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a securities enforcement and/or litigation attorney at a financial... industry regulator and/or top law firm Department: Nasdaq Investigations and Enforcement Team Company: Nasdaq SEO friendly job title: Nasdaq Enforcement Counsel - Protecting Investors and Market Integrity...
title: Director, Enforcement Experience: Minimum of 7 years in securities-related regulatory and/or complex litigation experience, with at least... 5 years in a regulatory entity, member firm, or law firm Remove contact information, phone, fax, address, and location Replace company na...
Enforcement - Full Time Job Requisition ID: R-008299 Organization: FINRA Location: Flexible (various office locations) The Enforcement Director at FINRA is responsible for managing a team of 5-8 attorneys and overseeing the development and resolution of...
Minimum salary: $127,300 - Maximum salary: $296,100 Job Title: Director, Enforcement Experience Information: - Minimum of 7 years of securities-related regulatory and/or complex litigation experience - Minimum of 5... years working for a regulatory entity, member firm, or law firm with direct involvement in se...
FINRA FINRA is a non-governmental organization that regulates the securities industry. FINRA is dedicated to investor protection and market integrity through effective and efficient regulation of broker-dealers. All individuals who are licensed to conduct securities transactions for **MEMBERS ONLY**SIGN UP NOW***...
FINRA FINRA is a registered trademark of the Financial Industry Regulatory Authority, Inc. FINRA is an equal opportunity employer and provides equal opportunity to all individuals without regard to race, color, religion, gender, national origin, age, disability, or...
friendly job title: Assistant General Counsel, Regulatory H1 heading: Join FINRA as an Assistant General Counsel in Regulatory H2 heading: Senior-Level Legal Advisor in Regulatory Initiatives Bold headline: FINRA is seeking an experienced Assistant General Counsel to...
General Counsel, Regulatory - Job Summary: - The Associate General Counsel, Regulatory is responsible for managing the adoption of new regulatory requirements and providing expert legal advice to the Board of Governors and senior management. - This position requires a law degree,...
the legal industry. We not only have the best **MEMBERS ONLY**SIGN UP NOW***. positions, but we also have the most. Consumer Financial Services Litigation Attorney - is looking... for a Consumer Financial Services Litigation Attorney to join our... nationally recognized Consumer Financial...
Philadelphia is seeking a Litigation Attorney to join its... Financial Services Litigation Group. The role involves... financial services and product litigation, managing cases from inception... to gaining extensive experience in litigation practice.Duties:Represent clients in commercial... litigation for consumer financial services......