MS OPS - All FINRA Locations Apply Logo ... locations Washington, DC (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job Posting) Chicago, IL (Job Posting) time type Full...
About FINRA FINRA is a... registered trademark of the Financial Industry Regulatory Authority, Inc. FINRA is an equal opportunity... employer and does not discriminate on any basis prohibited by law. Search...
Summary: Organization: FINRA Job Title: Senior Litigation... - $305,000 - MA/WA: $131,100 - $292,300 - MD/Washington, DC: $150,600 - $292,300 - NJ State: $144,000 - $305,000 - NY State: $131,100 - $305,000 FINRA, the Financial Industry Regulatory... Autho...
Location: Multiple Locations Organization: FINRA Job Requisition ID:... of 10 years of experience, including at least 5 years in a regulatory entity, member firm, or law firm with direct involvement in securities enforcement matters? If so, then FINRA h...
FINRA is an Equal Opportunity... sexual orientation, gender identity, veteran status or any other classification protected by federal state or local laws as appropriate, or upon the protected status of the person’s relatives, friends or associates. FINRA abides...
- IRG - All FINRA Locations - Full-time... requisition ID: R-009174 - FINRA's Initial Review Group (IRG)... is responsible for intake, review, and analysis of regulatory intelligence from various sources - The Associate Principal Investigator will assess risk and...
and Standards - All FINRA Locations - Full time... position with a competitive salary and benefits package - Will be responsible for identifying, assessing, developing, implementing, and maintaining operations, procedures, standards, and reporting - Must have strong knowledge of securities...
Member Supervision - All FINRA Locations Apply Logo Strategic... Member Supervision - All FINRA Locations Apply Logo ... locations Washington, DC (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job Posting)...
and Standards - All FINRA Locations Apply Logo ... locations Washington, DC (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job Posting) Chicago, IL (Job Posting) time type Full...
Enforcement Apply time type Full time posted on Posted Today job requisition id R-008956 The Enforcement Director manages a team of 5-8 Enforcement attorneys developing and resolving Enforcement cases through all stages, from...
Monitoring Analyst - Any FINRA Location ##Overview ... FINRA, the Financial Industry Regulatory... activities and ongoing risk assessments of FINRA members. This is a... full-time position with a competitive salary and benefits package. ##Job Description The Associa...
Time - R-009035 FINRA is seeking a Lead... Principal Analyst in Fixed Income Regulation to join our team in either New York, NY or Jersey City, NJ. In this role, you will develop, implement, and support FINRA’s fixed income...
of Operations, Procedures and Standards - Full Time The Director of Operations, Procedures and Standards will report directly to the Vice President of Member Supervision and will be responsible for providing strategic leadership and guidance in establishing procedures and...
real-time intelligence collected by FINRA, member firms, regulators, and... law enforcement. The FIFC serves as a vital resource in enabling bi-directional intelligence sharing and providing actionable insights to protect investors and mitigate risk. The Senior Director will play a critical...
Bullet points: - FINRA's National Cause Program (NCP)... expertise throughout the course of investigations. - The role requires advanced knowledge of FINRA rules, securities markets, and... member firm operations. - The candidate must have advanced communication and organizational skil...
experienced investigator to join FINRA as an Associate Principal... Group (IRG) in all FINRA locations! This role offers... a competitive salary and benefits package, as well as the opportunity to work with a team of highly skilled professionals in a...
Risk Representatives - Organization: FINRA (Financial Industry Regulatory Authority)... - Location: All FINRA Locations (New York, NY,... Jericho, NY, Denver, CO, Dallas, TX, Chicago, IL, Boston, MA, Boca Raton, FL, Jersey City, NJ, Woodbridge, NJ, Washington, DC, Chicago (North Wacker...
Procedures and Standards - FINRA Job Title: Director... with prior experience in FINRA's Exam and/or Risk Monitoring... program preferred Salary Information: For work performed in CA, CO, HI, MN, VT, IL, Jersey City, NJ, New York City,...
Job Title: FINRA Legal Extern, Enforcement (UNPAID)... or LLM Organization: FINRA Department: Enforcement ... Term: Fall: August- December Time Type: Part time Hiring Criteria: - Graduate student pursuing JD or LLM - Securities law related...
Capital Markets - All FINRA Locations The Principal... ongoing risk assessments of FINRA members. This senior-level position... will report to a Risk Monitoring Director and will collaborate with internal departments to analyze, communicate, and make recommendations with respect to...
Director, Examinations - All FINRA Locations The organization... of Examinations for all FINRA locations. This is a... full-time position with a competitive salary and benefits package. The Senior Director will lead and implement the strategic direction of the examination...
Risk Monitoring - All FINRA Locations Principal Analyst,... Risk Monitoring - All FINRA Locations The Principal... ongoing risk assessments of FINRA members. This is a... senior-level position reporting to a Risk Monitoring Director and supports both the Risk...
and Standards - All FINRA Locations Full Time Posted... Today R-009247 This position is an experienced individual contributor in Member Supervision Operations, Procedures and Standards (MS OPS), who works independently to develop, implement, and maintain operations, procedures, standards, and...
NCP - IRG H1: Join FINRA as a Senior Principal... Efforts for IRG at FINRA Bold headline: Make a Difference... Senior Principal Investigator at FINRA Are you an experienced professional... identifying high-risk matters? Then come join the team at FINRA as a Sen...
- IRG - All FINRA Locations H1 and... - IRG - All FINRA Locations H2: Essential Job... Functions, Education/Experience Requirements, Salary Information and Benefits, Important Information, Search Firm Representatives Bold headlines: - FINRA’s Initial Review Group (IRG): Centralized...
Associate Principal Investigator, NCP - IRG, will be responsible for performing intake and assessment of regulatory intelligence received through various sources, including internal sources, regulatory tips, customer complaints, firm regulatory filings, arbitration filings, and referrals from other regulators. They will...
a leading non-governmental organization, FINRA is dedicated to protecting... investors and promoting market integrity in all areas of the financial industry. This includes overseeing the activities of over 3,700 securities firms and 630,000 registered representatives, as well as conducting market...
Principal Investigator, NCP - IRG - All **MEMBERS ONLY**SIGN UP NOW***. Locations (Full Time) Job Title: Associate Principal Investigator, IRG (Intake & Assessment) Organization: **MEMBERS ONLY**SIGN UP NOW***. (Financial Industry Regulatory Authority) Location: All **MEMBERS ONLY**SIGN UP NOW***. Locations (Boston, MA; Jersey City, NJ; Jericho, NY; Denver, CO;...
Title: Senior Director, Cyber and Analytics Unit Job Responsibilities: The Senior Director within the organization's Cyber and Analytics Unit (CAU) is tasked with leading the Cyber-Enabled Fraud (CEF) team. This team is responsible for overseeing the planning and execution of cyber-enabled fraud...
Title: Senior Principal Intelligence Specialist, FIU Job Responsibilities: The Senior Principal Intelligence Specialist within the Financial Intelligence Unit (FIU) at the organization is tasked with a variety of critical functions to support the unit's mission of identifying emerging risks and potential threats...