range of legal and compliance issues concerning all aspects... of the Bank’s full-service wealth management business, which includes RIA, Broker Dealer, and Trust (including Delaware trust) offerings and services. - Develop and support the implementation of legal assessments, interpretations, recommendations,...
Execution Team (FET), you will utilize your legal expertise to support strategic decision making in the areas of investment vehicle management, capital raising,... and regulatory and governance matters. This role offers a competitive salary range of $140,, per year, bas...
Public Finance Attorney - Vice President, Assistant... and knowledgeable Public Finance Attorney to join our legal... support the Commercial and Investment Bank’s Public Finance business... in the Americas. - You will have the opportunity to work with a successful, versatile,...
business, supporting the entirety of the Wealth Management business. Key responsibilities include: - Advising senior management and other stakeholders on legal and compliance issues within the Bank’s... wealth management business, including RIA, Broker Dealer, and Trust offerings and services....
and federal securities law compliance for a publicly traded... real estate investment and financial services company. -... an active role in supporting public and private debt and equity offerings, investment transactions, secured financing transactions... including mortgage loan warehouse/repurchase facilities, M&A transactions...
Title: Junior M&A Advisory Attorney Job Responsibilities: - Provide... legal advice to the Investment Banking Division (IBD), including... the Mergers & Acquisitions (M&A) group and industry coverage groups, on various legal matters. These include deal structures, . securities laws, state...
cross-border mergers, acquisitions, and dispositions; joint ventures and non-control investments; reorganizations and spin-offs; equity and debt capital raises; commercial contracts; banking, financial and risk transfer... transactions; and structured investments. - Review and draft various transaction documents such as purchase agreements, shareholder...
providing comprehensive legal coverage and oversight for the company's affiliated . investment adviser. This leadership role... requires sound judgment and a deep sense of organizational stewardship. The position involves building a business from the ground up and designing and imp...
TITLE Legal, Structured Finance Attorney, Vice President JOB RESPONSIBILITIES... - Provide legal counsel and advice supporting the firm's Structured Finance and Mortgage businesses. - Advise business teams on structured finance transactions, including commercial mortgage and mezzanine loan transactions, commercial mortgage...
Title: Sr. Director, Fund Compliance Job Responsibilities: Regulatory Compliance and Oversight: -... implement, and maintain the compliance framework for the company's... real estate investment funds to ensure adherence... fund operations, identifying opportunities to modify or enhance the compliance program’s policies and procedures. -... O...
to the Corporate & Investment Banking Group (CIB), including... the New York branch and an SEC-registered broker dealer. - Counsel on legal and regulatory issues, conduct legal research, and review documentation for financial transactions. - Present updates to senior management and manage...
Title: Sr. Director, Legal Compliance-Fund Job Responsibilities: 1. Regulatory Compliance and... Oversight: - Develop, implement, and maintain the compliance framework for the company's... real estate investment funds. - Ensure adherence... to . securities - Modify and enhance compliance program policies and procedures......
Job Title: Consumer Banking Attorney - Vice President... on deposit, lending, and investment products for affluent individual... Provide strategic and practical legal advice to operational areas handling complex account changes, including matters related to powers of attorney, trusts and esta...
VP, Corporate Counsel, Asset-Based Finance - Prudential H2: Experienced Asset-Based Finance Lawyer Wanted in Newark, NJ Prudential is seeking a VP, Corporate Counsel with expertise in asset-based finance to join their team in Newark, NJ. This is a full-time...