant issues under the Securities Act, the Investment Company Act and the... Investment Advisers Act.... read more
Company
Law Firm
Experience
2-6 yrs required
Location
Redwood City, CA
Posted Date
Jun 15, 18
Info Source
Employer
Total Views
8
Private Investment Funds Associate The candidate... formation transactions with private investment funds in the real... unregistered funds under the Investment Company Act and have... exposure to the Investment Advisers Act. Should have... outstanding academic credentials, comparable law firm experience, and... read more
Company
Recruiter, BCG Attorney Search
Experience
1-8 yrs required
Location
Palo Alto, CA
Posted Date
Jun 15, 18
Info Source
Recruiter
Total Views
58
our client seeks private investment fund attorney with 1-2... partnership agreements, subscription agreements, investment advisory agreements and side... letters. Must also have experience working with relevant issues under the Securities Act, the Investment Company Act and the... Investment Advisers Act.... read more
Company
Law Firm
Experience
2-6 yrs required
Location
San Francisco, CA
Posted Date
Jun 15, 18
Info Source
Employer
Total Views
9
Private Investment Funds Associate The candidate... formation transactions with private investment funds in the real... unregistered funds under the Investment Company Act and have... exposure to the Investment Advisers Act. Should have... outstanding academic credentials and comparable law firm experience.... read more
Company
Recruiter
Experience
2-3 yrs required
Location
San Francisco, CA
Posted Date
Jun 12, 18
Info Source
Recruiter
Total Views
1
Investment Funds and Advises Group... The candidate should have 2-3 years of experience in investment management law and/or corporate... transactional and securities law experience for a partnership track position in our top-rated and nationally prominent Investment Funds and Advisers Group....... read more
Company
Law Firm
Experience
1-2 yrs required
Location
Palo Alto, CA
Posted Date
May 21, 18
Info Source
Employer
Total Views
9
Seeking Private Investment Fund Associate with 1... – 2 years of experience forming venture, private equity and/or partnership agreements, subscription agreements, investment advisory agreements and side... the Securities Act, the Investment Company Act and the... Investment Advisers Act. Superior academic...... read more
Company
In-House, Cetera Financial Group, Inc
Experience
Min 5 yrs required
Location
El Segundo, CA
Posted Date
Jun 12, 18
Info Source
Employer
Total Views
188
of business matters including investment adviser and broker-dealer regulatory... experience related to the Investment Advisers Act of 1940... development and maintenance of investment advisory programs. Drafting and... and regulations relating to investment advisers and broker-dealers, with... experience related to the Investment Advisers Act of 1940....... read more
Company
Law Firm, Shartsis Friese LLP
Experience
2-3 yrs required
Location
San Francisco, CA
Posted Date
Jun 14, 18
Info Source
Employer
Total Views
41
Total Applies
1
Seeking Investment Funds & Advisers Group... years of experience in investment management law and/or corporate... top-rated and nationally prominent Investment Funds and Advisers Group.... Prior private fund or Investment Advisers Act experience is... a plus. Significant securities law experience is... read more
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