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law firm seeks a highly skilled and motivated Investment Management & Securities Associate to join its team in Hamilton, NJ. The successful candidate will have a strong background in investment adviser and broker-dealer regulatory compliance. This role offers the opportunity...
Paralegal (Securities) - Florham Park, NJ Bressler, Amery & Ross, a national law firm, is seeking a Paralegal to join their Securities Practice Group in their Florham Park, NJ office. This is a full-time position with regular business hours...
Firm Seeking Securities Litigation Associate Attorney in NJ Job Title: Securities Litigation Associate Attorney Salary: Competitive, based on experience Location: Florham Park, NJ Experience: 4-6 years in securities litigation and regulatory practice Law Firm: Bressler,...
and Experience Information FINRA is currently seeking a... Senior Analyst in Corporate Financing Public Offerings for their offices located in various locations across the country, including Rockville, MD, Kansas City, MO, Jericho, NY, Denver, CO, and Dallas, TX. This...
Analyst, Public Offerings - Job Summary: The Senior Analyst in Corporate Financing Public Offerings is responsible for analyzing complex and high-profile public offering transactions. This role requires a Bachelor's degree and three to five years of related financial industry...
& Publications - Any FINRA Location H2: Role... and materials for the FINRA Board of Governors and... other stakeholders. - Identifies trends in regulatory programs and industry developments to initiate and lead the development of publications and industry engageme...
Member Supervision (MS) at **MEMBERS ONLY**SIGN UP NOW***. This role is responsible... leadership and guidance, as well as process efficiencies, for MS publications for member firms and materials prepared for the FINRA Board of Governors and... other stakeholders. The Director also supports...
Officer, Vice President - Job Description and Requirements Job Title: Regulatory Officer, Vice President Employment Type: Full Time Location: Jersey City, NJ, US, 07311 Company: **MEMBERS ONLY**SIGN UP NOW***. Requisition ID: 4054 Overview: **MEMBERS ONLY**SIGN UP NOW***., a top-tier global financial...
their team at any FINRA location. This is a... full-time position with a competitive salary range based on location and experience level. The successful candidate will be responsible for conducting risk monitoring activities and ongoing risk assessments of FINRA member...
to any employee at FINRA without a valid written... the sole property of FINRA and no fee will... person is hired by **MEMBERS ONLY**SIGN UP NOW***. Summary: Organization:... FINRA Job Title: Associate Principal... location and other factors Overview: FINRA, th...