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Trade Compliance Counsel Jobs in Manhattan

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Job info
Company
In-House
Experience
Min 8 yrs required
Location
New York City, NY
Posted Date
Nov 17, 18
Info Source
Employer
Total Views
7
of Americas Electronic Trading Compliance & Operational Risk The... and functional leaders in compliance, legal, risk, and IT... the Americas Electronic Trading Compliance team team and participate... Framework. Draft and review compliance policies and procedures related... trading. Develop and deliver compliance training.... read more
Company
In-House, JPMorgan Chase & Co,
Experience
Location
New York City, NY
Posted Date
Nov 19, 18
Info Source
Employer
Total Views
19
close coordination with Legal, Compliance, Trading and Research teams,... close coordination with Legal, Compliance, Trading and Research teams,... & Trading personnel in compliance with information barriers ... investment bank legal or compliance dept. strongly preferred ... bank loans and bankruptcy trade claims preferred, not required...... read more
Company
In-House
Experience
Min 5 yrs required
Location
New York City, NY
Posted Date
Nov 17, 18
Info Source
Employer
Total Views
8
Electronic Trading Compliance & Operational Risk Officer... and functional leaders in compliance, legal, risk, and IT... design and implementation of the Operational Risk Framework. Draft and review compliance policies and procedures related... to electronic trading. Develop and deliver compliance training.... read more
Company
In-House
Experience
Location
New York City, NY
Posted Date
Nov 14, 18
Info Source
Employer
Total Views
2
SAP GTS Consultant, Global Trade Advisory - Summer 2019... systems design, along with trade regulatory and business process... understand national and international trade requirements, and align clients’... trade functions with their business... develop and pursue global trade automation strategies while using... trade... read more
Company
In-House
Experience
Location
New York City, NY
Posted Date
Nov 14, 18
Info Source
Employer
Total Views
4
AML Compliance Officer, Park Avenue Securities... Park Avenue Securities AML Compliance Officer will oversee and... In addition to ensuring compliance with all applicable BSA/AML... a broader, centralized AML compliance function supporting the broader... AML and OFAC broker-dealer compliance function. Review, interpret... Compliance... read more
Company
In-House
Experience
Min 4 yrs required
Location
New York City, NY
Posted Date
Nov 17, 18
Info Source
Employer
Total Views
1
Equity Derivative Compliance & Operational Risk Officer... and functional leaders in compliance, legal, risk, and IT... Framework. To draft and review compliance policies and procedures related... to equity and equity derivative sales and trading. To Develop and deliver compliance training.... read more
Company
Recruiter
Experience
Min 2 yrs required
Location
New York City, NY
Posted Date
Sep 15, 18
Info Source
Recruiter
Total Views
5
closely with the firm's compliance professionals and Chief Compliance... Officer. Responsibilities will include... advising the firm's business managers on securities laws and regulatory requirements and general sales & trading advisory work. Must have 2+ years of relevant experience at an... read more
Company
In-House
Experience
Location
New York City, NY
Posted Date
Nov 19, 18
Info Source
Employer
Total Views
14
Corporate Compliance - Rates/Fixed Income Financing... at http://www.jpmorganchase.com/. Our Compliance Function With a diverse... team of Compliance professionals supporting all areas... challenges they face. The Compliance function has a robust... Morgan Chase & Co. Compliance Department is seeking an... compliance... read more
Company
In-House
Experience
Location
New York City, NY
Posted Date
Nov 14, 18
Info Source
Employer
Total Views
1
SAP GTS Consultant, Global Trade Advisory- Summer 2019 The... systems design, along with trade regulatory and business process... understand national and international trade requirements, and align our... clients’ trade functions with their business... develop and pursue global trade automation strategies while using... trade... read more
Company
In-House
Experience
Min 5 yrs required
Location
New York City, NY
Posted Date
Nov 19, 18
Info Source
Employer
Total Views
13
with the Wealth Management Compliance and Legal teams on... internal and external audits, compliance tests and exams; assist... audits; Assist with core Compliance functions including marketing review,... driven by the Corporate Compliance Team related to Private... Bank products and services.... read more
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