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esteemed law firm based in Jericho is seeking a Securities Litigation Associate Attorney to... join the dynamic team. In this pivotal role, part in our high-stakes securities litigation practice, working alongside... diverse clientele. As a Securities Litigation Associate Attorney, you......
Organization: FINRA Job Title: Associate General Counsel, Regulatory Experience: 10+ years of relevant legal experience Salary: Minimum salary ranges from $149,600 to $171,900, maximum salary ranges from $292,600 to $351,200, depending on location and factors such as skill set,...
Director The candidate will manage a team of 5-8 Enforcement attorneys developing and resolving Enforcement cases through all stages, from inception to completion. Be the day-to-day manager of a large and diverse docket of cases, responsible for ensuring that the...
of Director, Enforcement Position Bold Headlines: Director, Enforcement: Leading and Managing a Team of Attorneys Job Title: Director, Enforcement Salary Information: Salary ranges from $127,300 to $296,100, depending on location and qualifications Experience: Minimum of 7 years of securities-related regulatory and/or complex litigation... experience...
and Salary Information Organization: FINRA Job Title: Director, Enforcement Experience: Minimum 7 years in securities-related regulatory and/or complex litigation... Type: Full-time Salary: Varies by location, ranging from $127,300 - $296,100 Overview: FINRA, the Financial Industry Regulatory Aut...
organization that regulates the securities industry. FINRA’s independent regulation... every aspect of the securities business—from registering and educating... industry participants to examining securities firms; writing rules; enforcing... those rules and the federal securities laws; informing and educating... the investing public;...
is seeking a highly motivated and experienced Assistant General Counsel, Regulatory to join our team. This senior-level position will provide legal advice and support in the adoption of new regulatory initiatives and serve as a subject matter expert in various...
Litigation Counsel, Enforcement - Salary Information Job Title: Senior Litigation Counsel, Enforcement Experience: Thirteen years of litigation experience Location: Washington, DC, Jersey City, NJ, Jericho, NY, Denver, CO, Dallas, TX, Chicago, IL, Boston, MA, Boca Raton, FL, Woodbridge, NJ,...
General Counsel, Broker-Dealer/Investment Advisor Group The candidate will work with the Vice President, Broker-Dealer/Investment Adviser Group, to develop and direct OGC's program with respect to regulatory matters requiring specialized expertise in the regulation of broker-dealer/investment advisers (BD/IAs), including rendering independent...
Enforcement - Job Description Title: Director, Enforcement Location: Woodbridge, NJ; Jersey City, NJ; Jericho, NY; Denver, CO; Dallas, TX; Chicago, IL; Boston, MA; Boca Raton, FL; Washington, DC; San Francisco, CA; Rockville, MD; Philadelphia, PA; New York,...