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registered trademark of the Financial Industry Regulatory Authority, Inc.... Enforcement Experience: Minimum 7 years in securities-related regulatory and/or complex litigation Type:... Full-time Salary: Varies by location, ranging from $127,300 - $296,100 Overview: FINRA, the Financial Industry Regulatory Aut...
registered trademark of the Financial Industry Regulatory Authority, Inc.... FINRA is an Equal Opportunity and Affirmative Action Employer All qualified applicants will receive consideration for employment without regard to age, citizenship status, color, disability, marital status, national origin,...
you a detail-oriented and highly organized individual with a passion for the legal field? Do you thrive in a fast-paced environment and enjoy conducting research and assisting with investigations? If so, FINRA (Financial Industry Regulatory Authority) is... seeking a Paralega...
registered trademark of the Financial Industry Regulatory Authority, Inc.... FINRA is an Equal Opportunity and Affirmative Action Employer All qualified applicants will receive consideration for employment without regard to age, citizenship status, color, disability, marital status, national origin,...
Net Capital (ANC) Specialist Manager, Member Supervision Specialist Program - Any FINRA Location Apply Logo Alternative Net Capital (ANC) Specialist Manager, Member Supervision Specialist Program - Any FINRA Location Apply Logo locations Jersey City, NJ (Job Posting)...
Department Organization: FINRA (Financial Industry Regulatory Authority) Location:... Remote Salary Range: $149,600 - $351,200 (based on location and experience) Job Summary: The Senior Director & RSA Advisor will provide expert legal and policy advice to the Enforcement Department...
Investigations Experience: Significant securities, compliance or financial regulatory experience Salary: Dependent... on location and skill set, ranges from minimum to mid-point of salary range Job Summary: - Develop and implement strategic plans for specific firm groupings - Collaborate w...