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candidate will have U.S. capital markets experience representing underwriters, issuers, and placement agents in IPOs, follow-on public offerings, private placements, and other securities offerings. Experience representing public... companies in the '34 Act work is a plus.Duties:Provide legal counsel and supp...
background in regulatory and compliance matters related to federal securities laws, specifically the Investment... Company Act of 1940 and the Securities Act of 1933. This... role requires expertise in managing transactions, particularly those related to investment company reorganizations or merg...
non-governmental regulator for all securities firms doing business with... public-private partnership with the Securities and Exchange Commission (SEC),... while also benefiting from the SEC’s oversight. In its role as investor guardian, FINRA is informed, but not influenced, by the industry...
non-governmental regulator for all securities firms doing business with... public-private partnership with the Securities and Exchange Commission (SEC),... while also benefiting from the SEC’s oversight. In its role as investor guardian, FINRA is informed, but not influenced, by the industry...
position with a salary range of $265,000 - $390,000, depending on location and experience. The successful candidate will have 4-6 years of . capital markets experience, with a focus on representing underwriters, issuers, and placement agents in various securities offeri...
Join the Investment Services Team at a Prestigious Law Firm - Vedder Price . H2: Exciting Opportunity for a Corporate Associate with Registered Investment Company Experience Job Title: Corporate Associate - Investment Services Location: Multiple Offices (Chicago, IL; Dallas,...
law firm, is currently seeking a highly qualified Litigation Associate to join our team in Dallas. The ideal candidate will have 4-5 years of experience (JD '19 & '20 preferred) and a strong background in white collar defense, securities enforcem...
Title: Assistant General Counsel, Regulatory Experience: Minimum 6-8 years of directly related legal experience Salary Range: $127,300 - $296,100 (depending on location and qualifications) Organization: FINRA (Financial Industry Regulatory Authority) Department: Office of General Counsel Job Type: Full-time Location: Multiple locations (Washington, DC; Jericho, NY; Denver,...
firm seeks a knowledgeable securities attorney with a minimum... experience in managing structured securities offerings. This position requires... expertise in commercial real estate law, particularly in finance, acquisitions, and dispositions. The ideal candidate will excel in a collaborative environment and...
to travel occasionally Deputy General Counsel - Texas Capital - Dallas, TX - Full Time Texas Capital is seeking a highly experienced Deputy General Counsel to join our team in Dallas, TX. As a leading financial institution,...