Electronic Trading compliance & Operational Risk Officer
The... and functional leaders in compliance legal, risk, and IT... Framework; draft and review compliance policies and procedures related... electronic trading;develop and deliver compliance training.... read more
OFAC compliance Advisory Associate
Duties: ... business counterparts and global compliance partners. Develop and deliver... functions. Participate in special projects in support of the US Sanctions compliance program, as requested.... read more
complianceattorney Responsibilities: Take initiative... address and evaluate potential compliance related issues as well as... issues to the Sr complianceattorney or Director, Ethics... and compliance Evaluate potential conflicts of... analysis to the Senior complianceattorney Work closely with complianceread more
Risk and Compliance Lawyer
The candidate will... U.S. regional Risk & Compliance team (based in the... of interest, and other compliance requirements arising from relevant... interest, ethics and regulatory compliance. Advise on and assist... of firm risk and compliance policies and procedures. Deliver... compliance...
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Legal and Compliance - Senior Counsel, Legal...
The candidate will provide credit Advisory Direct Transaction Support. Generally assist Credit Advisory personnel in managing borrower accounts experiencing financial distress or other challenges. Advise account managers on optimal workout strategies both in...
Corporate Counsel - Capital Compliance
The candidate will be... for supporting company Capital Compliance program on a global... and resolve legal, regulatory, compliance and process challenges affecting... all legal, regulatory and compliance matters impacting the business... experience supporting regulatory and compliance in the financial services......
Regulatory Compliance Attorney (Mortgage Industry)
The... advice on mortgage origination compliance matters and be actively... policies and procedures in compliance with various federal regulations... requirements and Privacy rules). Advise on state lender, servicer, broker and other licensing requirements. Compliance audits....
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Compliance Counsel - Education
The... checklists and monitoring their compliance; Assist the development of... formulate internal messages and external press releases; Create innovative partnerships to bring the firm's business model and culture to education. Assess and mitigate broader compliance risks....
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ED, Governance & Regulatory Compliance
The candidate reporting to... U.S. Operations (CUSO) and Bank Holding Company. Responsible for... to support framework. Monitors Bank's and subsidiaries' relationships with... ICDAD staff. Oversees the Bank's various strategic initiatives and... the development of the Bank Holding Company's (BHC's) governance......
Associate General Counsel and Compliance Counsel, Digital
The candidate... is responsible for structure, Assist in ongoing GDPR compliance and continued development of... our privacy strategy and compliance framework, policies and procedures.... Information Security team on compliance with data security and......
Construction Compliance Counsel
The candidate will... the United States. Oversee compliance with state and local... level license requirements. Support compliance with ICAP and other... OSHA and state specific compliance. Work on the development... firm or in-house construction compliance experience is preferred....
with colleagues in the Compliance and Risk groups. Provide... legal and regulatory advice to private wealth management’s senior management and staff relating to business practices, products, operations and services. Advise private wealth management’s senior management in the development of new...
- Investment Banking Advisory, Compliance
The candidate responsibilities will... meetings and trainings with Compliance and Business Line staff;... management of documentation regarding compliance incidents; Managing IB Advisory... projects as assigned by Compliance management. Must be proficient... in MS Outlook, Excel,...