Title: Senior Securities Counsel Job Responsibilities: The Senior Securities Counsel at the company is tasked with a range of responsibilities primarily centered around drafting, reviewing, and negotiating securities contracts and other agreements, including those involving the 1940 Act Distribution. Key responsibilities include: -...
Title Head of Advisory Job Responsibilities The Head of Advisory is tasked with a comprehensive array of responsibilities that require a deep understanding of . sanctions laws and regulations, particularly those administered by the Office of Foreign Assets Control (OFAC). The...
The following jobs are no longer active but were real openings previously posted by employers. These listings provide valuable insight into employer hiring trends and frequently lead to job offers. In many cases, employers are still hiring or open to strong candidates even if no new job is posted. Applying to these listings often makes you the only applicant, increasing your chances of being hired.
Wealth Management Cross - Border Attorney The candidate will advise senior International and UHNW business management on day-to-day issue of US and non-US securities, broker-dealer and investment advisory laws... in connection with the delivery of wealth management solutions to high net worth and ultra-high net worth foreign and domestic clients holding assets in the US. Will support strategic initiatives and projects with affiliates globally, typically in a cross-border contex... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Marketing Compliance Analyst The candidate will assist the Global Head of Marketing Compliance Practices in reviewing and approving marketing materials and sales communications. The focus of the responsibilities will be for mutual fund marketing materials. Review and approve broker dealer communications and marketing... materials for compliance with applicable regulatory requirements and internal compliance policies. As a registered principal, will review and submit retail adve... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Crime Compliance Policy Analyst The candidate will develop Financial Crime related policies and procedures in a consistent and clear manner, following adequate interpretation of applicable rules and regulations. Will support the Financial Crime Compliance Head of Policy and Training on the implementation of policies and procedures, while partnering with business senior management. Support the Financial Crime Compliance Americas Policy and Training team to ensure ad... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Crime Compliance Policy Analyst The candidate will develop Financial Crime related policies and procedures in a consistent and clear manner, following adequate interpretation of applicable rules and regulations. Will support the Financial Crime Compliance Head of Policy and Training on the implementation of policies and procedures, while partnering with business senior management. Support the Financial Crime Compliance Americas Policy and Training team to ensure ad... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
President, Advanced Strategies The candidate will create the vision and business plan to set challenging goals for the department. Will function as a key player in the business generated through the effective execution of the business plan. Drive continuous improvement of the Advanced Strategies team through actively pursuing a broader understanding of the market and industry, as well as the role firm’s investment programs play in the advanced concepts. Understand the... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Vice President/Counsel The candidate will work as an atteorney and assist and support the day-to-day business operations, the compliance department, and product development for the business unit. Provide legal advice concerning compliance with state and federal securities laws; review and draft vendor and customer contacts, and assist in resolving issues concerning application of company wide policies to the business unit as well as monitor and advise management conce... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Vice President and Counsel The applicant will assist and support the day to day business operations, the compliance department, and product development for the business unit. Responsibilities will include providing legal advice concerning compliance with state and federal securities laws, review and drafting of vendor and customer contacts, assistance in resolving issues concerning application of company wide policies to the business unit, and monitoring and advisin... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Investment Officer – Mortgage Duties: Will be responsible for production of commercial mortgage loan investments, including origination and underwriting, on a national basis. Will work closely with AVP Mortgages and Real Estate, legal and other team members. Generate, analyze, negotiate, structure, and commit commercial mortgage loans. Conduct detailed analysis and underwriting of potential mortgage transactions, specifically including underwriting of the real estat... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
General Counsel, Insurance The candidate will be responsible for overseeing the Customer Relations unit, including complaint and pre-litigation referral functions for Jackson National Life (JNL) and its subsidiaries/affiliates. Will also provides legal advice concerning insurance regulatory matters. The Associate General Counsel, Insurance is responsible for overseeing a team of Customer Relations Specialists who respond to a wide variety of complaints and pre-liti... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Counsel The candidate will be performing legal research and writing;. Will be developing deep knowledge of the business and actively monitoring anticipated litigation matters and activities that could give rise to litigation. Managing simple to complex litigation matters with outside counsel as assigned. Managing the discovery process, fact and evidence gathering. Participating in witness interviews and depositions. Reviewing and providing input on a range of plea... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here