statements and/or other regulatory filings required under the Investment... Company Act, Investment Advisers Act, Securities Act of 1933, and Securities and Exchange Act of 1934. - Prepare drafts of regulatory documents for various mutual funds, exchange-traded funds, and closed-end funds for...
Title: Senior Corporate Paralegal Job Responsibilities: In the role of Senior Corporate Paralegal, the candidate will be responsible for a wide range of entity management and corporate governance activities, with a specific focus on maintaining the company's subsidiaries both domestically...
statements and other regulatory filings as required under the... Investment Company Act, Investment Advisers Act, Securities Act of 1933, and Securities and Exchange Act of 1934. - Prepare drafts of regulatory documents for various mutual funds, exchange-traded funds, and closed-end funds...
Title: Paralegal - REMOTE Job Responsibilities: The Paralegal position is designed to offer efficient and timely legal support to attorneys, internal clients, and other members of the Real Estate, Treasury, and Corporate Governance & Securities teams within the company. The role includes...
of Regulatory Administration and Filings staff in providing clients... with legal guidance on SEC filings, including prospectuses, proxy... statements,... and board minutes. - Implement strategies to monitor regulatory developments, acting as a legal expert in client-facing situations and responding accordingly. - Provide...
of Regulatory Administration and Filings staff responsible for reporting... and making recommendations around legislation and providing client support. - Manage the performance of teams and set area priorities, directing the reporting of legislative issues to provide clients with information needed...
Title: Associate General Counsel Wealth Job Responsibilities: - Advise senior management and other stakeholders on a wide range of legal and compliance issues concerning all aspects within the bank's full-service wealth management business, which includes RIA, Broker Dealer, and Trust (including Delaware...
Title: Investment Management Governance Attorney, VP Job Responsibilities: - Support a team responsible for managing all aspects of board of director/trustee operations, including coordination and operation of board meetings, and . registered fund disclosure practices. - Collaborate with members of the Legal and...
in Regulatory Administration and Filings, providing clients with legal... guidance on SEC filings such as prospectuses,... proxy... statements, and board minutes. - Implement strategies to monitor regulatory developments and respond accordingly, acting as a legal expert in client-facing situations. -...
Title: Senior Associate, Regulatory Administration/Filings Job Responsibilities: The role of Senior Associate, Regulatory Administration/Filings at the company involves a series of responsibilities aimed at ensuring compliance with regulatory standards and supporting clients in navigating investment law. Key duties include: -...
Title: Senior Director, Corporate Counsel - Investment Fund Job Responsibilities: The Senior Director, Corporate Counsel at the company will be an integral part of the Legal Risk Sustainability Compliance (LRSC) Team. This role is dedicated to supporting the company's real estate investment...