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62 jobs found for

Trade Compliance Counsel Jobs in Manhattan

Job info
Company
In-House
Experience
Min 7 yrs required
Location
New York City, NY
Posted Date
May 16, 18
Info Source
Employer
Total Views
11
Associate/VP, Broker-Dealer Control Room/Research Compliance The candidate will work... Control Room and Research Compliance team and be responsible... Watch and Restricted List trade surveillance. Liaise with EMEA... and Tokyo Compliance and Research affiliates to... of a new Research Compliance function including policy and... compliance... read more
Company
In-House
Experience
Min 8 yrs required
Location
New York City, NY
Posted Date
Apr 24, 18
Info Source
Employer
Total Views
8
Director, OFAC Sanctions and Compliance The candidate will investigate... Will assess anti-money laundering compliance programs and implement solutions.... enhanced due diligence on trade finance activities (e.g. letters... of credit) and identify associated risks and red-flags or any relevant international sanctions... read more
Company
Law Firm
Experience
Max 2 yrs required
Location
New York City, NY
Posted Date
May 20, 18
Info Source
Employer
Total Views
6
Compliance Attorney Duties: Developing an... Tracking engagement letters, outside counsel guidelines, and waiver letters.... engagement letters and outside counsel guidelines, following up as... inquiries regarding engagement letters Compliance with Firm Policies. This... and acceptable use. Coordinating compliance process for annual certification...... read more
Company
Recruiter
Experience
2-4 yrs required
Location
New York City, NY
Posted Date
Feb 10, 18
Info Source
Recruiter
Total Views
6
Midlevel Investment Management Associate Attorney The candidate must have 2-4 years of representing registered/unregistered funds and giving counsel and advice regarding regulatory/compliance... matters, trading, tax, ERISA, etc at a major law firm... read more
Company
Recruiter
Experience
2-4 yrs required
Location
New York City, NY
Posted Date
Mar 05, 18
Info Source
Recruiter
Total Views
4
Mid-level Investment Management Associate Attorney The candidate should have 2 - 4 years of experience representing registered/unregistered funds and giving counsel and advice regarding regulatory/compliance... matters, trading, tax, ERISA, etc.at a major law firm.... read more
Company
In-House
Experience
Min 2 yrs required
Location
New York City, NY
Posted Date
May 22, 18
Info Source
Employer
Total Views
234
be involved in tax compliance accounts for hedge funds,... mutual funds and/or private equity funds. Should have a Bachelor's degree and 3+ years of related work experience or an Advanced degree in tax or law and 2+ years of related... read more
Company
In-House
Experience
5-8 yrs required
Location
New York City, NY
Posted Date
May 22, 18
Info Source
Employer
Total Views
219
and processes to ensure compliance with US and non-US... AML laws and regulations, regulatory guidance and evolving best practices. Identify areas of enhancements across the AML and sanctions teams. Maintain high level of understanding of the transaction activity (client transaction... read more
Company
In-House
Experience
Min 8 yrs required
Location
New York City, NY
Posted Date
May 21, 18
Info Source
Employer
Total Views
146
Extensive knowledge of tax compliance methods, strategy consulting for... real estate investment trusts and real estate partnerships required. Thorough knowledge of partnership structures and their impact on real estate transactions and corresponding tax liabilities is needed. Considerable knowledge of accounting... read more
Company
In-House
Experience
4-7 yrs required
Location
New York City, NY
Posted Date
May 18, 18
Info Source
Employer
Total Views
140
and service working with Compliance, Risk and the business... units to implement new regulatory initiatives and respond to regulatory inquiries coordinating with Operations and IT personnel and other coverage attorneys to address business enhancement needs and regulatory changes and identifying... read more
Company
Recruiter
Experience
3-5 yrs required
Location
New York City, NY
Posted Date
Mar 27, 18
Info Source
Recruiter
Total Views
1
and limited liability company agreements, offering documents, subscription documents, trading and other compliance policies and counterparty arrangements.... Must be mid-level associate with 3-5 years of experience. The candidate must have a knowledge of hedge fund strategies, regulations, transactions and documentation.... read more
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