Save your search progress and never miss an update
team. Will provide legal advice to internal business clients on investment advisory, investment company, and... regulatory issues in developing new strategies and supporting existing strategies. Provide legal support to key internal partners, including product development, sales team, compliance, and m...
Corporate Senior Associate The candidate will assume significant responsibility in complex transactional matters for key clients. Can also expect to be involved with a variety of assignments and receive valuable hands-on experience across a range of disciplines, including cross-border mergers...
include financial planning, legal services, child care, and elder care Tuition Assistance: Financial support for personal development, including a tuition reimbursement program Employee Stock Purchase Plan: Purchase company stock at a discounted... rate Flexible Work Arrangements: Varie...
direct OGC's program with respect to regulatory matters requiring specialized expertise in the regulation of broker-dealer/investment advisers (BD/IAs), including rendering independent expert advice in this area. Demonstrate expertise with respect to the Exchange Act and Investment Advisers Act, their rules,......
Friendly Job Title: Associate General Counsel - Director for Financial Services Firm in New York H1 Heading: Join Our Team as an Associate General Counsel - Director H2 Heading: Exciting Opportunity for Financial Planner with 7 Years of...
Risk Monitoring - Capital Markets Full-time position Job Requisition ID: R-008111 Role Overview: The Director of Risk Monitoring is responsible for overseeing the implementation and completion of the Risk Monitoring Program for a specific Firm Grouping...
President, Corporate Financing - Lead and manage the Corporate Financing Department within FINRA's Offices of the Chief Legal Officer (OCLO). This position involves developing policies, strategies, and decisions, collaborating with other FINRA departments, and managing a team of staff members....
Director, Enforcement Central Intake Group: - Lead and manage the Enforcement Central Intake Group (CIG) team, collaborating with Enforcement's referring partners and playing a critical role in administering matters across Regulatory Operations (RegOps). - Responsible for providing oversight and...
Join KPMG as a Manager in Business Tax Services for our Financial Services practice H2: Exciting Opportunity for Experienced Tax Professionals in Insurance, Banking, and Asset Management Overview: - Join a top tax firm with a collaborative, future-forward...
Friendly Job Title: Manager/Senior Manager, Alternative Investments - NYFS H1: Join KPMG's Business Tax Services Practice as a Manager/Senior Manager H2: Become Part of a Dynamic Team at One of the World's Top Tax Firms Bold Headlines:...