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Finance Banking Attorney Jobs

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SPONSOREDJOB
Company
Greenwich Executive Group
Experience
Min 8 yrs required
Location
Fairfield, CT
Posted Date
Jun 24,17
Info Source
Recruiter
Our client is a commercial bank seeking an attorney experienced in retail bank compliance issues. This person will provide oversight for the execution of the Bank’s compliance program. This person will advise on the adequacy and development of controls to ensure compliance with all relevant state and federal regulations; perform risk assessments; and monitor compliance testing.  Primary responsibilities will include: 1. managing the compliance program for retail banking ... read more
SPONSOREDJOB
Company
AFRCT, LLP
Experience
Min 7 yrs required
Location
Seattle, WA
Posted Date
Jul 21,17
Info Source
Employer
Anglin Flewelling Rasmussen Campbell & Trytten LLP (AFRCT) seeks a litigation attorney in Seattle, WA area with a minimum of seven years of experience representing financial institutions.  AFRCT is a growing law firm with offices in California, Washington and Oregon that prioritizes a first rate legal product and collegial working environment. Candidates should be admitted to practice in Washington, with additional admission to Oregon preferred.  Other requirements inclu... read more
SPONSOREDJOB
Company
Wells Fargo
Experience
Min 3 yrs required
Location
Las Vegas, NV
Posted Date
Jul 23,17
Info Source
WM Fiduciary Administrator 2 - Personal Fiduciary Service Team The candidate will administers the client account in order to create, expand and service WM relationships while managing the risk of those accounts. Duties may include: setting up, administering, terminating and distributing moderately complex accounts of all types. Identifies customer needs and offers solutions. Develops knowledge of investment strategies, objectives, asset allocations. Communicates directly ... read more
Company
In-House, Navigant Consulting, Inc.
Experience
5-7 yrs required
Location
New York City, NY
Posted Date
Jul 22, 17
Info Source
Employer
Managing Consultant - AML Responsibilities: Investigate potential money laundering and fraudulent financial activity across client business lines.. Provide subject matter expertise in the area of Anti-Money Laundering and financial fraud investigations. These include FCPA, OFAC and/or PEP filtering systems, KYC file remediation, AML gap assessments, AML compliance monitoring and AML training and the review and preparation of SARs. Lead and supervise teams in small and larg... read more
Company
In-House, Navigant Consulting, Inc.
Experience
Min 5 yrs required
Location
New York City, NY
Posted Date
Jul 22, 17
Info Source
Employer
Managing Consultant- AML Policies & Procedures Responsibilities: Performs BSA/AML/OFAC Compliance Program gap analysis. Develops BSA/AML/OFAC risk assessment methodology. Drafts BSA/AML/OFAC compliance policies and procedures in the context of retail banking environment. Effectively manages multiple deadlines and projects. read more
Company
In-House, UBS
Experience
Location
San Antonio, TX
Posted Date
Jul 22, 17
Info Source
Employer
Branch Examiner Duties: Review and research branch office activities to identify red flag issues and determine compliance with firm and regulatory rules and procedures. Communicate with branch managers and sales support personnel regarding office procedures and financial advisor activity in a high pressure environment. Prepare detailed work papers to support the results of the testing program. Synthesize the result of the testing program for communication to senior managem... read more
Company
In-House, The PNC Financial Services Gro...
Experience
Min 8 yrs required
Location
Pittsburgh, PA
Posted Date
Jul 22, 17
Info Source
Employer
Counsel Senior The candidate will be an integral part of a six-attorney team that provides support to the investment activities of Asset Management Group (AMG). Will primarily support Capital Advisors (an SEC-registered investment adviser) and the Funds (a family of mutual funds), and will be responsible for delivering legal support to senior management, business development officers, and operations personnel with respect to federal laws and SEC rules and regulations gover... read more
Company
In-House
Experience
Min 5 yrs required
Location
Weehawken, NJ
Posted Date
Jul 22, 17
Info Source
Employer
Banking Legal Counsel The candidate will work extensively with the Bank’s USA team to support the residential mortgage and credit card businesses, and related activities, including new business initiatives and other projects. Support and advise on client transactions, portfolio acquisitions and sales, affiliate and other third party vendor agreements and strategic new business initiatives. Support and advise on applicable consumer finance, bank regulatory and state licen... read more
Company
In-House, UBS
Experience
Location
Los Angeles, CA
Posted Date
Jul 22, 17
Info Source
Employer
Branch Examiner Duties: Review and research branch office activities to identify red flag issues and determine compliance with firm and regulatory rules and procedures; communicate with branch managers and sales support personnel regarding office procedures and financial advisor activity in a high pressure environment; prepare detailed work papers to support the results of the testing program; synthesize the result of the testing program for communication to senior managem... read more
Company
In-House
Experience
Min 15 yrs required
Location
Weehawken, NJ
Posted Date
Jul 22, 17
Info Source
Employer
Senior Municipal Finance Compliance Officer The candidate duties include: provide advice to the municipal bankers and underwriters on topics such as the municipal advisor rules, due diligence requirements, RFPs, supervision; participate on capital commitment and other committees; educate the firm on regulatory developments and new rules relating to municipal securities; review current business practices against regulatory and firm requirements to ensure that discrepancies ... read more
Company
In-House, Thumbtack, Inc
Experience
4-7 yrs required
Location
San Francisco, CA
Posted Date
Jul 22, 17
Info Source
Employer
Manager of Strategic Trust & Safety Initiatives The candidate's responsibilities: Work to solve complex problems with top-notch colleagues from Thumbtack’s product, engineering, customer support, marketing, and legal functions. Manage trust and safety issues for all online and offline customers. Develop strategies to mitigate risks to customers and Thumbtack. Manage, mentor and lead a team of 4-6 team members. Work cross-functionally to develop operational processes, pro... read more
Company
In-House, UBS
Experience
Min 2 yrs required
Location
Weehawken, NJ
Posted Date
Jul 22, 17
Info Source
Employer
Compliance Review Team Analyst - C&ORC (Compliance and Operational Risk) Duties: Assist in the planning, coordination and delivery of team's annual testing plan. Identify and evaluate the effectiveness of existing controls. Prepare detailed work papers to support the results of the testing program. Structure and propose remedial actions to address identified issues. Report identified issues to company’s senior management. Articulate an independent and balanced opinion in... read more
Company
In-House, U.S. Bank.
Experience
Min 15 yrs required
Location
Minneapolis, MN
Posted Date
Jul 22, 17
Info Source
Employer
Associate General Counsel The candidate will report to the General Counsel and supervise a team of attorneys providing legal support on a wide range of domestic and foreign regulations and for the Bank's legal regulatory change management function, including in the areas of consumer, bank holding company and prudential regulations, affiliate transactions, mergers and acquisitions, BSA/AML, political law, securities and investments. Will manage a team of regulatory attorney... read more
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