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Bank Compliance Attorney Jobs in New York City

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SPONSORED JOB
Company
PGIM, Inc.
Experience
Min 10 yrs required
Location
Newark, NJ
Posted Date
Feb 02,19
Info Source
Total Views
43
VP, Chief compliance Officer PCG Responsibilities will include:... Oversee investment adviser compliance program for PCG &... international offices; Oversee global compliance program in conjunction with compliance staff in PCG’s non-US... jurisdictions; Supervising and developing compliance staff; Promote Prudential's reputation compliance read more
SPONSORED JOB
Company
Visa
Experience
5-8 yrs required
Location
New York City, NY
Posted Date
Feb 08,19
Info Source
Total Views
15
M&A and Strategic Investments-Legal compliance and Public Policy The candidate... teams from Legal and compliance and coordinate with other... functions. Keeping abreast of market developments and changes in the law and... read more
Company
Recruiter, BCG Attorney Search
Experience
3-10 yrs required
Location
New York City, NY
Posted Date
Feb 12, 19
Info Source
Recruiter
Total Views
20
Total Applies
1
an AmLaw firm seeks bank/investment management regulatory associate attorney... compliance investment advisers and broker-dealers, bank fiduciaries, pooled investment vehicles... (including mutual funds, bank collective investment funds, and... regulation and industry knowledge. Bank regulatory experience with the... Corporation, and various state bank regulatory agencies is needed....... read more
Company
In-House, Citigroup Inc
Experience
Min 4 yrs required
Location
New York City, NY
Posted Date
Feb 12, 19
Info Source
Employer
Total Views
32
Compliance Product Officer - ICG... an Equity Derivatives product compliance risk officer for Independent... Compliance Risk Management (ICRM) responsible... Primary responsibilities include monitoring compliance risk behaviors and providing... day-to-day Compliance advice relating to the... and maintenance of best-in-class Compliance, programs, policies and practices... compliance... read more
Company
Law Firm
Experience
Location
New York City, NY
Posted Date
Feb 13, 19
Info Source
Employer
Total Views
1
Regulatory Compliance Attorney (Mortgage Industry) The... advice on mortgage origination compliance matters and be actively... policies and procedures in compliance with various federal regulations... requirements and Privacy rules). Advise on state lender, servicer, broker and other licensing requirements. Compliance audits.... read more
Company
In-House
Experience
Min 5 yrs required
Location
New York City, NY
Posted Date
Feb 13, 19
Info Source
Employer
Total Views
17
on-going, activities of the Bank. Will be responsible for... relevant to firm's. Monitors compliance by firm's with applicable... and reviews Customer Profile/Regulatory Compliance Checklists (Lending Group): required... fully knowledgeable of the Bank Secrecy Act and all... Policies relating to BSA/AML compliance.... read more
Company
In-House, Bread Finance
Experience
Min 7 yrs required
Location
New York City, NY
Posted Date
Feb 07, 19
Info Source
Employer
Total Views
125
Head of Compliance The candidate will be... to build out a compliance infrastructure that can support... continue to build out compliance program using scalable first,... such as auditors and bank partner to ensure continued... compliance similar department at a bank is preferred. Some working...... read more
Company
In-House, Cisco Systems, Inc.
Experience
Min 2 yrs required
Location
New York City, NY
Posted Date
Feb 13, 19
Info Source
Employer
Total Views
25
Corporate Counsel - Capital Compliance The candidate will be... for supporting company Capital Compliance program on a global... and resolve legal, regulatory, compliance and process challenges affecting... all legal, regulatory and compliance matters impacting the business... experience supporting regulatory and compliance in the financial services...... read more
Company
Law Firm
Experience
Min 4 yrs required
Location
New York City, NY
Posted Date
Feb 15, 19
Info Source
Employer
Total Views
15
Bank / Investment Management Regulatory... investment advisers and broker-dealers, bank fiduciaries, pooled investment vehicles... (including mutual funds, bank collective investment funds, and... compliance industry knowledge. Must have bank regulatory experience with the... Corporation, and various state bank regulatory agencies. Must have...... read more
Company
In-House
Experience
Min 10 yrs required
Location
New York City, NY
Posted Date
Feb 12, 19
Info Source
Employer
Total Views
54
of the financial crimes compliance function and help proactively... Head of Financial Crimes Compliance, the Regional Heads and... with state and federal bank regulators (including the Federal... Reserve and the OCC) on financial crimes-related issues and communications, including the remediation... read more
Company
In-House
Experience
9-12 yrs required
Location
New York City, NY
Posted Date
Feb 13, 19
Info Source
Employer
Total Views
19
documentation and assist Risk, Compliance and Middle Office with... transaction review and approval process. Assist Management in projects, including developing training, policies and procedures. Assist in regulatory reviews and analysis. Researches relevant legal issues and technical and industry specific topics.... read more
Company
In-House
Experience
9-12 yrs required
Location
New York City, NY
Posted Date
Feb 13, 19
Info Source
Employer
Total Views
10
contractual obligations. Represents the Bank in transactions, legal proceedings,... customer-facing materials to ensure compliance with applicable regulations. Leads... units to promote the Bank's objectives and interests. Acts... on applicable legal/technical and compliance issues affecting strategies, programs,... law in financial services, bank, or law firm. Excellent...... read more
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