- IRG Associate Principal Investigator: Conducts intake and assessment of regulatory intelligence with minimal supervision and makes recommendations for appropriate regulatory response. Salary: Minimum salary ranges from $95,300 to $109,600 and maximum salary ranges from $171,800 to $206,200 depending...
Organization: FINRA (Financial Industry Regulatory Authority) Job Title: Principal Investigator, High Risk Representatives - All FINRA Locations Experience: Bachelor's degree or equivalent relevant experience required; advanced degree or law degree, preferred. Location: Various FINRA Locations (New York, NY; Jericho,...
Principal Analyst, Dispute Resolution - Salary Information and Job Description H2: About the Role - The Dispute Resolution Principal Analyst supports case administration and the National Arbitration program for FINRA Dispute Resolution Services (DRS). - This role involves...
MS Operations, Procedures and Standards - All FINRA Locations Job Title: Director, MS Operations, Procedures and Standards Organization: FINRA Department: Member Supervision Operations Location: Various locations across the US Job Type: Full Time Salary Range: $131,100 - $305,000...
Associate Principal Investigator, NCP - IRG will work in FINRA's Initial Review Group (IRG), which is responsible for the intake, review, and analysis of regulatory intelligence received from various sources. The role requires a Bachelor's degree or equivalent relevant experience...
Analyst, MS Operations, Procedures and Standards - FINRA Locations Summary: FINRA is seeking a Principal Analyst for their Member Supervision Operations, Procedures and Standards team. This position will be responsible for identifying, assessing, developing, implementing, and maintaining operations,...
Analyst, Risk Monitoring - FINRA Locations Job Title: Principal Analyst, Risk Monitoring Organization: FINRA Department: Risk Monitoring Location: Various locations (see below) Salary Range: $111,400 - $242,600 Experience: Bachelor's degree in related field, prior experience in FINRA's Exam and/or...
Senior Principal Analyst, MS Operations, Procedures and Standards - All FINRA Locations H2: Apply for Senior Principal Analyst Position at FINRA H2: Job Description for Senior Principal Analyst at FINRA Summary: FINRA is seeking an experienced Senior Principal Analyst to join their Member Supervision...
Friendly Job Title: Associate Principal Investigator, IRG, NCP - All FINRA Locations (Open) H1: Join the Team at FINRA as an Associate Principal Investigator! H2: Investigate Regulatory Intelligence as an Associate Principal Investigator at FINRA Bold Headline: FINRA is Hiring an Associate Principal...
Title: Senior Director, Cyber and Analytics Unit Job Responsibilities: The Senior Director within the organization's Cyber and Analytics Unit (CAU) is responsible for leading the Cyber-Enabled Fraud (CEF) team. This role involves overseeing the planning and execution of cyber-enabled fraud investigations related...
Title: Senior Principal Intelligence Specialist, FIU Job Responsibilities: The Senior Principal Intelligence Specialist plays a critical role within the Financial Intelligence Unit (FIU) of the organization’s National Cause and Financial Crimes Detection Program (NCFC). The primary responsibilities include: - Partnering across the organization...
Title: Principal Investigator, Specialist Team Job Responsibilities: - Conduct high complexity routine and special investigations of organization member firms. - Investigate potentially suspicious activities of persons associated with organization member firms. - Provide guidance to Member Supervision staff on complex assignments. - Proactively surveil the...
Title: Senior Litigation Counsel, Enforcement Services Job Responsibilities: The Senior Litigation Counsel operates under minimal supervision to manage and litigate nationwide non-disciplinary and disciplinary proceedings filed with the Office of Hearing Officers (OHO) and to handle appeals before the National Adjudicatory Council...
look forward to hearing from you. # Technical Advisor – **Members Only**, New York, NY **Members Only** is a full-service IP law firm with offices in San Jose, New York City, and London. We specialize in building patent portfolios that...
Firm Seeking Experienced Life Sciences Patent Agent H1: Join Our Highly-Regarded Intellectual Property Team as a Life Sciences Patent Agent H2: Are you a Life Sciences expert with a passion for patent prosecution? Join our team at a...
Firm is seeking a Technology Specialist or Patent Agent with a degree in Electrical Engineering, Computer Science, Mathematics, Physics or a related field of study to join our Electrical & Computer Technologies group in New York. H1: Join our...
and H2 Friendly Headings: H1: Join Our Team as a Technology Specialist or Patent Agent at Wolf Greenfield Law Firm in New York H2: Electrical & Computer Technologies Department H1: Responsibilities of Electrical & Computer Technologies Technology Specialist...
Principal Investigator, NCP - IRG - All FINRA Locations FINRA is seeking a highly experienced and motivated Associate Principal Investigator to join our Initial Review Group (IRG) team. As a centralized unit responsible for reviewing and analyzing regulatory intelligence,...
