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77 jobs found for

Bank Compliance Attorney Jobs in New York City

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SPONSOREDJOB
Company
JPMorgan Chase & Co,
Experience
3-5 yrs required
Location
Jersey City, NJ
Posted Date
Feb 04,18
Info Source
Total Views
37
Global compliance E-Communications Surveillance Analyst... information to identify potential compliance issues relating to market... reputational risks, or other compliance risks. Interfacing with compliance officers, legal, and other... review and resolve potential compliance issues. Developing and enhancing...... read more
SPONSOREDJOB
Company
Deutsche Bank AG, Frankfurt am...
Experience
Min 10 yrs required
Location
New York City, NY
Posted Date
Feb 23,18
Info Source
Total Views
31
ERISA compliance Officer - Director The role... of the ERISA compliance Director will report to... Head of Asset Management compliance and to the Regional compliance senior management of Deutsche bank Americas Asset Management Division...... read more
Company
Recruiter
Experience
Min 5 yrs required
Location
New York City, NY
Posted Date
Jan 26, 18
Info Source
Recruiter
Total Views
3
Consumer Finance Compliance Attorney The candidate should... of experience. Financial institution compliance experience, with a focus... on federal and state laws and regulations governing loan servicing and foreclosure process operations is required. Must have experience with the requirements of federal... read more
Company
Law Firm
Experience
Location
New York City, NY
Posted Date
Dec 12, 17
Info Source
Recruiter
Total Views
3
also have the most. Regulatory Compliance Attorney - Mortgage Banking... policies and procedures in compliance with various federal regulations... other licensing requirements. Must have 1+ year of residential mortgage experience working with mortgage lenders, brokers and/or servicers on regulatory compliance matters.... read more
Company
In-House, Nomura Holdings, Inc.
Experience
Min 5 yrs required
Location
New York City, NY
Posted Date
Feb 21, 18
Info Source
Employer
Total Views
326
Compliance Advisory and Control Room... Review, draft and implement compliance policies and procedures. Plan,... preferred. Must be experienced compliance professional, ideally in Investment... 5+ years of relevant compliance experience. Should have ability... other members of the Compliance Department. Strong knowledge of...... read more
Company
In-House
Experience
Min 3 yrs required
Location
New York City, NY
Posted Date
Feb 15, 18
Info Source
Employer
Total Views
39
Compliance Officer - ICG Fixed... and interpretation of internal compliance policies. Primary responsibilities include... providing day-to-day Compliance advice relating to trading,... income regulatory rules/laws. Draft compliance policies and procedures. Assist... Market Surveillance to address compliance issues which may impact... compliance related CFTC rules; of bank regulator rules/regulations touching on...... read more
Company
In-House
Experience
Min 4 yrs required
Location
New York City, NY
Posted Date
Feb 20, 18
Info Source
Employer
Total Views
10
Enhanced Due Diligence Compliance Officer The candidate will... be responsible for performing research around company’s high-risk clients (existing and new) and providing related administrative and case management support, with a particular focus on due diligence on the bank’s High Risk... read more
Company
In-House
Experience
Min 5 yrs required
Location
New York City, NY
Posted Date
Feb 21, 18
Info Source
Employer
Total Views
18
Compliance, KYC Lead, Vice President... RESPONSIBILITIES: Oversee the consumer business Customer Identification Program, manage the EDD process and provide guidance to the client onboarding teams and/or the business on anti-money laundering matters. Work closely with compliance, operations, technology and business...... read more
Company
Recruiter
Experience
Location
New York City, NY
Posted Date
Jan 27, 18
Info Source
Recruiter
Total Views
4
Attorney - Compliance Policies The candidate will... and participate in day-to-day compliance activities reviewing sanctions and... monitoring transactions. Should preferably have prior AML experience. Demonstrated strong writing ability is absolutely required. Note: This is a contract assignment that will... read more
Company
Recruiter
Experience
Min 1 yrs required
Location
New York City, NY
Posted Date
Jan 29, 18
Info Source
Recruiter
Total Views
1
Attorney - Banking Regulations The... matters relating to US bank and securities regulation, draft... a wide range of bank regulatory issues. Must have... activities, as well as compliance matters involving investment advisers,... Should be experienced with bank regulatory matters for the...... read more
Company
In-House
Experience
Min 2 yrs required
Location
New York City, NY
Posted Date
Feb 16, 18
Info Source
Employer
Total Views
4
U.S. Bank Regulatory Compliance Officer The... supporting US Legal & Compliance and the Dodd-Frank CCO... compliance through verification of the Bank's adherence to applicable rules... control groups within the Bank, such as Legal, Risk,... on behalf of the Bank with US regulators. Serve...... read more
Company
Recruiter
Experience
3-5 yrs required
Location
New York City, NY
Posted Date
Jan 23, 18
Info Source
Recruiter
Total Views
2
formation and structure; operations; regulatory matters including federal securities law filings; fund mergers and other restructurings; and compliance issues. Must have a... JD degree from an ABA-approved law school and be an active member in good standing of the Bar.... read more
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