Firm is seeking an Investment Funds Regulatory Associate ... regulatory experience for its Investment Funds Regulatory Practice. The... successful candidate will possess strong working knowledge of the Investment Advisers Act of 1940... and the Investment Company Act of 1940.... Priva...
Associate — Corporate — Investment Funds Regulatory H1:... as an Associate in Investment Funds Regulatory Practice ... Seeking Experienced Associate in Investment Funds Regulatory Practice ... of Associate in the Investment Funds Regulatory Practice. This... is a great opportunity...
Job Title: Investment Funds, Regulatory Associate Job Responsibilities: -... fund governing documents. - Advise clients on compliance with applicable rules and regulations. - Prepare SEC filings. - Respond to examinations. Education and Experience Information: - 1-3 years of investment funds-related regulatory experience at... a global law fi...
Job Title: 40 Act Attorney Job Responsibilities: The 40 Act... Attorney at the company... duties related to registered investment products, including privately offered... and non-listed real estate investment trusts (REITs). The primary... responsibilities include: - Drafting, reviewing, and maintaining registration statements and related...
hedge funds, venture capital funds, and other investment entities. The role involves... advising on the formation, structuring, and regulatory compliance of private investment funds and related investment... activities. Key duties include... drafting, reviewing, and negotiating fund documents and side letters...
the prestige and challenge of Fortune 500 companies including dot coms, while enjoying the sunny lifestyle of the Southwest at this very busy, larger firm. Well-reputed in intellectual property, civil and securities litigation and corporate transactional practices, it is always...
the prestige and challenge of Fortune 500 companies including dot coms, while enjoying the sunny lifestyle of the Southwest at this very busy, larger firm. Well-reputed in intellectual property, civil and securities litigation and corporate transactional practices, it is always...
Associate - Corporate - Investment Funds Regulatory Job Responsibilities... an Associate in the Investment Funds Regulatory Practice at... and compliance advice to investment advisers, family offices, and... other financial institutions globally. This includes operating and managing private equity funds, private...
legal industry. We not only have the best **Members Only** positions, but we also have the most. Investment Services Paralegal Duties: Prepare and review filings with the Securities and Exchange Commission through the EDGAR system for mutual funds, investment advi...
complex capital markets transactions. Serve as a strategic advisor to clients, often working closely with corporate executives, investment bankers, and regulators. Provide... day-to-day legal and compliance advice to broker-dealers, RIAs, and private funds. Act as underwriters counsel on... public...
Title: Securities Services Attorney - Executive Director Job Responsibilities: - Provide legal advice and support on complex transactional matters, including negotiating agreements for agency securities finance, custody, and fund services with institutional clients. - Collaborate with stakeholders across Securities Services product areas, including...
guidance to clients on matters related to registered investment companies, including mutual funds,... ETFs, closed-end funds, interval funds, tender offer funds, and business development companies. They will also advise investment advisers on business and... regulatory matters, collaborating closely with clients,...