Project Delivery Specialist in Regulatory, Risk & Forensic Operate,... is expected to work collaboratively in a team environment to support client service delivery. Key responsibilities include: - Managing a small team of investigators to efficiently execute case investigations. - Performing Quality Control...
Title AML Project Delivery Senior Analyst Job Responsibilities In the role of an AML Project Delivery Senior Analyst, you will collaborate with the AML and sanctions team to support client service delivery. Your responsibilities will include: - Performing case investigations to assess potential AML...
Markets, Fixed Income, and Compliance Testing Job Responsibilities: - Lead the... Fixed Income Specialist, and Compliance teams, consisting of over... Develop multi-year strategic plans, manage priorities, and integrate examination efforts with Regulatory Operations. - Oversee all fixed... income, capital markets, and compliance examinations...
Title: Senior Principal Analyst, Office of Strategic Engagements Job Responsibilities: The Senior Principal Analyst in the Office of Strategic Engagements (OSE) within the department is responsible for supporting the External Strategic Engagements leadership team in all aspects of the group's responsibilities....
Title: AML Project Delivery Specialist Job Responsibilities: - Manage a small team of investigators in support of client service delivery within the AML and sanctions team. - Perform case investigations and conduct Quality Control (QC) of these investigations, requests for information, and case...
Title: Vice President, Diversified, Carrying and Clearing Examinations Firm Group Lead Job Responsibilities: - Serve as the strategic examinations leader accountable for the effectiveness, efficiency, and execution of the Examinations Program for the Firm Group and its assigned firms. - Set a multi-year...