Job Title: 1940 Act Attorney Job Responsibilities: The... 1940 Act Attorney is part... of the Regulatory Administration group, which supports fund clients by preparing registered investment company regulatory filings, fund governance documents, and oversight materials to support the fund's legal counsel....
Title: Vice President, Compliance Officer Job Responsibilities: - Lead and support the global investment adviser compliance program, ensuring consistency and collaboration with compliance teams worldwide. - Provide expert guidance on regulatory compliance for the company's separate accounts and alternatives/private funds businesses, including ERISA...
The following jobs are no longer active but were real openings previously posted by employers. These listings provide valuable insight into employer hiring trends and frequently lead to job offers. In many cases, employers are still hiring or open to strong candidates even if no new job is posted. Applying to these listings often makes you the only applicant, increasing your chances of being hired.
Senior Counsel The candidate will provide legal counsel to the company. Will be responsible for drafting, negotiating software licensing agreements, addressing intellectual property legal matters, and providing day to day advice as well as counsel to the company. Draft, negotiate and maintain all client agreements. Negotiate and approve all vendor contracts. Oversee patent, trademark, and copyright matters. Provide general counsel to company on variety of matters:... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Products. Will oversee the drafting, preparation and filing of SEC registration statements and other regulatory filings, as well as to monitor legislation and new laws affecting mutual funds and variable products. Draft prospectus disclosure, documents and materials, and implement appropriate procedures. Variable Products attorney will also work with business divisions on product development, provide legal and regulatory advice and review product policy... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
General Counsel, Product Development The candidate will identify fundamental internal and external trends relating to legal and regulatory review of new or enhanced services, and provide strategy and direction for product review function. Work with our marketing teams to ensure new and existing services and related advertising and communication materials meet all applicable legal and regulatory requirements and comply with company policies and standards. Champion... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Services Attorney The candidate will assist with the development of investment advisory and management services. Primary responsibilities: Work with our services development teams to ensure new and existing services and related materials meet all applicable legal and regulatory requirements and comply with company policies and standards. Prepare and update white papers on legal and regulatory issues. Develop and maintain library of responses to clients' commo... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Corporate Counsel - Mutual Funds This position will provide legal advice and consultation to senior management of the . Intermediary Investor Business (IIB), the division of company. Will be responsible for producing and distributing products through financial intermediaries such as brokers and financial advisers. Focus will be on a variety of legal issues related to conventional mutual funds, exchange-traded funds (ETFs), and next generation ETF products, such as... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Paralegal This perform general corporate secretary duties for holding company and all subsidiaries; prepare minutes, charters, filings, assist in forming new companies; administer documents relating to certain company plans; assist with trademark registrations, licensing and related areas. Will assist on special projects, working with counsel and subsidiary personnel; draft agreements, opinions, certificates, resolutions and similar documents; assist with documenta... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
# 1940 Act Attorney ##... Overview . Bank Global Fund Services is seeking a licensed attorney with experience working with the Investment Company Act of 1940 and related securities laws... and regulations to join the regulatory administration group of one of the largest mutual fund and exchange-traded fund (ETF) services businesses in the country. This role has multiple levels, open to candidates with two years to more than twenty years of experience working with mutual fund... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
an In-house General Counsel with 3-5 years of practice (with complex contracts, corporate transactions, and securities regulatory work) in a top-tiered law firm or in-house corporate or funds attorney. The candidate will assist the legal department with day-to-day corporate legal needs and investment adviser and mutual fund work (including federal, state and international securities law compliance). Will structure, draft and negotiate complex contracts; assist with or... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
a Counsel to assist the Legal Department with day-to-day corporate legal needs and investment adviser and mutual fund work (including Federal, State and International securities law compliance). Will structure, draft and negotiate complex contracts; assist with organization and registration of funds; assist with issues relating to adviser and funds business ie, ERISA, FSA, ASIC, BCSC, litigation issues, supervision of outside global counsel, employment, and corporate... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Counsel, Asset Management: Join the Future of Crypto with **Members Only**, where we are on a mission to increase economic freedom around the world. We are seeking a Senior Counsel to join our Institutional Legal team and help build our asset management business in the US and globally. As a part of our team, you will have the opportunity to work with... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here