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a minimum of four years’ experience in compliance and regulatory matters to join their Financial Services Practice Group. - The ideal candidate will have experience working with registered investment advisors and broker-dealers, specifically... with the Investment Advisers Act of 1......
to Senior-level Financial Services Compliance and Regulatory Associate The candidate must have 4+ years of with and counseling registered investment advisors and broker-dealers on... including issues concerning the Investment Advisers Act of 1940... and the Investment Company Act of 1940.......
Firm is seeking an Investment Funds Regulatory Associate to... 3 years of relevant asset management regulatory experience to... join its Investment Funds Regulatory Practice. The... and compliance advice to investment advisers, family offices, and... other financial institutions around t...
Law a strong background in Investment Management Regulatory for their... years of experience in asset management regulatory matters, with... securities laws, specifically the Investment Advisers Act of 1940.... leading financial services firms, asset managers, and investment funds... on a var......
Billion in Assets Under Management H2: Autonomous Role with... **MEMBERS ONLY**SIGN UP NOW***., the largest superannuation fund in Australia, is seeking a highly qualified Senior Legal Counsel to join their expanding investment team in New York.... With a focus on Infrastructure, Property, Private...
# Investment Management Attorney - Alternative... leading financial advisory and asset management firms, offering creative... are looking for an Investment Management Attorney to join... * Be the primary legal contact for the firm’s alternative investment products * Assist with... fu...
a comprehensive benefits package including medical, dental, vision, and 401k plans. Job Title Registered Funds Associate Experience Information 3-6 years of legal experience practicing as a Registered Funds Attorney Department Asset Management Group (Regist...
Associate – Investment Funds Regulatory – Law... 3 years of relevant asset management regulatory experience -... have strong knowledge of Investment Advisers Act of 1940... and Investment Company Act of 1940... and compliance advice to investment advisers, family offices, and......
with compliance and risk management programs Ability to... handle multiple tasks and prioritize effectively Strong academic credentials JD from an accredited law school and admission to the New York bar Law Firm is an equal opportunity...
the world. Heading: Investment Funds, Registered Funds/BDC Associate... **MEMBERS ONLY**SIGN UP NOW***. is seeking a motivated and experienced attorney for the position of Investment Funds, Registered Funds/BDC Associate... in its New York, Boston and/or Washington, . offices....