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Senior Counsel - Legal Obligations and Change-Management Support Team â€“ AVP
Duties: Provide legal guidance on federal, state and local laws, rules and regulations as well as other industry developments, regulatory trends and announcements to the teams that support CCBâ€™s businesses, such as the compliance, audit, risk and control teams. Develop cross-consumer product subject matter expertise as required. Participate in the design and implementation of regulato...
Associate General Counsel
The candidate will be responsible for performing legal and regulatory functions for firm and its subsidiaries. Will operate independently as legal counsel to senior business leaders in firmâ€™s central depository firm. Identify and evaluate regulatory issues as they arise. Provide legal and regulatory advice in the development and structuring of new business initiatives for firm. Provide legal and regulatory advice on risk issues, including i...
The candidate will primarily be responsible for addressing general corporate law matters and managing corporate contracts from initiation to execution for company and its subsidiaries on a global basis. The position will be responsible for drafting, negotiating and finalizing contracts in collaboration with Management and the Business, Regulatory and Finance groups. Responsibilities also include maintaining proper corporate governance practices, creating...
Roseland office of our client seeks corporate attorney with 3+ years of financing transaction experience. The candidate should have strong debt finance experience as well as substantive experience working deals on both front end and work out.
Vice President, Corporate Counsel
The candidate will provide counsel and advice to company's US businesses in the development of new business opportunities and engagement models which will include student loan assistance (SLA), savings, lending, debt services, and credit counseling solutions. Will work closely and collaboratively with US Business and Corporate legal teams, and will need to partner with them to provide focused, technically sound and pragmatic legal support ...
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Financial Services Legal Counsel
Responsibilities: Manages the development of legal strategies by providing specialized legal expertise in one or more areas of strategic importance or having significant impact on revenue, risk, or policy for client base. Plans and facilitates training and mentoring sessions with other team members and clients to share expertise on a variety of subtopics related to a specific legal concentration. Identifies and resolves highly complex legal...
Candidate will have 3-5 years of experience. Corporate and/or Finance background is a plus. Must be licensed to practice in the State of New Jersey. Large law firm experience preferred. Superior academic record and excellent writing skills are required.
Associate Vice President Counsel
The candidate will report directly to the Senior Counsel. Will be responsible for handling regulatory and litigation matters involving Advisor Groupâ€™s broker-dealers and investment advisers. Provide legal support during regulatory examinations. Advise on securities laws and regulations, most particularly relating to broker-dealers and investment advisers. Handling of FINRA arbitration matters and regulatory inquiries and investigatio...
Debt Financing Associate
The candidate should have 3+ years of financing transaction experience to join Debt Financing practice. Candidates should have strong debt finance experience as well as substantive experience working deals on both front end and work out. Excellent credentials are required.