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Finance Attorney Jobs in New York

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SPONSORED JOB
Company
BCG Attorney Search
Experience
3-10 yrs required
Location
New York City, NY
Posted Date
Dec 08,18
Info Source
Recruiter
Total Views
4
New York City office of our client seeks bank/investment management regulatory associate attorney with 4+ years of experience. The candidate will work hands-on with a large variety of broker-dealer and investment adviser clients seeking to deliver services in various markets through different platforms and mediums in compliance with the federal and state securities laws and the rules of self-regulatory organizations. Will provide comprehensive advice to clients on the regul... read more
Company
In-House, The M&T Bank
Experience
Min 4 yrs required
Location
Buffalo, NY
Posted Date
Dec 16, 18
Info Source
Employer
Total Views
500+
Private Banking Counsel- The candidate will be supporting and advising Private Bankers with respect to consumer and commercial lending transactions. Will be negotiating and drafting modifications to the business’s standard loan documents. Supporting Private Bankers, underwriters and risk officers in connection with all products and services offered, including fund transfers. Advising on legal matters relating to compliance with applicable state and federal laws and... read more
Company
In-House
Experience
Min 5 yrs required
Location
New York City, NY
Posted Date
Dec 16, 18
Info Source
Employer
Total Views
221
Assistant General Counsel - Investment Management / Mutual Funds The candidate will provide advice on 1940 Act/mutual fund issues relating to Wilmington Trust’s proprietary mutual funds, including board meetings, compliance, agreement negotiation and new products. Iwll provide advice to registered investment advisers (“RIAs”) on new and existing laws and rules, as well as negotiate client, vendor and intercompany agreements for RIAs. Assist with legal su... read more
Company
In-House
Experience
Min 4 yrs required
Location
Buffalo, NY
Posted Date
Dec 16, 18
Info Source
Employer
Total Views
317
Mortgage Banking Counsel - Servicing Operations The candidate will be working with the servicing departments that support the performing (Banking Services) and non-performing (Customer Asset Management – CAM) servicing portfolios of the Bank. Partner with members of the Legal Department supporting the bank and the Mortgage Division and reporting to the Associate General Counsel responsible for overseeing support for the Mortgage Division and servicing operations. Wi... read more
Company
In-House
Experience
Min 7 yrs required
Location
New York City, NY
Posted Date
Dec 16, 18
Info Source
Employer
Total Views
141
Wealth Management - Private Bank - Banker - Vice President The candidate leads new client acquisition and retention through a broad knowledge of investments, banking, trust services and financial planning. Responsible for the client experience and engaging our resources to deliver a complete wealth management solution. Responsible for sale and implementation of investment, banking and trust/estate products to core clients. Leverage and coordinate specialists (Investor, Cap... read more
Company
In-House
Experience
Min 4 yrs required
Location
Buffalo, NY
Posted Date
Dec 16, 18
Info Source
Employer
Total Views
137
Deposit Counsel The candidate will provide legal counsel and support to Bank’s consumer and business deposit areas regarding regulatory, product development, contract negotiation, complaint, and other matters. Will assist in: Researching and advising on matters relating to interpretation and compliance with applicable state and federal laws relating to deposit accounts and related services, such as the Electronic Fund Transfer Act, Expedited Funds Availability Act, ... read more
Company
In-House
Experience
Min 3 yrs required
Location
New York City, NY
Posted Date
Dec 16, 18
Info Source
Employer
Total Views
8
Senior Counsel, ICG Loans Legal The candidate will be responsible for: Addressing key legal issues from inception to completion of loan transactions, in particular, commitment/engagement documentation, credit agreement issues, Agency roles and related responsibilities, loan trading dynamics; Working closely with other members in the team and General Counsel’s Office as appropriate.; Identifying and analyzing legal risks and opportunities presented by transactions an... read more
Company
In-House
Experience
Min 7 yrs required
Location
New York City, NY
Posted Date
Dec 16, 18
Info Source
Employer
Total Views
3
Wealth Management - Private Bank - Client Advisor - Vice President/Executive Director The candidate the face of firm’s Private Banking business. The Banker leads new client acquisition and retention through a broad knowledge of investments, banking, trust services and financial planning. This role is primarily responsible for the client experience and engaging our resources to deliver a complete wealth management solution. Responsible for advising clients on investm... read more
Company
In-House
Experience
Location
New York City, NY
Posted Date
Dec 16, 18
Info Source
Employer
Total Views
23
Associate Advisory Operations Compliance Risk FS Reg Summer 2019 SH The candidate work for Advisory Risk Strategy & Compliance – Operations & Compliance Risk (FS Consulting) – Regulatory practice. Work with a variety of clients primarily within Financial Services, Healthcare Life Sciences, and/or State and Local Government. Participate in a wide variety of project types to address regulatory and compliance issues, including consumer protection, securities and... read more
Company
In-House
Experience
5-7 yrs required
Location
New York City, NY
Posted Date
Dec 16, 18
Info Source
Employer
Total Views
3
Legal - Assistant General Counsel - Corporate and Investment Bank, Custody and Fund Services - VP The candidate will work closely with Custody and Fund Services on product development, complex business transactions, implementation of new regulatory requirements and day-to-day business support including contract drafting and negotiation. Will entail extensive, independent contact with, and support of, senior business personnel within Custody & Fund Services and significant ... read more
Company
In-House, KPMG International
Experience
Min 1 yrs required
Location
Albany, NY
Posted Date
Dec 16, 18
Info Source
Employer
Total Views
57
Associate Advisory Operations Compliance Risk FS Reg Summer 2019 SH The candidate work for Advisory Risk Strategy & Compliance – Operations & Compliance Risk (FS Consulting) – Regulatory practice. Work with a variety of clients primarily within Financial Services, Healthcare Life Sciences, and/or State and Local Government. Participate in a wide variety of project types to address regulatory and compliance issues, including consumer protection, securities and... read more
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