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Recruiter
New York City, NY, United States
Mid-level Investment Management - Financial Institutions Associate Attorney
Attorney
Company Review
2-8 yrs required
Full-time
No
A law firm in New York City is seeking a Mid-level Investment Management - Financial Institutions Associate Attorney. The candidate will be responsible for counseling top-tier investment management firms on investment adviser regulatory matters, including registration, conflicts of interest and disclosure, compliance policies and procedures, advertising and marketing, SEC regulatory examinations and enforcement defense, and the development of new products and services. They should have excellent academic credentials, strong organizational, drafting, communication, and analytical skills, and be an active member of the bar in the state. Prior law firm experience or experience working at the Securities and Exchange Commission is preferred.
Duties:
Requirements:
Education and Certifications:
Skills:
Legal
Apr 25, 2024
May 25, 2024
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