Your search results
53 jobs found for

Trade Compliance Counsel Jobs in Manhattan

Job info
Company
In-House, UBS
Experience
Min 5 yrs required
Location
Weehawken, NJ
Posted Date
Feb 16, 18
Info Source
Employer
Total Views
4
them on sales and trade related issues; provide legal... Should have strong knowledge of and expertise In MSRB, SEC and other related regulations. Must have experience working with or in the financial services sector and working with broker-dealer compliance departments.... read more
Company
In-House, JPMorgan Chase & Co,
Experience
Min 3 yrs required
Location
Brooklyn, NY
Posted Date
Feb 21, 18
Info Source
Employer
Total Views
253
Legal - Assistant General Counsel The candidate will perform... terrorist financing, corruption and trade sanctions issues. Escalate subpoenas... by Global Financial Crimes Compliance AML Investigations, Global Security... based or otherwise in compliance with the in-house counsel... registration rules of that...... read more
Company
Academic
Experience
Min 5 yrs required
Location
New York City, NY
Posted Date
Feb 16, 18
Info Source
Employer
Total Views
82
Import and Export Controls Compliance Officer Duties: Reporting to... the University’s Chief Compliance Officer, serves as the... Import Control laws and Trade Sanction regulations (Export Compliance).... Consults with University faculty... potential or actual export compliance issues, e.g., whether a... or other applicable international trade regulation regimes. Will have... Counsel... read more
Company
Law Firm
Experience
Location
New York City, NY
Posted Date
Dec 04, 17
Info Source
Recruiter
Total Views
10
have the most. Regulatory / Compliance Attorney The candidate will... assist client in compliance with all aspects of... trading documentation to ensure compliance with G20 regulations. Offer... Clearing, EMIR, and G20 Trade Reporting. Act as a... have 1 year of compliance/regulatory experience and Juris Doctor...... read more
Company
Recruiter
Experience
2-4 yrs required
Location
New York City, NY
Posted Date
Feb 10, 18
Info Source
Recruiter
Total Views
3
Midlevel Investment Management Associate Attorney The candidate must have 2-4 years of representing registered/unregistered funds and giving counsel and advice regarding regulatory/compliance... matters, trading, tax, ERISA, etc at a major law firm... read more
Company
In-House
Experience
Min 2 yrs required
Location
New York City, NY
Posted Date
Feb 21, 18
Info Source
Employer
Total Views
144
be involved in tax compliance accounts for hedge funds,... mutual funds and/or private equity funds. Should have a Bachelor's degree and 3+ years of related work experience or an Advanced degree in tax or law and 2+ years of related... read more
Company
In-House
Experience
5-8 yrs required
Location
New York City, NY
Posted Date
Feb 20, 18
Info Source
Employer
Total Views
105
and processes to ensure compliance with US and non-US... AML laws and regulations, regulatory guidance and evolving best practices. Identify areas of enhancements across the AML and sanctions teams. Maintain high level of understanding of the transaction activity (client transaction... read more
Company
In-House
Experience
Min 8 yrs required
Location
New York City, NY
Posted Date
Feb 20, 18
Info Source
Employer
Total Views
71
Extensive knowledge of tax compliance methods, strategy consulting for... real estate investment trusts and real estate partnerships required. Thorough knowledge of partnership structures and their impact on real estate transactions and corresponding tax liabilities is needed. Considerable knowledge of accounting... read more
Company
In-House
Experience
7-10 yrs required
Location
New York City, NY
Posted Date
Feb 20, 18
Info Source
Employer
Total Views
60
Compliance Manager - US Markets... Duties: Responsible for compliance aspects of the US... Securities Lending) within the Compliance Division and serves as... Markets. Document and implement compliance programs and policies related... compliance and NFA regulations, including trade reporting, and major European...... read more
Company
In-House
Experience
4-7 yrs required
Location
New York City, NY
Posted Date
Feb 21, 18
Info Source
Employer
Total Views
74
and service working with Compliance, Risk and the business... units to implement new regulatory initiatives and respond to regulatory inquiries coordinating with Operations and IT personnel and other coverage attorneys to address business enhancement needs and regulatory changes and identifying... read more
Narrow Your Search Results - Try Advanced Search

Search All Manhattan Trade Compliance Counsel Jobs

Also Search trade compliance counsel Jobs near Manhattan, NY: