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Legal Assistant General Counsel- Asset Management Alternatives
The candidate will be responsible for providing day-to-day legal coverage to the businesses referenced above. Including both the creation of new funds and the maintenance of existing funds. Closing -Ending private fund expertise and in-depth knowledge of investment management legal issues, including pertinent regulations and guidance on investment advisory issues. Interpersonal skills in order to participate in...
Capital Markets Counsel-4
The candidate will be responsible for drafting and negotiating engagement letters and other documents relating to company’s role as financial advisor. Assisting in the review and drafting of fairness opinions and relating disclosure documents. Analyzing and advising senior management on conflict of interest issues in connection with company’s investment banking activity. Participating in various approval committees. Engaging and managing outsi...
Investment Banking / Capital Markets Coverage Attorney
The candidate should have excellent academic credentials.
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The candidate will work closely with our team of in-house experts (from both legal and financial backgrounds). Will be research and analyze companies' debt structures and produce reports on notable covenant issues. Maintain active dialogue and cultivate relationships with subscribers and industry contacts to supplement coverage efforts, including idea sourcing. Covenant analysts talk to many of the top distressed hedge funds on a daily basis. Should have J...
The candidate will report to a Managing Director in the Legal Group and will work on a wide variety of matters, with a focus on transactional and investment work. In addition to strong structuring, negotiating, contract interpretation and other core legal skills. Will identify, analyze and communicate key issues in order to evaluate potential investments. Provide legal advice and counseling in connection with monitoring existing investments, including special-situ...
Broker Dealer Chief Compliance Of CCO Mutual Fund B/D
The candidate will oversee compliance for a central distribution group for intermediary, institutional and retail business channels within management division. Duties include oversight and management of broker-dealer/related compliance programs, specifically: Partnering with business lines to provide timely, appropriate and solutions-oriented support to help meet their goals and objectives. Ensuring maintenance and, whe...
Senior Counsel - Chief Regulatory Counsel
The candidate will provide regulatory counsel and analysis pertaining to mergers and acquisition matters, public welfare investments and joint ventures, including handle all aspects of preparing and filing regulatory applications with the Federal Reserve, the New York State Department of Financial Services and other regulatory agencies. Provide legal advice to Compliance Risk Management, Enterprise Risk and Audit Departments on ban...
Lending Compliance Attorney
Duties: Oversees the compliance and mortgage servicing compliance functions for the retail lending department. Support the legal and compliance needs of the retail lending department. Additional legal and compliance support, as needed, for the commercial loan department. Supervise and develop the quality control process within the mortgage department. Ensure HMDA, TRID, RegZ, SAFE Act and related compliance. Respond to internal, third-party and ...