Title: Private Funds Associate Attorney - Midlevel Job Responsibilities: The Private Funds Associate Attorney will be part of the Financial Regulations group at the law firm, working in either the New York or Washington, . office. The role involves: - Structuring and...
Firm is seeking an Investment Funds Regulatory Associate to... experience to join its Investment Funds Regulatory Practice. The... and compliance advice to investment advisers, family offices, and... other financial institutions around t...
successful candidate may be asked to perform other duties as necessary. Salary Information The salary for this position will be competitive and commensurate with experience. The firm also offers a comprehensive benefits package including medical, dental, vision, and...
Associate – Investment Funds Regulatory – Law... have strong knowledge of Investment Advisers Act of 1940... and Investment Company Act of 1940... - Private equity and hedge fund formation experience is and compliance advice to investment advisers, family offices, and......
Job Title: Investment Funds, Regulatory Associate Job Responsibilities: -... governing documents. - Advise clients on compliance with applicable rules and regulations. - Prepare SEC filings and respond to examinations. Education and Experience Information: - 1-3 years of investment funds-related regulatory experience at... a global law f...
multiple jurisdictions. This includes the design and launch of new registered funds, broadly offered private funds, collective investment trusts, and other types... of investment vehicles. - Provide counsel regarding... complex fund or feeder fund offerings, and direct and indirect private securiti...
Title: VP, Compliance Officer, Investment Management Job Responsibilities: The VP,... Compliance Officer for Investment Management is responsible for... program for an SEC-registered investment advisor. Key duties include... providing independent and authoritative advice and guidance on regulatory requirements to internal partners, acting...
Associate - Corporate - Investment Funds Regulatory Job Responsibilities... in the Corporate - Investment Funds Regulatory practice involves... responsibilities include: - Advising investment advisers, family offices, and... other financial institutions on legal, regulatory, and compliance matters. - Operating and ma...
part of the Private Investment Funds practice at the... Working collaboratively within teams to manage and execute substantial components of fund formation transactions. - Handling transactions with private investment funds, particularly in sectors... such as private equity, real estate, and techn...
the prestige and challenge of Fortune 500 companies including dot coms, while enjoying the sunny lifestyle of the Southwest at this very busy, larger firm. Well-reputed in intellectual property, civil and securities litigation and corporate transactional practices, it is always...
industry. We not only have the best **Members Only** positions, but we also have the most. Midlevel Funds & Investment Management Attorney The candidate'... must have stellar academic credentials and major law firm experience, required. Strong knowledge of the...
the prestige and challenge of Fortune 500 companies including dot coms, while enjoying the sunny lifestyle of the Southwest at this very busy, larger firm. Well-reputed in intellectual property, civil and securities litigation and corporate transactional practices, it is always...
is a leading ETF investment technology platform dedicated to... creating, operating, and growing ETFs. We combine expertise and innovative partnership approaches to offer comprehensive, value-generating ETF ; Our platform offers best-in-class strategic guidance, product planning, trust and fund services, legal support,...
Job Title: Of Counsel, Investment Management - Financial Institutions Job... Counsel will join the Investment Management - Financial Institutions... and representation to top-tier investment management firms regarding investment... adviser regulatory matters. Key... regulatory compliance with the Investment Advisers Act of 1940... and other fed...
Job Title: Investment Management Associate - Junior... Mid-level Job Responsibilities: - Engage in investment management transactional work with... Demonstrate familiarity with the Investment Advisers Act of 1940... and the Investment Company Act of 1940. -... Represent institutional investors and... wealth advisory firms, enhancing...
Title: Associate General Counsel Job Responsibilities: The Associate General Counsel will be responsible for providing comprehensive legal guidance to senior management and the business, supporting the entirety of the Wealth Management business. Key responsibilities include: - Advising senior management and...
on derivatives-related trading agreements and regulatory obligations within the Investment Management Legal team. The... role entails: - Collaborating with business partners to support Parametric products, clients, and initiatives. - Drafting and negotiating a wide array of contracts, including investment manageme...
Title: Securities Services Attorney - Executive Director Job Responsibilities: - Provide legal advice and support on complex transactional matters, including negotiating agreements for agency securities finance, custody, and fund services with institutional clients. - Collaborate with stakeholders across Securities Services product areas, including...
VP, Corporate Counsel, Asset-Based Finance - Prudential H2: Experienced Asset-Based Finance Lawyer Wanted in Newark, NJ Prudential is seeking a VP, Corporate Counsel with expertise in asset-based finance to join their team in Newark, NJ. This is a full-time...
for Company's Wealth Management's investment advisory business. - Offer legal... regulations, and legal risks related to fiduciary standards of care, trading, best execution, trade allocation, operational issues, principal trading rules, investment allocations, client fee structures,... conflicts of interest, and cash solicitat...
Job Title: Alternative Investment & Private Markets Attorney Job... Responsibilities: The Alternative Investment & Private Markets Attorney... for the Alternative Investments and Private Markets businesses, focusing on alternative investment funds and private securities... transactions. The attorney will analyze, review, negotiate, s...
advice and guidance to clients on matters pertaining to registered investment companies, including mutual funds,... exchange-traded funds (ETFs), closed-end funds, interval funds, tender offer funds, and business development companies, as well as their advisers and directors. This role... involves collaborating...