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Senior Trade Compliance Counsel Jobs in Manhattan

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Job info
Company
In-House
Experience
Location
New York City, NY
Posted Date
Nov 12, 18
Info Source
Employer
Total Views
4
Associate, Compliance at Tower Research Capital... 1998, seeks an entry-level Compliance Associate to join its... New York-based Legal and Compliance team. The role... collaborate with the firm’s senior management and traders, and... with lawyers and other compliance professionals on Legal and... Compliance... read more
Company
In-House
Experience
Location
New York City, NY
Posted Date
Nov 12, 18
Info Source
Employer
Total Views
18
Litigation Counsel USA -... Broadway Litigation Counsel Job Description:... Counsel mergers and acquisitions, securities, compliance and employment. ... opposing counsel, music industry trade associations, and infringing services.... interface with outside attorneys, senior management and internal employees....... read more
Company
In-House
Experience
Min 8 yrs required
Location
New York City, NY
Posted Date
Nov 12, 18
Info Source
Employer
Total Views
5
of Americas Electronic Trading Compliance & Operational Risk The... responsible for liaising with senior management in Equities and... and functional leaders in compliance, legal, risk, and IT... the Americas Electronic Trading Compliance team team and participate... Framework. Draft and review compliance policies and procedures related... compliance... read more
Company
In-House
Experience
Location
New York City, NY
Posted Date
Nov 13, 18
Info Source
Employer
Total Views
7
Senior Manager, Senior Counsel -... banking for good. Senior Manager, Senior Counsel -... Lending business as a Senior Legal Manager. The Commercial... Market lending group. The Senior Manager role will involve... Responsibilities The Senior Legal Manager will be... trade... read more
Company
In-House
Experience
Min 5 yrs required
Location
New York City, NY
Posted Date
Nov 13, 18
Info Source
Employer
Total Views
1
Electronic Trading Compliance & Operational Risk Officer... responsible for liaising with senior management in Equities and... and functional leaders in compliance, legal, risk, and IT... Framework. Draft and review compliance policies and procedures related... trading. Develop and deliver compliance training.... read more
Company
In-House, JPMorgan Chase & Co,
Experience
Location
New York City, NY
Posted Date
Nov 12, 18
Info Source
Employer
Total Views
15
close coordination with Legal, Compliance, Trading and Research teams,... close coordination with Legal, Compliance, Trading and Research teams,... & Trading personnel in compliance with information barriers ... compliance bank loans and bankruptcy trade claims preferred, not required... with team members and senior management across and within...... read more
Company
In-House
Experience
Location
New York City, NY
Posted Date
Nov 12, 18
Info Source
Employer
Total Views
3
staffed in the World Trade Center building (New York),... well as experience with senior living care. ... compliance effectively present information to senior leaders, claimants and customers.... staffed in the World Trade Center building (New York),... well as experience with senior living care. #claims...... read more
Company
In-House
Experience
Location
New York City, NY
Posted Date
Nov 12, 18
Info Source
Employer
Total Views
8
Senior Litigation Counsel - (18001420)... representing the Company, opposing counsel, judges, state insurance department... in the insurance industry, trade associations, policy owners, and... counsel in the Law and Compliance Departments Lead operational... risk management, productivity, and compliance. Outstanding written and...... read more
Company
In-House
Experience
Min 4 yrs required
Location
New York City, NY
Posted Date
Nov 12, 18
Info Source
Employer
Total Views
1
Equity Derivative Compliance & Operational Risk Officer... responsible for liaising with senior management in the equities... and functional leaders in compliance, legal, risk, and IT... To draft and review compliance policies and procedures related... To Develop and deliver compliance training.... read more
Company
In-House
Experience
Location
New York City, NY
Posted Date
Nov 12, 18
Info Source
Employer
Total Views
28
**MEMBERS ONLY**SIGN UP NOW***. Senior Fixed Income Consultant New... The US Trust Senior Portfolio Consultant is a... senior client facing role, working... classes and how they trade. The candidate should... Understand our risk and compliance policies Undergraduate degree... in... read more
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