Analyst, Dispute Resolution - Job Opportunity at FINRA FINRA, the Financial Industry Regulatory Authority, is seeking a dynamic and experienced Principal Analyst to join our Dispute Resolution Services (DRS) team. This role will support case administration and the National...
Principal Investigator, NCP - IRG - All FINRA Locations About FINRA: FINRA is a non-governmental organization that regulates the securities industry, protecting investors and ensuring market integrity. The organization is responsible for overseeing the activities of more than...
Legal Extern, Enforcement - Fall 2025 Semester (Part-Time, Unpaid) - Flexible part-time position for graduate students pursuing JD or LLM degree - Opportunity to work closely with attorneys, investigators, and management in the Enforcement department - Perform legal research...
Title: Senior Principal Analyst, MS Operations, Procedures and Standards Experience: Minimum of 8 years Salary Range: $111,400 - $242,600 Organization: FINRA Department: Member Supervision Operations, Procedures and Standards Location: All FINRA locations H1: Join the FINRA Team as a Senior Principal Analyst in MS Operations, Procedures...
Principal Investigator, NCP - IRG - All FINRA Locations: - Job title: Senior Principal Investigator - Organization: **Members Only** - Location: Multiple locations across the US, including Boston, MA; Jersey City, NJ; Jericho, NY; Denver, CO; Dallas, TX; Boca Raton, FL; Woodbridge, NJ;...
Principal Investigator, NCP - IRG - All FINRA Locations Apply Now! Organization: **Members Only** Job Title: Associate Principal Investigator, IRG Experience Level: Moderate Job Type: Full-Time Location: Various Locations (see below for list) Job Requisition ID: R-009265 Posted...
FINRA FINRA is an independent, non-governmental regulator for all securities firms doing business with the public in the United States. FINRA works to protect investors and maintain market integrity in a public-private partnership with the Securities and Exchange Commission...
Title: Senior Principal Intelligence Specialist, FIU Job Responsibilities: The Senior Principal Intelligence Specialist is responsible for executing functions that support the Financial Intelligence Unit (FIU), which is part of the National Cause and Financial Crimes Detection Program (NCFC). The primary duties include: -...
Title: Principal Investigator, Specialist Team - All FINRA Locations Job Responsibilities: - Conducts high complexity routine and special investigations of organization member firms. - Investigates potentially suspicious activities of persons associated with organization member firms. - Provides guidance to Member Supervision staff on complex...
Title: Senior Paralegal, IP Job Responsibilities: 1. **Trademarks & Brand Protection:** - Conduct global trademark searches and perform trademark clearance analysis under supervision. - Coordinate trademark filings and handle office actions and provisional refusals with outside counsels. - Draft and file ....
Title: Principal Investigator, Specialist Team Job Responsibilities: - Conduct high complexity routine and special investigations of organization member firms. - Investigate potentially suspicious activities of persons associated with organization member firms. - Provide guidance to Member Supervision staff on complex assignments. - Proactively surveil the...
engaging with innovative technologies and contributing to the patent protection process. The responsibilities of the position include: - Reviewing new client technologies to identify potentially patentable inventions. - Creating technical diagrams and drawings to accurately describe the invention. - Writing patent applications ......
Title: Senior Litigation Counsel, Enforcement Services Job Responsibilities: The Senior Litigation Counsel operates with minimal supervision to manage litigation of both non-disciplinary and disciplinary proceedings on a national level, filed with the Office of Hearing Officers, and handle appeals before the National...
Title: Associate General Counsel, Regulatory Job Responsibilities: - Direct and manage the complete life cycle of adopting new regulatory requirements. - Provide expert knowledge to the Board of Governors and senior management, advising on high-impact, legally and politically complex regulatory initiatives and rule...
Title: Associate Principal Investigator, NCP - IRG Job Description: FINRA is seeking an Associate Principal Investigator, NCP - IRG to join our Initial Review Group team in various locations across the US. The Associate Principal Investigator will be responsible...
Title: Principal Analyst, Dispute Resolution Organization: FINRA (Financial Industry Regulatory Authority) Location: Various (Chicago, IL; Jersey City, NJ; Boca Raton, FL; Woodbridge, NJ; Washington, DC; Rockville, MD; New York, NY; Los Angeles, CA) Time Type: Full Time...
Principal Investigator, NCP - All FINRA Locations Job Title: Associate Principal Investigator, NCP - IRG - All FINRA Locations Organization: FINRA Department: Initial Review Group (IRG) Location: All FINRA locations listed below Salary Range: Varies by location (see below...
Title: Intellectual Property (Patent) Associate AttorneyJob Overview: A Newark, NJ-based law firm with a robust life sciences practice seeks a seasoned Intellectual Property Associate to support its growing portfolio of pharmaceutical and biotechnology clients. The role involves a sophisticated blend of...