reporting under federal securities laws, NASDAQ rules and regulations,... Sarbanes-Oxley requirements, and other corporate governance rules and regulations. - Support the timely satisfaction of SEC and NASDAQ compliance and reporting obligations, including the preparation and filing of registration statements, 10-Ks, 10-Qs,...
Summer Associate, you will have the opportunity to support the team in their efforts to validate operational controls and ensure compliance with internal policies and procedures, as well as federal and state laws and regulations. You will... also have...
the legal industry. We not only have the best **Members Only** positions, but we also have the most. Regulatory Compliance Attorney - Mortgage Banking The candidate will be... responsible for: Represent mortgage lenders, brokers, servicers, and related companies before f...
Bank supporting the Corporate Banking business - Opportunity for... an experienced attorney to provide legal advice on lending transactions and strategic initiatives - Collaborative and supportive environment that values creativity and continuous learning Responsibilities: - Work closely with...
Title: Sr. Manager / Sr. Counsel: Commercial Bank - Corporate Lending Job Responsibilities: - Collaborate directly with business partners to structure and negotiate middle-market corporate lending transactions. - Review and negotiate loan and collateral documentation, providing guidance to business partners...
Associate General Counsel, Bank Regulation and Policy - McLean, VA or Richmond, VA Full time - Posted 5 Days Ago - job requisition id: R205221 Center 1 (19052), United States of America, McLean, Virginia Expert bank regulatory...
Associate - Cross Border Banking, Commercial Banking Policy Office,... and Sales Practices locations McLean, VA Richmond, VA Charlotte, NC time type Full time posted on Associate - Cross Border Banking, Commercial Banking Policy Office,......
Compliance Manager - Lending & Finance Corporate Compliance is seeking a Compliance Advisor Manager to perform a key risk management role in the second line of defense advising Capital One’s Commercial lending businesses on applicable laws and reg...
Advisor Manager - **Members Only** Overview: - Compliance Advisor Manager role within **Members Only**'s Retail Bank department - Rapid growth in recent years, with rise in deposits and checking relationships - Focus on small businesses as vital part of economy and...
Title: Senior, International Tax (Investment Management) Job Type: Full-time Experience: 3+ years Salary Range: $73,500 to $161,200 Department: International Private Equity and Investment Management Location: Multiple locations (see below) H1 Heading: Join **Members Only**'s International...
Power of AI to Banking for Good Overview:... **Members Only** is seeking an Applied Researcher I to join their AI Foundations team. This team is at the forefront of bringing the company's vision for AI to life, touching every...
Overview Applied Researcher II Overview: At Capital One, we are creating trustworthy and reliable AI systems, changing banking for good. For years,... Capital One has been leading the industry in using machine learning to create real-time, in...
Address McLean, Virginia Overview Center 3 (19075), United States of America, McLean, Virginia Applied Researcher I Overview: At Capital One, we are creating trustworthy and reliable AI systems, changing banking for good. For years,... Capital One...
simplicity, and humanity to banking. As a company, we... by the success of our customers and are constantly seeking new ways to improve and change the banking industry for good. ... We are currently seeking a Manager for our C...
Manager, Senior Counsel - Fair Lending Salary Information: - Minimum Annual Salary: $175,500 - Maximum Annual Salary: $220,300 - Location: McLean, Virginia or Richmond, Virginia - Eligible for performance-based incentive compensation Job Title: Senior Manager, Senior Counsel...
Title: Senior Associate, Financial Crimes - Data & Analytics Job Responsibilities: - Assist financial institutions in addressing financial crimes such as Bank Secrecy Act (BSA), Anti-Money Laundering (AML), and Office of Foreign Assets Control (OFAC)/sanctions matters across all three lines of defense. -...
Title: Privacy Compliance Advisor, Manager (Enterprise Services) Job Responsibilities: - Serve as a dedicated advisor to support the Enterprise Services line of business in advising on privacy risks associated with technology, enterprise-wide platforms, and data. - Provide sound privacy compliance...
Title: Manager, International Tax (Investment Management) Job Responsibilities: As a Manager within the International Tax sector of the Investment Management industry, you will play a vital role within an engagement team, leveraging your expertise in accounting and taxation to deliver tax consulting...
Title: Director, Proactive and Complex Investigations Job Responsibilities: - Lead and build teams that leverage legal authorities like sections 314(a) and 314(b) of the USA PATRIOT Act. - Employ a network approach to investigate proactive and complex cases, including those referred...
Title: Risk Manager Job Responsibilities: The Risk Manager at the company is part of the Governance, Valuations, & Innovation (GV&I) Team within the Credit Risk & Analytics (CR&A) Division, which serves as the second line of defense for the Commercial Bank. The...
H1: VP Assistant General Counsel - Institution Services at **Members Only** H2: Join Our Team and Make a Difference! Job Title: Vice President, Assistant General Counsel Company: **Members Only** Department: Institution Services Legal Team Location: Fort Mill,...
Title: AML Project Delivery Senior Analyst Job Responsibilities: - Perform case investigations as part of the Anti-Money Laundering (AML) and sanctions team to support client service delivery. - Assess potential AML and sanctions risks that arise during case investigations. - Make recommended decisions regarding...
