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Corporate Securities And Capital Markets Attorney Jobs in Silver Spring

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Company
In-House
Experience
Min 3 yrs required
Location
Bethesda, MD
Posted Date
Oct 17, 17
Info Source
Employer
Counsel Duties: Will be to support 40 Act fund activities and will be largely responsible for owning the registration process, and other legal processes as assigned. Drafting, reviewing and updating of regulatory materials, including registration statements and exemptive applications; Handle aspects of registration statement process, including process enhancement and coordinating the printing of prospectuses and supplements; Draft initial registration statements for new fu... read more
Company
Law Firm
Experience
Min 3 yrs required
Location
Washington, DC
Posted Date
Oct 16, 17
Info Source
Employer
Corporate Associate, Mid Level The candidate should have 3+ years of experience. The candidate will have extensive capital markets experience, including representing companies,investors and underwriters in public securities transactions, and public companies in corporate governance and SEC reporting and compliance matters;excellent drafting skills; the ability to interact effectively with sophisticated client management teams; and the ability to be friendly and collegial w... read more
Company
Law Firm
Experience
Min 5 yrs required
Location
Washington, DC
Posted Date
Oct 05, 17
Info Source
Employer
Shareholder/Of Counsel-level Attorney The candidate should have general corporate and securities experience. Must have significant experience with complex corporate transactional and finance matters. Must have a self-sustaining book of business. read more
Company
Law Firm
Experience
3-5 yrs required
Location
Washington, DC
Posted Date
Sep 12, 17
Info Source
Employer
Corporate Senior Associate – Transactional The candidate should have 3-5 years of post-JD experience. Practice in this area includes capital markets, public company and securities law counseling, debt financings, mergers and acquisitions and startups and venture capital financing. read more
Company
Public Interest
Experience
6-8 yrs required
Location
Washington, DC
Posted Date
Oct 06, 17
Info Source
Employer
Counsel, Regulatory Capital Markets Policy The candidate will render senior-level legal advice and support in connection with the complete life cycle of the adoption of new regulatory initiatives, and serve as subject matter resource in one or more areas of legal expertise. Serve as subject-matter expert in areas relating to trading practices, market integrity and market structure in equities, options and fixed income, including order handling requirements, trade reporting... read more
Company
Law Firm
Experience
2-3 yrs required
Location
Washington, DC
Posted Date
Oct 13, 17
Info Source
Employer
Financial Institutions Associate The candidate should have 2-3 years of transactional experience, preferably in a large law firm. Should have experience in securities law and M&A transactions. Desired skill sets include: the ability to support others on a wide variety of deals—including securities offerings, particularly private and public securities offerings of equity and debt, and M&A deals; the ability to draft SEC reports and M&A transaction documents for sophistica... read more
Company
Recruiter
Experience
Min 5 yrs required
Location
Washington, DC
Posted Date
Sep 05, 17
Info Source
Recruiter
Compliance Senior Associate The candidate will monitor ETF trading activity to ensure compliance with Prospectus, SAI and other regulatory investment and contractual guidelines. Regular interaction with senior management, compliance, legal, portfolio management and operations personnel. Interact closely with ETF traders and portfolio managers to appropriately manage pre-trade alerts in the Order Management System. Provide timely and accurate advice and guidance to traders ... read more
Company
Recruiter
Experience
Max 1 yrs required
Location
Washington, DC
Posted Date
Jul 25, 17
Info Source
Recruiter
Capital Markets Associate The candidate will work in Corporate Department. Must have specialization in Banking & Finance; Capital Markets. read more
Company
Recruiter
Experience
2-4 yrs required
Location
Washington, DC
Posted Date
Aug 01, 17
Info Source
Recruiter
Corporate and Securities Associate The candidate must have top academic credentials, writing skills, 2-4 years transactional and/or regulatory experience. Experience with the Securities Act of 1933, the Securities Exchange Act of 1934 and/or the Investment Company Act of 1940, as well as M&A experience s. Large law firm experience strongly preferred. read more
Company
Recruiter
Experience
4-7 yrs required
Location
Washington, DC
Posted Date
Aug 19, 17
Info Source
Recruiter
Seeking an Associate with 4-7 years out of law school to join sophisticated securities regulatory practice. Should have extensive experience in private practice on the transactional side of the 40 Act, preferably with NY experience. This is to work with the entire financial services group under the direct supervision of a young partner who is a good mentor and a really nice guy. read more
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