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President & Associate General Counsel, Capital Markets Policy - Full Time FINRA is seeking a Vice President & Associate General Counsel, Capital Markets Policy to join their team in various locations including New York, NY, Chicago, IL, Boston, MA, Washington, DC,...
Firm Seeking Financial Services Compliance & Regulatory Associate **MEMBERS ONLY**SIGN UP NOW***., a leading law firm with offices across the United States, is currently seeking a Financial Services Compliance & Regulatory Associate to join their dynamic team. This is...
OverviewA law firm in Chicago, IL, is seeking a Mid-Level to Senior Financial Services Compliance and Regulatory Associate Attorney with extensive experience in compliance and regulatory matters. The ideal candidate will have a robust background in counseling registered investment advisors...
programs for MMA Securities, MMA Asset Management, and MMC Securities - Provide legal and regulatory guidance for broker-dealer and investment advisor operations - Directly lead a team of Legal and Compliance professionals - Act as the FINRA and SEC...
Title: Chief Counsel & Chief Compliance Officer Locations: New York, NY; Chicago, IL; Boston, MA Salary Range: $138,700 - $277,300 Responsibilities: - Serve as the trusted adviser for Marsh McLennan Agency (MMA) Asset Management, MMA Securities, and Marsh McLennan...
Enforcement - Provide Legal and Investigative Support to Enforcement Salary Information: Discretionary bonus in addition to base pay Job Title: Paralegal, Enforcement Experience: Bachelor's degree and/or paralegal certificate or significant relevant experience preferred Essential Job Functions: - Conduct legal research for staff attorneys - Assist with...
Firm Staff brings you up to date and high quality legal staff openings in law firms and in-house legal departments of business organizations. In addition, we help solo attorneys hire experienced personnel from the legal industry. We not only have...
large international New York law firm founded in 1934 has established a full-service presence. Clients include large corporations and individuals as well as small and medium-sized businesses. The firm represents a wide range of industrial, financial and commercial enterprises, both...
Firm Staff brings you up to date and high quality legal staff openings in law firms and in-house legal departments of business organizations. In addition, we help solo attorneys hire experienced personnel from the legal industry. We not only have...
H2: Job Overview FINRA is seeking a highly... skilled and experienced Principal Counsel to join our Enforcement team. This role plays a crucial role in assessing and advocating for fair and effective outcomes in Enforcement matters. The Principal Counsel...