Privacy & Data Protection - Available in 5 Locations Overview: - **Members Only** is seeking a Counsel - Privacy & Data Protection to ensure compliance with privacy and data protection laws while enabling data-driven innovation.... - The position will repo...
the legal industry. We not only have the best **Members Only** positions, but we also have the most. Regulatory Compliance Attorney - Mortgage Banking The candidate will be... responsible for: Represent mortgage lenders, brokers, servicers, and related companies before f...
Banking and Finance Associate -... Washington Opportunity Job Title: Banking and Finance Associate Experience:... of 5 years in banking-related, M&A, payments/fintech, or financial... Washington . as a Banking and Finance Associate H2:... for Experienced Attorney in Banking and Finan...
Title: Senior Counsel – Treasury Management Job Responsibilities: - Provide legal counsel to partners regarding treasury management products and services, including commercial deposits, sweeps, virtual account management, escrow products, and healthcare-related services, often in collaboration with financial technology partners and affiliates. - Negotiate...
Title: Debt Finance Associate Job Responsibilities: - Work collaboratively within a team to deliver exceptional legal advice and craft bespoke legal solutions for clients in the area of debt finance. - Engage in innovative and intellectually rigorous legal practices to address the unique...
Title: Sr. Associate Counsel, Product & Commercial Job Responsibilities: The Sr. Associate Counsel, Product & Commercial will be part of the legal team supporting the company's Value-Added Services organization. The primary responsibilities include: - Supporting Issuing Solutions, either as the lead attorney for...
Firm Seeking Experienced Lateral Associate in Regulatory/Bank Secrecy Act/Anti-Money Laundering Compliance in Washington, . Salary: $310,000 - $435,000 per year Job Title: Lateral Associate - Regulatory/Bank Secrecy Act/Anti-Money Laundering Compliance Experience: At least 2 years of experience...
Banking & Capital Markets Tax... tax environment in the banking and capital markets industry.... As a Manager, you will have the opportunity to work with multinational US companies and publicly traded entities, providing tax consulting, reporting, and compliance services....
Summary: Banking & Capital Markets Tax... Senior Manager - Job title: Banking & Capital Markets Tax... Senior Manager - Company: PwC - Department: Financial Services Tax - Salary range: $119,300 - $328,000 (annual discretionary bonus may apply) - Location: Multiple locations - Job ID: 620829WD - Job...
Job Title: Consumer & Banking Enforcement Associate - Mid... Level Job Responsibilities: The Consumer & Banking Enforcement Associate will be... instrumental in handling regulatory enforcement and investigations within the Financial Services Practice Group. The candidate will be expected to: - Engage in advocacy...
Job Title: Banking & Capital Markets Tax... Senior Manager Job Responsibilities: The Banking & Capital Markets Tax... Senior Manager position at Company involves a variety of responsibilities centered around providing tax services within the Financial Services Tax practice. This role involves advising...
Job Title: Banking & Capital Markets Tax... Manager Job Responsibilities: A career in the Financial Services Tax practice within Corporate Tax services offers the opportunity to assist clients in meeting their tax obligations while managing the impact tax has on their business....
Title: Senior Director, Regulatory Policy Job Responsibilities: The Senior Director, Regulatory Policy at Company is tasked with supporting senior staff and state financial regulators on both existing and emerging regulatory policy issues. This position serves as a regulatory expert and policy advisor...
Law Firm - Seeking an associate with 3-6 years of experience in law firm, government, or in-house roles - Experience with financial institutions, financial markets, or fintechs - Focus on enforcement and regulatory matters under commodities, banking, or securities...
Risk and Regulatory - Resolution Planning - Manager Job Category Risk and Compliance Level Manager Specialty/Competency Financial Risk Time Type Full time Travel Requirements Up to 80% Job ID 596826WD Location(s) CA-Los Angeles, FL-Tampa, FL-Miami, NC-Charlotte, GA-Atlanta, CO-Denver, IL-Chicago,...
Private Client Services (Family Office) Location: Washington, DC, United States Date Posted: Jan 15, 2025 Share: share to e-mail share to twitter share to facebook share to linkedin Apply Now Save Job Description A&M is a group...
Risk and Regulatory - Resolution Planning - Director Apply Job Category Risk and Compliance Level Director Specialty/Competency Financial Risk Time Type Full time Travel Requirements Up to 80% Job ID 601876WD At PwC, our people in risk and compliance focus...
Risk and Regulatory - Resolution Planning - Senior Manager Apply Job Category Risk and Compliance Level Senior Manager Specialty/Competency Financial Risk Time Type Full time Travel Requirements Up to 80% Job ID 601875WD At PwC, our people in risk and...
industry. We not only have the best **Members Only** positions, but we also have the most. Junior Financial Regulatory Attorney The candidate will work with a team of lawyers on innovative banking and financial services regulatory... matters for clients ranging...
is seeking a Consumer Protection Associate with 1-3 years of litigation experience to join their team in the Washington, . or New York office. With a comprehensive benefits and compensation package, this position offers an expected annual salary range of...
Washington, DC Practice Area: Banking & Financial Services Open... Job Description: Bradley’s Banking & Financial Services Practice... Group is seeking to add an energetic, collaborative junior associate for its Washington, DC office who will focus on mortgage lending, servicing,...
Title: Senior Finance (Borrower Side) Associate AttorneyJob Overview: A distinguished law firm located in Washington, DC is currently seeking a Senior Finance Associate Attorney with significant experience in borrower-side private credit, acquisition finance, or leveraged finance. The successful candidate will...