Affairs Lawyer Job Title: Corporate Affairs Lawyer Job Responsibilities: Corporate Governance & Board Support - Coordinate the agenda for board of directors, committee, and shareholder meetings. - Ensure that meeting minutes are recorded and applicable next steps are completed. - Ensure corporate legal documents comply with all...
Title: Corporate Affairs Lawyer Job Responsibilities: The Corporate Affairs Lawyer is a pivotal role within the legal team, requiring a seasoned legal professional with deep expertise in corporate governance, SEC reporting, and public company compliance. The successful candidate will manage a wide...
Title: Sr Legal Counsel, Upstream & Midstream Job Responsibilities: The Sr Legal Counsel, Upstream & Midstream, is tasked with providing legal advice and support to the upstream and midstream operating segments of the company. Key responsibilities include: - Offering legal counsel on a...
legal advice through a public company perspective. - Develop and maintain policies and procedures to ensure compliance with SEC and securities-related regulatory requirements applicable to... publicly traded companies. - Provide counseling and advice on US securities laws, stock exchange requirements,... and repor...
through the perspective of a public company. - Develop and maintain policies and procedures to ensure compliance with SEC and securities-related regulatory requirements applicable to... publicly traded companies. - Provide counseling and advice on . securities laws, stock exchange req......
within a publicly traded technology company. This strategic and cross-functional role necessitates strong legal acumen and a deep understanding of the tech industry, alongside expertise in business and compliance operations. Key responsibilities include: - Public Company Compliance & Securities Law: -...
Title: Senior Litigation Counsel, Enforcement Services Job Responsibilities: The Senior Litigation Counsel operates with minimal supervision to manage and litigate non-disciplinary and disciplinary proceedings nationwide, filed with the Office of Hearing Officers (OHO), and to handle appeals before the National Adjudicatory Council...
Job Title: Senior Counsel, Securities Job Responsibilities: The Senior Counsel, Securities... will play a critical... range of corporate and securities matters that a large... include: - Preparing and reviewing Securities and Exchange Commission (SEC)... filings such as Forms 10-K, 10-Q, 8-K, and proxy...
MEMBER - SECURITIES The candidate must possess... in a variety of securities matters, including securities offerings... (public and private), the Securities Act of 1934 (Registered... Investment Advisors), the Securities Act of 1940 (Registered... Investment Companies) and related disclosures, filings and...
Law Firm Seeking Investment Funds Mid-Level Associate in Chicago Office H2: Join **Members Only**'s Fund Formation Practice Area **Members Only**, a leading law firm, is seeking a talented associate with 4-6 years of experience to join our Investment Funds team in...
Title: Contracting Counsel Senior Manager Job Responsibilities: - Lead, structure, draft, and negotiate complex client transactions in a fast-paced corporate environment, including master services agreements, outsourcing agreements, statements of work, service level agreements, licensing agreements, SaaS agreements, data transfer...
Corporate Counsel Job Title Corporate/Senior Corporate Counsel Job Responsibilities As a Corporate/Senior Corporate Counsel at the company, the candidate will be integral to the legal team, collaborating with various departments to drive growth and ensure the company's continued success. The main duties include: - Supporting...
Specialist Department of the Army . Army Corps of Engineers Summary About the Position: These positions are located within the US Army Corps of Engineers, Contracting Division where you will execute contracting actions including contract preparation, negotiation, and administration....
Specialist Department of the Army . Army Corps of Engineers Summary About the Position: These positions are located within the US Army Corps of Engineers, Contracting Division where you will execute contracting actions including contract preparation, negotiation, and administration....
Firm Staff brings you up to date and high quality legal staff openings in law firms and in-house legal departments of business organizations. In addition, we help solo attorneys hire experienced personnel from the legal industry. We not only have...
Title: Associate — Tax — Executive Compensation, Employment & Benefits — Senior Salary Information: Competitive salary based on experience Law Firm: **Members Only** Department: Tax Location: Boston, Chicago, Washington, ., Los Angeles, New York, Orange County, San...
Principal Analyst, Risk Monitoring - Capital Markets at FINRA is a senior-level position responsible for conducting risk monitoring activities and ongoing risk assessments of FINRA members. This position reports to a Risk Monitoring Director and supports the direct manager in...
experience in risk monitoring and assessments, as well as advanced analytical skills and knowledge of securities rules and regulations. This... is a senior-level position reporting to a Risk Monitoring Director, with leadership responsibilities and the opportunity to work on...
Principal Analyst, MS Operations, Procedures and Standards - All FINRA Locations Salary Information: Minimum salary ranges from $111,400 to $133,700, maximum salary ranges from $202,100 to $242,600, based on location and other factors such as skills and...
Principal Investigator, NCP - IRG - All FINRA Locations The Associate Principal Investigator, NCP - IRG, is responsible for reviewing and analyzing regulatory intelligence received through various sources, and making recommendations for appropriate regulatory responses. This includes conducting investigations,...
Title: Senior Director, Cyber and Analytics Unit Job Responsibilities: The Senior Director within the organization's Cyber and Analytics Unit (CAU) is tasked with leading the Cyber-Enabled Fraud (CEF) team. This team is responsible for overseeing the planning and execution of investigations into...
Title: Senior Principal Intelligence Specialist, FIU Job Responsibilities: The Senior Principal Intelligence Specialist plays a crucial role within the Financial Intelligence Unit (FIU) of the organization’s National Cause and Financial Crimes Detection Program (NCFC). The primary mission of the FIU is to...
Title: Principal Investigator, Specialist Team - All FINRA Locations Job Responsibilities: The Principal Investigator, Specialist Teams, is responsible for conducting high complexity routine and special investigations of FINRA member firms. This includes investigating potentially suspicious activities of persons associated with FINRA member...
of Broker Compliance Job Title: Head of Broker Compliance Job Responsibilities: As the Head of Broker Compliance, the primary responsibilities involve designing, implementing, and overseeing the broker compliance program to ensure alignment with federal, state, and international regulatory requirements. Key duties include: - Broker Compliance...
Title: Financial Markets & Real Estate - Transactions, CLO Manager Job Responsibilities: - Assist clients with understanding complex financial structures and ensure disclosures align with the underwriter's intent of the security structure. - Lead and manage client accounts, focusing on financial transactions and...
Title: Transactional Research Solution Consultant Job Responsibilities: The Transactional Research Solution Consultant is tasked with cultivating and maintaining excellent client-facing relationships with subscribers of the Intelligize platform. This post-sales role involves regular contact with a medium to large book of business to...
Job Title: Corporate Securities AttorneyJob Overview: A Chicago-based... with substantial exposure to securities law and regulatory filings.... involves working on complex disclosure matters, regulatory submissions, and... to public and private securities offerings. The ideal candidate... brings a keen eye for...